Equitable Holdings director granted 4,400 shares

Kaye Daniel G reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Kaye Daniel G reported acquisition or exercise transactions in this Form 4 filing.

Equitable Holdings, Inc. director Daniel G. Kaye received a grant of 4,400 shares of Common Stock on May 20, 2026 at $42.05 per share. The award consists of fully vested stock granted under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan, exempt under Rule 16b-3. Following this grant, Kaye directly holds 60,086 shares of Equitable Holdings common stock.

Insider Trade Summary

Grant/Award: 4,400 shares

Grant/Award 1 txn

Insider Kaye Daniel G

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	4,400	$42.05	$185K

Holdings After Transaction: Common Stock — 60,086 shares (Direct)

Footnotes (1)

1. F1. Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

Key Figures

Shares granted: 4,400 shares Grant price per share: $42.05 per share Total shares after transaction: 60,086 shares

3 metrics

Shares granted 4,400 shares Fully vested Common Stock grant on May 20, 2026

Grant price per share $42.05 per share Reference transaction price for the stock award

Total shares after transaction 60,086 shares Director’s direct holdings following the grant

Key Terms

Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan, fully vested common stock, Rule 16b-3, grant, award, or other acquisition

4 terms

Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan financial

"Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan"

fully vested common stock financial

"Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan"

Rule 16b-3 regulatory

"Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

grant, award, or other acquisition financial

"Transaction code A described as Grant, award, or other acquisition"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Equitable Holdings (EQH) disclose for Daniel G. Kaye?

Equitable Holdings reported that director Daniel G. Kaye received a grant of 4,400 shares of Common Stock. The shares are fully vested and were awarded as equity compensation rather than bought on the open market.

At what price was Daniel G. Kaye’s Equitable Holdings (EQH) stock grant valued?

The 4,400-share grant to Daniel G. Kaye was valued at a reference price of $42.05 per share. This price reflects the transaction price disclosed for the equity award on May 20, 2026.

How many Equitable Holdings (EQH) shares does Daniel G. Kaye own after this Form 4?

After the reported grant, Daniel G. Kaye directly owns 60,086 shares of Equitable Holdings common stock. This total includes the newly granted 4,400 fully vested shares disclosed in the May 20, 2026 transaction.

What plan governed Daniel G. Kaye’s stock grant at Equitable Holdings (EQH)?

The stock grant was issued under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan. This company plan provides for equity-based awards such as fully vested common stock to directors and other eligible participants.

Was Daniel G. Kaye’s Equitable Holdings (EQH) stock grant a market purchase?

No, the transaction is classified as a grant or award acquisition rather than an open-market purchase. The Form 4 describes it as fully vested common stock granted under the company’s 2019 Omnibus Incentive Plan and exempt under Rule 16b-3.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/21/2026 - 04:56 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kaye Daniel G

(Last) (First) (Middle)

C/O EQUITABLE HOLDINGS, INC.

1345 AVENUE OF THE AMERICAS

(Street)

NEW YORK NEW YORK 10105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Equitable Holdings, Inc. [ EQH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/20/2026		A		4,400(1)	A	$42.05	60,086	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Grant of fully vested common stock under the Amended and Restated Equitable Holdings, Inc. 2019 Omnibus Incentive Plan exempt under Rule 16b-3.

Remarks:

	Stella Lee as attorney-in-fact for Daniel Kaye	05/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)