Equitable director awarded 6,897 EQH shares

LAMMTENNANT JOAN M reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

LAMMTENNANT JOAN M reported acquisition or exercise transactions in this Form 4 filing.

Equitable Holdings, Inc. director Joan M. Lamntenant received a grant of 6,897 shares of fully vested common stock valued at $42.05 per share under the company’s Amended and Restated 2019 Omnibus Incentive Plan, exempt under Rule 16b-3. Following this award, she directly holds 54,788 common shares.

Insider Trade Summary

Grant/Award: 6,897 shares

Grant/Award 1 txn

Insider LAMMTENNANT JOAN M

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	6,897	$42.05	$290K

Holdings After Transaction: Common Stock — 54,788 shares (Direct)

Footnotes (1)

1. F1. Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

Key Figures

Stock grant size: 6,897 shares Reported share value: $42.05 per share Post-transaction holdings: 54,788 shares +2 more

5 metrics

Stock grant size 6,897 shares Fully vested common stock award to director

Reported share value $42.05 per share Value used for the 6,897-share grant

Post-transaction holdings 54,788 shares Director’s direct common stock ownership after grant

Transaction code A (Grant/award acquisition) Non-derivative acquisition exempt under Rule 16b-3

Transaction date 2026-05-20 Date of common stock grant

Key Terms

fully vested common stock, Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan, Rule 16b-3, Grant, award, or other acquisition

4 terms

fully vested common stock financial

"Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan"

Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan financial

"Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan"

Rule 16b-3 regulatory

"Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3."

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Equitable Holdings (EQH) director Joan M. Lamntenant report on this Form 4?

She reported receiving a grant of 6,897 fully vested shares of Equitable Holdings common stock. The grant was made under the Amended and Restated 2019 Omnibus Incentive Plan and is exempt from short-swing profit rules under Rule 16b-3.

Was the Equitable Holdings (EQH) Form 4 transaction a purchase or a compensation grant?

The Form 4 reflects a compensation grant, not an open-market purchase. Joan M. Lamntenant acquired 6,897 fully vested common shares as a grant or award under Equitable Holdings’ 2019 Omnibus Incentive Plan, with the transaction coded as a Rule 16b-3 exempt acquisition.

What price per share is reported for Joan M. Lamntenant’s Equitable Holdings (EQH) stock grant?

The filing reports a price of $42.05 per share for the 6,897 common shares granted. This figure is typically used for reporting and valuation purposes in the Form 4 but does not indicate an open-market trade execution price.

How many Equitable Holdings (EQH) shares does Joan M. Lamntenant own after this Form 4 transaction?

After the grant, she directly owns 54,788 shares of Equitable Holdings common stock. This total includes the newly awarded 6,897 fully vested shares reported in the Form 4 and reflects her direct ownership position following the transaction.

Under what plan was the Equitable Holdings (EQH) stock grant to Joan M. Lamntenant made?

The grant was made under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan. The filing notes the grant of fully vested common stock under this plan is exempt from certain insider trading rules pursuant to Rule 16b-3.

Does the Equitable Holdings (EQH) Form 4 mention any derivative securities for Joan M. Lamntenant?

The Form 4 data shows no derivative security transactions for Joan M. Lamntenant in this filing. All reported activity relates to a single non-derivative award of fully vested Equitable Holdings common stock under the company’s 2019 Omnibus Incentive Plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/21/2026 - 04:41 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LAMMTENNANT JOAN M

(Last) (First) (Middle)

C/O EQUITABLE HOLDINGS, INC.

1345 AVENUE OF THE AMERICAS

(Street)

NEW YORK NEW YORK 10105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Equitable Holdings, Inc. [ EQH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/20/2026		A		6,897(1)	A	$42.05	54,788	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

Remarks:

	Stella Lee as attorney-in-fact for Joan Lamm-Tennant	05/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)