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EagleRock CFO granted 47,619 RSUs in award

EagleRock Land, LLC granted its President & CFO 47,619 RSUs that vest over three years, increasing his direct Class A share holdings to 832,393.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

EagleRock Land, LLC (symbol: EROK) is the issuer of record for a Form 4 filing submitted to the SEC. Shah Neal H reported acquisition or exercise transactions in this Form 4 filing.

EagleRock Land, LLC (EROK) reported that its President & Chief Financial Officer, Neal H. Shah, received a grant of 47,619 Restricted Share Units (RSUs) on September 10, 2026 under the EagleRock Land, LLC Long Term Incentive Plan. The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date, and each RSU will settle into one Class A share. Following this grant, Shah holds 832,393 Class A shares directly.

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Insider Shah Neal H
Role See Remarks
Type Security Shares Price Value
Grant/Award Class A shares F1 47,619 $0.00 $0.00
Holdings After Transaction: Class A shares — 832,393 shares (Direct)
Footnotes (1)
  1. F1. On September 10, 2026, the Reporting Person was granted 47,619 Restricted Share Units ("RSUs") under the EagleRock Land, LLC Long Term Incentive Plan. Each RSU is a contingent right to receive one Class A share upon settlement. The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date.
RSUs granted 47,619 units Restricted Share Units granted on September 10, 2026 under the Long Term Incentive Plan
Class A shares held after transaction 832,393 shares Direct Class A share ownership by Neal H. Shah following the RSU grant
Grant date September 10, 2026 Date of RSU grant to the President & Chief Financial Officer
Vesting schedule Three equal annual installments RSUs vest annually beginning on the first anniversary of the grant date
Per-share grant price $0.00 per unit Reported price for the RSU award, indicating a compensation grant rather than a purchase
Restricted Share Units ("RSUs") financial
"was granted 47,619 Restricted Share Units ("RSUs") under the EagleRock Land, LLC Long Term Incentive Plan"
Long Term Incentive Plan financial
"granted 47,619 Restricted Share Units ("RSUs") under the EagleRock Land, LLC Long Term Incentive Plan"
A long term incentive plan is a company program that awards executives and key employees bonuses—often in stock, options, or cash—only if the business meets multi-year performance goals. It links management pay to company results—like tying a coach’s bonus to a team’s multi-season record—so investors monitor it for how leaders are motivated, potential share dilution, and signals about the company’s long-term priorities.
vest financial
"The RSUs vest in three equal annual installments beginning on the first anniversary"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
contingent right financial
"Each RSU is a contingent right to receive one Class A share upon settlement"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did EROK report for Neal H. Shah?

EROK reported that Neal H. Shah received a grant of 47,619 RSUs on September 10, 2026. These Restricted Share Units were granted under the EagleRock Land, LLC Long Term Incentive Plan and each RSU represents a contingent right to receive one Class A share upon settlement.

How do the 47,619 RSUs granted by EROK vest?

The 47,619 RSUs granted to Neal H. Shah vest in three equal annual installments beginning on the first anniversary of the September 10, 2026 grant date. Each vested RSU will convert into one Class A share upon settlement, according to the grant terms.

What is Neal H. Shah’s total direct Class A share holding in EROK after this grant?

After the September 10, 2026 RSU grant, Neal H. Shah directly holds 832,393 Class A shares of EagleRock Land, LLC. This figure reflects his reported direct ownership position following the award transaction disclosed in the filing.

Did Neal H. Shah pay a price per share for the EROK RSU grant?

No cash purchase price was reported; the filing shows a per-share price of $0.00 for the 47,619 RSUs. This indicates the award was granted as equity compensation rather than acquired through a market purchase.

Was the EROK RSU grant to Neal H. Shah made under a Rule 10b5-1 plan?

The filing indicates that no Rule 10b5-1 trading plan was affirmed for this transaction. The document-level Rule 10b5-1 checkbox is explicitly unchecked, and the related footnote does not state that the grant was made under such a plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shah Neal H

(Last)(First)(Middle)
C/O EAGLEROCK LAND, LLC
9655 KATY FREEWAY, SUITE 375

(Street)
HOUSTON TEXAS 77024

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
EagleRock Land, LLC [ EROK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A shares09/10/2026A47,619(1)A$0832,393D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On September 10, 2026, the Reporting Person was granted 47,619 Restricted Share Units ("RSUs") under the EagleRock Land, LLC Long Term Incentive Plan. Each RSU is a contingent right to receive one Class A share upon settlement. The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date.
Remarks:
President & Chief Financial Officer
/s/ Robert W. Hunt Jr., Attorney-In-Fact09/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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