STOCK TITAN

Equitable Holdings (EQH) director Bertram sells 1,466 shares at $51.15 average

(Neutral)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Equitable Holdings, Inc. director L. Scott Bertram reported a sale of 1,466 shares of common stock on August 6, 2026 in an open-market or private transaction. The shares were sold at a weighted average price of $51.1507, within a range of $51.03 to $51.21, leaving him with 26,465 shares held directly after the transaction.

Positive

  • None.

Negative

  • None.
Insider SCOTT BERTRAM L
Role Director
Sold 1,466 shs ($75K)
Type Security Shares Price Value
Sale Common Stock F1 1,466 $51.1507 $75K
Holdings After Transaction: Common Stock — 26,465 shares (Direct)
Footnotes (1)
  1. F1. This transaction was executed in multiple trades at prices ranging from $51.03 to $51.21. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Shares sold 1,466 shares Common stock sale on August 6, 2026 by director L. Scott Bertram
Weighted average sale price $51.1507 per share Weighted average across multiple trades between $51.03 and $51.21
Post-transaction holdings 26,465 shares Common stock directly owned by L. Scott Bertram after the sale
Low trade price $51.03 per share Lowest individual trade price within the reported sale range
High trade price $51.21 per share Highest individual trade price within the reported sale range
weighted average price financial
"The price reported above reflects the weighted average purchase price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
open market or private transaction financial
"transaction code description: Sale in open market or private transaction"
Form 4 regulatory
"reported in a Form 4 insider transaction filing with the SEC"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Equitable Holdings (EQH) report for L. Scott Bertram?

Equitable Holdings reported that director L. Scott Bertram sold 1,466 shares of common stock on August 6, 2026 in an open-market or private transaction, as disclosed in a Form 4 filing.

At what price did L. Scott Bertram sell Equitable Holdings (EQH) shares?

L. Scott Bertram sold the shares at a weighted average price of $51.1507 per share, with individual trade prices ranging between $51.03 and $51.21 during the transaction.

How many Equitable Holdings (EQH) shares does L. Scott Bertram own after this sale?

Following the reported sale, L. Scott Bertram directly owns 26,465 shares of Equitable Holdings common stock, as stated in the Form 4 filing’s post-transaction holdings figure.

Was the Equitable Holdings (EQH) insider sale by L. Scott Bertram under a Rule 10b5-1 plan?

The Form 4 indicates the Rule 10b5-1 checkbox was not affirmed for this transaction, and the footnote does not describe it as made pursuant to a pre-arranged trading plan.

What does the price range mean in the Equitable Holdings (EQH) Form 4 footnote?

The footnote explains the transaction was executed in multiple trades at prices from $51.03 to $51.21, and the reported $51.1507 per-share figure reflects the weighted average price across those trades.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SCOTT BERTRAM L

(Last)(First)(Middle)
C/O EQUITABLE HOLDINGS, INC.
1345 AVENUE OF THE AMERICAS

(Street)
NEW YORK NEW YORK 10105

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Equitable Holdings, Inc. [ EQH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/06/2026S1,466D$51.1507(1)26,465D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This transaction was executed in multiple trades at prices ranging from $51.03 to $51.21. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Remarks:
Stella Lee as attorney-in-fact for Bertram Scott08/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)