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EQUUS TOTAL RETURN, INC. (EQS) is the issuer for which Anthony Prestigiacomo reports beneficial ownership of 2,000,000 common shares issuable under currently exercisable warrants, with an exercise price of $1.50 per share. The reported 12.53% ownership calculation uses 13,966,696 common shares outstanding as of June 30, 2026, plus the 2,000,000 warrant shares deemed outstanding under Rule 13d-3(d)(1).
Key Figures
Common shares issuable under warrants:2,000,000 sharesWarrant exercise price:$1.50 per shareBeneficial ownership:12.53%+1 more
4 metrics
Common shares issuable under warrants2,000,000 sharesBeneficially owned; warrants are currently exercisable
Warrant exercise price$1.50 per shareExercise price for warrants held by Anthony Prestigiacomo
Beneficial ownership12.53%Calculated using common shares outstanding as of June 30, 2026, plus warrant shares deemed outstanding
Common shares outstanding13,966,696 sharesAs of June 30, 2026
Key Terms
beneficially owned, currently exercisable, deemed outstanding, Rule 13d-3(d)(1)
4 terms
beneficially ownedregulatory
"Amount beneficially owned: 2,000,000 shares of common stock"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
currently exercisablefinancial
"which are currently exercisable"
deemed outstandingregulatory
"which are deemed outstanding pursuant to Rule 13d-3(d)(1)"
Rule 13d-3(d)(1)regulatory
"deemed outstanding pursuant to Rule 13d-3(d)(1)"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
How many EQS shares does Anthony Prestigiacomo beneficially own?
Anthony Prestigiacomo reports beneficial ownership of 2,000,000 common shares issuable upon exercise of warrants he holds. The warrants are currently exercisable at $1.50 per share.
What percentage of EQS does Anthony Prestigiacomo report?
Anthony Prestigiacomo reports 12.53% beneficial ownership. The calculation uses 13,966,696 common shares outstanding as of June 30, 2026, plus the 2,000,000 warrant shares deemed outstanding under Rule 13d-3(d)(1).
Address or principal business office or, if none, residence:
11 Yearling PL, Freehold, New Jersey, 07728
(c)
Citizenship:
Mr. Prestigiacomo is a citizen of the United States of America.
(d)
Title of class of securities:
Common Stock, $0.001 par value per share
(e)
CUSIP Number(s):
294766100
Item 3.
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution:
(k)
Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.
Ownership
(a)
Amount beneficially owned:
2,000,000 shares of common stock, consisting of shares issuable upon exercise of warrants held by Mr. Prestigiacomo at an exercise price of $1.50 per share, which are currently exercisable ("Warrants").
(b)
Percent of class:
12.53%, based on 13,966,696 shares of common stock outstanding as of June 30, 2026, as reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ended June 30, 2026, plus the 2,000,000 shares issuable upon exercise of the warrants, which are deemed outstanding pursuant to Rule 13d-3(d)(1).
(c)
Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
2,000,000 shares of common stock underlying the Warrants.
(ii) Shared power to vote or to direct the vote:
0
(iii) Sole power to dispose or to direct the disposition of:
2,000,000 shares of common stock underlying the Warrants.
(iv) Shared power to dispose or to direct the disposition of:
0
Item 5.
Ownership of 5 Percent or Less of a Class.
Not Applicable
Item 6.
Ownership of more than 5 Percent on Behalf of Another Person.
Not Applicable
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Not Applicable
Item 8.
Identification and Classification of Members of the Group.
Not Applicable
Item 9.
Notice of Dissolution of Group.
Not Applicable
Item 10.
Certifications:
N/A
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
