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ERock, Inc. director and officer John Eugene Carrington filed an initial ownership report showing holdings of derivative securities tied to Class A Common Stock. He reports Class M Units that can ultimately relate to Class B Units and then to Class A Common Stock.
The filing shows Class M Units corresponding to 11,349,822 underlying shares of Class A Common Stock held directly, 516,713 underlying shares held indirectly through a trust, and an additional 644,002 underlying shares held directly. Footnotes explain that Class M Units are profits interests, some fully vested and others vesting in monthly installments beginning on June 26, 2026, subject to continued service.