STOCK TITAN

Equity Residential (NYSE: EQR) CAO adds 30 shares via employee plan

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Equity Residential (EQR) reported that Chief Accounting Officer Ian Kaufman acquired 30 Common Shares of Beneficial Interest on August 14, 2026 through the company’s Employee Share Purchase Plan at $56.07 per share. Following this grant, he holds 29,657 shares directly, including restricted shares scheduled to vest in the future, and 657 shares indirectly in a 401(k) plan via profit sharing and dividend reinvestment acquisitions through July 16, 2026.

Positive

  • None.

Negative

  • None.
Insider Kaufman Ian
Role Chief Accounting Officer
Type Security Shares Price Value
Grant/Award Common Shares Of Beneficial Interest F1, F2 30 $56.07 $2K
holding Common Shares Of Beneficial Interest F3 -- -- --
Holdings After Transaction: Common Shares Of Beneficial Interest — 29,657 shares (Direct); Common Shares Of Beneficial Interest — 657 shares (Indirect, 401(k) Plan)
Footnotes (3)
  1. F1. Represents shares acquired through Vivmark Residential's (formerly known as Equity Residential) (the "Company") Employee Share Purchase Plan.
  2. F2. Direct total includes restricted shares of the Company scheduled to vest in the future.
  3. F3. Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through July 16, 2026.
Shares acquired (grant/award) 30 shares Common Shares of Beneficial Interest acquired on August 14, 2026 via Employee Share Purchase Plan
Grant price $56.0700 per share Price per share for the 30-share acquisition on August 14, 2026
Direct holdings after transaction 29,657 shares Total direct EQR shares held by Ian Kaufman following the August 14, 2026 grant
Indirect 401(k) holdings 657 shares EQR shares held through a 401(k) plan via profit sharing and dividend reinvestment through July 16, 2026
Employee Share Purchase Plan financial
"Represents shares acquired through Vivmark Residential's ... Employee Share Purchase Plan."
A program that lets employees buy their employer’s stock, often through regular payroll deductions and sometimes at a discounted price or with matching contributions; think of it as a company-run savings plan that converts part of pay into ownership. It matters to investors because it can increase insider ownership and employee motivation, potentially affecting company performance, and can slightly change share supply when new stock is issued or sold.
restricted shares financial
"Direct total includes restricted shares of the Company scheduled to vest in the future."
Restricted shares are company stock that cannot be sold or transferred immediately because they are subject to legal or contractual limits, such as a required holding period or performance conditions. They matter to investors because these locked-up shares can affect a company’s available stock for trading, future dilution, and insider incentives—imagine a gift that can’t be cashed until certain conditions are met, which changes when and how much supply can suddenly enter the market.
profit sharing contributions financial
"Represents shares acquired through profit sharing contributions and dividend reinvestment activity..."
dividend reinvestment financial
"Represents shares acquired through profit sharing contributions and dividend reinvestment activity..."
Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.
Section 401(k) of the Internal Revenue Code of 1986 financial
"a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended."

FAQ

What insider transaction did EQR report for Ian Kaufman on August 14, 2026?

Equity Residential reported that Ian Kaufman acquired 30 common shares on August 14, 2026 through the Employee Share Purchase Plan at $56.07 per share. This was reported as a grant or award acquisition.

How many EQR shares does Ian Kaufman hold directly after this Form 4 transaction?

After the reported transaction, Ian Kaufman holds 29,657 EQR shares directly. This direct total includes restricted shares of the company that are scheduled to vest in the future, as noted in the filing footnotes.

What indirect EQR holdings does Ian Kaufman report in his 401(k) plan?

Ian Kaufman reports 657 EQR shares held indirectly through a 401(k) Retirement Savings Plan. These shares were acquired via profit sharing contributions and dividend reinvestment activity through July 16, 2026.

Was the August 14, 2026 EQR share acquisition by Ian Kaufman a market purchase?

No. The 30-share acquisition was reported as a grant, award, or other acquisition under transaction code A, and the footnote specifies it represents shares acquired through the company’s Employee Share Purchase Plan, not an open-market purchase.

Does the Form 4 indicate that Ian Kaufman’s EQR transaction was under a Rule 10b5-1 plan?

No. The filing’s Rule 10b5-1 checkbox is not checked, and there is no footnote stating the transaction was made under a Rule 10b5-1 trading plan, so it is reported without an affirmed pre-arranged plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kaufman Ian

(Last)(First)(Middle)
TWO NORTH RIVERSIDE PLAZA, SUITE 400

(Street)
CHICAGO ILLINOIS 60606

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
VIVMARK RESIDENTIAL [ VMRK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares Of Beneficial Interest08/14/2026A30(1)A$56.0729,657(2)D
Common Shares Of Beneficial Interest657(3)I401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares acquired through Vivmark Residential's (formerly known as Equity Residential) (the "Company") Employee Share Purchase Plan.
2. Direct total includes restricted shares of the Company scheduled to vest in the future.
3. Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through July 16, 2026.
/s/ Samantha Thompson, Attorney-in-fact08/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)