STOCK TITAN

Allspring Utilities & High Income Fund (ERH) director files Form 3 with no shares

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Allspring Utilities & High Income Fund director Maureen E. Towle filed an initial insider ownership report. The filing shows she currently has no beneficial ownership of the fund’s securities, and no derivative securities such as options or warrants. The report is filed as a single-person Form 3, confirming her role as a director without any disclosed equity stake at this time.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
SHLISSEL BRIAN S

(Last) (First) (Middle)
270 PARK AVE

(Street)
NEW YORK NY 10017-2014

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/02/2026
3. Issuer Name and Ticker or Trading Symbol
ALLSPRING UTILITIES & HIGH INCOME FUND [ ERH ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
Maureen E. Towle by power of attorney 01/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does this Form 3 filing for ERH disclose?

The Form 3 reports that director Maureen E. Towle is a reporting person for Allspring Utilities & High Income Fund (ERH) and currently has no securities beneficially owned, including no derivative securities.

Who is the reporting person in this ERH insider ownership filing?

The reporting person is Maureen E. Towle, who is identified as a director of Allspring Utilities & High Income Fund.

Does the ERH director own any shares according to this Form 3?

No. The filing explicitly states in the Explanation of Responses section that no securities are beneficially owned by the director.

Are there any derivative securities reported for the ERH director?

No. Table II, which covers derivative securities such as options or warrants, contains no positions, consistent with the statement that no securities are beneficially owned.

Is this ERH Form 3 filed by one or multiple reporting persons?

The document indicates that the Form is filed by one reporting person, referring only to director Maureen E. Towle.

What is the event date associated with this ERH Form 3 filing?

The Form 3 lists the Date of Event Requiring Statement as 01/02/2026.

Allspring Util & High Income

NYSE:ERH

ERH Rankings

ERH Latest News

ERH Latest SEC Filings

ERH Stock Data

104.40M
88.83M
0.05%
17.89%
0.4%
Asset Management
Financial Services
United States
Charlotte