ERock director files initial Form 3

ERock, Inc. director Charles D. Boynton filed an initial Form 3 reporting his status as a reporting person of the company.

Rhea-AI Filing Summary

ERock, Inc. director Charles D. Boynton filed an initial Form 3 reporting his status as a reporting person of the company. The filing shows no reported transactions in ERock, Inc. securities and no derivative positions, serving as a baseline disclosure of his insider status.

Key Terms

Form 3, reporting person, director, derivative transactions

4 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3):"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

""reportingPersons": [ { "name": "BOYNTON CHARLES D""

director financial

""is_director": 1"

derivative transactions financial

""derivativeTransactionCount": 0"

Derivative transactions are contracts whose value depends on the price or performance of something else—like stocks, bonds, currencies, interest rates or commodities. Think of them as insurance or bets about a future price: investors use them to protect against losses, lock in prices, or try to amplify returns, but they can also magnify losses, create cash demands and expose a firm to the risk that the other party won’t meet its obligation, so they can materially affect a company’s financial stability and volatility.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the ERock (EROC) Form 3 filing by Charles D. Boynton report?

The Form 3 filing reports that Charles D. Boynton is a director and reporting person of ERock, Inc. It serves as his initial beneficial ownership statement and shows no reported transactions or derivative positions in ERock securities at this time.

Does the ERock (EROC) Form 3 show any stock transactions by Charles D. Boynton?

No, the Form 3 shows no stock transactions by Charles D. Boynton. The transaction summary lists zero buys, sells, exercises, gifts, tax withholdings, or restructuring events, indicating no trading activity is being reported in this filing.

What insider role does Charles D. Boynton hold at ERock (EROC)?

Charles D. Boynton is identified as a director of ERock, Inc. in the Form 3. He is not listed as an officer or ten percent owner, so the filing focuses on his status as a board member and reporting person under SEC rules.

Does the ERock (EROC) Form 3 disclose any derivative securities for Charles D. Boynton?

No, the Form 3 does not disclose any derivative securities for Charles D. Boynton. The derivative summary is empty and the transaction summary shows zero derivative transactions, indicating no options, warrants, or similar instruments are reported.

What does a neutral net buy/sell direction mean in the ERock (EROC) Form 3?

A neutral net buy/sell direction means the filing shows no net change in share ownership from transactions. For Charles D. Boynton’s Form 3 at ERock, Inc., this reflects that no purchases, sales, or other trades are reported in this initial statement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/09/2026 - 09:38 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

BOYNTON CHARLES D

(Last) (First) (Middle)

C/O EROCK, INC.

1113 VINE STREET, SUITE 101

(Street)

HOUSTON TEXAS 77002

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/09/2026

3. Issuer Name and Ticker or Trading Symbol
ERock, Inc. [ EROC ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Davis Zapffe, Attorney-in-fact for Charles D. Boynton	06/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)