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Erie Indemnity (ERIE) EVP receives 224.535 deferred share credits

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Erie Indemnity Company Executive Vice President Sean Dugan reported an internal compensation-related transaction rather than an open-market trade. On March 13, 2026, he received 224.535 Incentive Compensation Deferral Plan share credits, valued at $246.91 per credit, bringing his total plan share credits to 995.872. These share credits give him the right to receive an equivalent number of Class A common shares when he retires or otherwise leaves the company and have no exercise or expiration dates. Following this filing, he also directly holds 278.650 shares of Erie Indemnity Class A common stock.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dugan Sean

(Last) (First) (Middle)
100 ERIE INSURANCE PLACE

(Street)
ERIE PA 16530

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ERIE INDEMNITY CO [ ERIE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
03/13/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 278.65 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Incentive Compensation Deferral Plan Share Credits $0(1) 03/13/2026 J(2) 224.535 (3) (3) Class A Common Stock 224.535 $246.91 995.872 D
Explanation of Responses:
1. Conversion price is not applicable to shares granted under the Erie Indemnity Company Incentive Compensation Deferral Plan.
2. Acquired under the Erie Indemnity Company Incentive Compensation Deferral Plan from an Annual Incentive Plan award.
3. The shares subject to this reporting are Share Credits which are periodically credited to the accounts of a select group of management and highly compensated employees of Erie Indemnity Company pursuant to its Incentive Compensation Deferral Plan. These Share Credits represent the right to receive an equivalent number of shares of Erie Indemnity Company Class A common stock when the reporting individual retires or otherwise separates from service with the Company. There are no exercisable or expiration dates for these securities.
Remarks:
Cynthia R Crosby, Power of Attorney 03/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did ERIE Executive Vice President Sean Dugan report?

Sean Dugan reported receiving 224.535 Incentive Compensation Deferral Plan share credits on March 13, 2026. These credits are tied to an Annual Incentive Plan award and represent deferred compensation rather than an open-market stock purchase or sale.

How many Erie Indemnity (ERIE) share credits does Sean Dugan now hold?

After the March 13, 2026 transaction, Sean Dugan holds 995.872 Incentive Compensation Deferral Plan share credits. Each share credit represents the right to receive one Erie Indemnity Class A common share when he retires or otherwise separates from the company.

Are Sean Dugan’s ERIE share credits from a stock option or a deferral plan?

The 224.535 units are share credits under the Erie Indemnity Company Incentive Compensation Deferral Plan, not stock options. The footnotes state the conversion price is not applicable and the credits come from an Annual Incentive Plan award, with no exercise or expiration dates.

When will Sean Dugan receive the ERIE shares underlying his share credits?

According to the disclosure, the share credits entitle Sean Dugan to receive an equivalent number of Erie Indemnity Class A common shares when he retires or otherwise separates from service with the company. There are no exercisable or expiration dates for these securities.

Did Sean Dugan buy or sell Erie Indemnity (ERIE) stock on the market?

The filing does not show any open-market buys or sells. It reports an “other” transaction where 224.535 share credits were acquired under the company’s Incentive Compensation Deferral Plan, along with an updated direct holding of 278.650 Class A common shares.

How many Erie Indemnity (ERIE) Class A shares does Sean Dugan hold directly?

Following the reported transactions, Sean Dugan directly holds 278.650 shares of Erie Indemnity Class A common stock. This is separate from his 995.872 Incentive Compensation Deferral Plan share credits, which will convert into shares upon retirement or separation.
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