STOCK TITAN

Director buys 400 ERC shares in open-market trade at $9.3663

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ALLSPRING MULTI-SECTOR INCOME FUND director Brian S. Shlissel reported an open-market purchase of 400 common shares. The transaction took place at a price of $9.3663 per share and increased his directly held position to 400 shares.

Positive

  • None.

Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SHLISSEL BRIAN S

(Last) (First) (Middle)
270 PARK AVE

(Street)
NEW YORK NY 10017-2014

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALLSPRING MULTI-SECTOR INCOME FUND [ ERC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 02/27/2026 02/27/2026 P 400 A $9.3663 400 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Maureen E. Towle by power of attorney 02/27/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did ERC director Brian S. Shlissel report?

Brian S. Shlissel reported buying 400 common shares of ALLSPRING MULTI-SECTOR INCOME FUND in an open-market transaction. The purchase was executed at a price of $9.3663 per share and is held as direct ownership.

At what price did the ERC director purchase common shares?

The ERC director purchased the common shares at $9.3663 per share. This price reflects the cost of the 400-share open-market transaction reported, giving investors a reference point for the director’s recent share acquisition.

How many ERC shares does Brian S. Shlissel own after this transaction?

After the reported purchase, Brian S. Shlissel directly owns 400 common shares of ALLSPRING MULTI-SECTOR INCOME FUND. The filing shows this as his total directly held position following the open-market transaction.

Was the ERC insider transaction a buy or a sell?

The ERC insider transaction was a buy. Director Brian S. Shlissel executed an open-market purchase of 400 common shares, as indicated by the purchase code and transaction details in the Form 4 filing.

What type of security did the ERC director acquire in the Form 4 filing?

The ERC director acquired common shares of ALLSPRING MULTI-SECTOR INCOME FUND. The Form 4 specifies a non-derivative transaction involving 400 common shares purchased directly in the open market.
Allspring Multi-Sec Income

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