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[Form 3] Estrella Immunopharma, Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Estrella Immunopharma director Jia Dengyao filed an initial Form 3 reporting no securities beneficially owned in the company. The form lists Dengyao's relationship to the issuer as a director and provides a business address. Table entries indicate there are no non-derivative or derivative holdings to report, and the reporting person signed the filing certifying the accuracy of the statement.

Il direttore di Estrella Immunopharma, Jia Dengyao, ha presentato un modulo iniziale Form 3 dichiarando di non detenere titoli di proprietà nell’azienda. Il modulo indica il legame di Dengyao con l’emittente come direttore e fornisce un indirizzo aziendale. Le voci della tabella indicano che non ci sono partecipazioni non derivate né derivate da segnalare, e la persona che segnala ha firmato la dichiarazione attestando l’esattezza dell’affermazione.

El director de Estrella Immunopharma, Jia Dengyao, presentó un Formulario 3 inicial informando que no posee valores de forma beneficiosa en la empresa. El formulario señala la relación de Dengyao con el emisor como director y proporciona una dirección comercial. Las entradas de la tabla indican que no hay participaciones no derivadas ni derivadas para reportar, y la persona que reporta firmó la presentación certificando la exactitud de la declaración.

Estrella Immunopharma의 이사 Jia Dengyao가 회사에 대한 실질적 소유 증권이 없음을 보고하는 초기 Form 3를 제출했습니다. 양식에는 발행인과의 관계를 이사로 기재하고 업무 주소를 제공합니다. 표의 항목은 비유래 보유나 파생 보유를 보고할 항목이 없음을 나타내며, 보고자는 진술의 정확성을 인증하며 서명했습니다.

Le directeur de Estrella Immunopharma, Jia Dengyao, a déposé un Formulaire 3 initial indiquant qu’il ne détient aucun titre détenu de manière bénéfique dans la société. Le formulaire précise la relation de Dengyao avec l’émetteur en tant que directeur et fournit une adresse professionnelle. Les entrées du tableau indiquent qu’aucune détention non dérivée ou dérivée n’est à déclarer, et la personne qui déclare a signé le document en certifiant l’exactitude de la déclaration.

Der Direktor von Estrella Immunopharma, Jia Dengyao, hat ein initiales Form 3 eingereicht und angegeben, dass er keine als Eigentum gehaltenen Wertpapiere des Unternehmens besitzt. Das Formular listet die Beziehung von Dengyao zum Emittenten als Direktor auf und enthält eine Geschäftsadresse. Die Tabellenzeilen zeigen, dass weder nicht abgeleitete noch abgeleitete Positionen gemeldet werden müssen, und die meldende Person hat die Einreichung unterschrieben und deren Richtigkeit bestätigt.

قدم مدير Estrella Immunopharma، Jia Dengyao، نموذج Form 3 أوليًا يفيد بأنه لا يمتلك أي أسهم تَملكاً مفيداً في الشركة. يُشير النموذج إلى علاقة Dengyao بالجهة المصدرة كمدير ويقدم عنوان عمل. تشير إدخالات الجدول إلى عدم وجود ملكية غير مشتقة أو مشتقة يجب الإبلاغ عنها، وقد قامت جهة الإبلاغ بتوقيع الإيداع مصدّقةً دقة البيان.

Estrella Immunopharma 的董事 Jia Dengyao 已提交初始 Form 3,宣布在本公司不拥有受益所有权的证券。该表格将 Dengyao 与发行人之间的关系列为董事,并提供了一个办公地址。表格条目显示没有需要报告的非衍生或衍生持股,报告人已签署申明以证明声明的准确性。

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Director disclosed initial Form 3 with no beneficial ownership, a routine governance filing with limited market impact.

The filing documents that the reporting person serves as a director but does not beneficially own equity or derivative securities of the issuer. From a governance perspective this is a standard initial disclosure that establishes the director's current position and holdings. Because no securities are reported, there are no immediate insider trading constraints tied to existing holdings, though standard Section 16 obligations will apply to future transactions.

TL;DR: Routine Section 16 disclosure; absence of holdings means no material ownership change was reported.

The Form 3 is an initial statement required for certain insiders. It confirms the individual's status as a reporting person while explicitly noting zero direct or indirect beneficial ownership in the issuer. For compliance teams, this creates a clear baseline for monitoring any subsequent transactions that would require Forms 4 or 5.

Il direttore di Estrella Immunopharma, Jia Dengyao, ha presentato un modulo iniziale Form 3 dichiarando di non detenere titoli di proprietà nell’azienda. Il modulo indica il legame di Dengyao con l’emittente come direttore e fornisce un indirizzo aziendale. Le voci della tabella indicano che non ci sono partecipazioni non derivate né derivate da segnalare, e la persona che segnala ha firmato la dichiarazione attestando l’esattezza dell’affermazione.

El director de Estrella Immunopharma, Jia Dengyao, presentó un Formulario 3 inicial informando que no posee valores de forma beneficiosa en la empresa. El formulario señala la relación de Dengyao con el emisor como director y proporciona una dirección comercial. Las entradas de la tabla indican que no hay participaciones no derivadas ni derivadas para reportar, y la persona que reporta firmó la presentación certificando la exactitud de la declaración.

Estrella Immunopharma의 이사 Jia Dengyao가 회사에 대한 실질적 소유 증권이 없음을 보고하는 초기 Form 3를 제출했습니다. 양식에는 발행인과의 관계를 이사로 기재하고 업무 주소를 제공합니다. 표의 항목은 비유래 보유나 파생 보유를 보고할 항목이 없음을 나타내며, 보고자는 진술의 정확성을 인증하며 서명했습니다.

Le directeur de Estrella Immunopharma, Jia Dengyao, a déposé un Formulaire 3 initial indiquant qu’il ne détient aucun titre détenu de manière bénéfique dans la société. Le formulaire précise la relation de Dengyao avec l’émetteur en tant que directeur et fournit une adresse professionnelle. Les entrées du tableau indiquent qu’aucune détention non dérivée ou dérivée n’est à déclarer, et la personne qui déclare a signé le document en certifiant l’exactitude de la déclaration.

Der Direktor von Estrella Immunopharma, Jia Dengyao, hat ein initiales Form 3 eingereicht und angegeben, dass er keine als Eigentum gehaltenen Wertpapiere des Unternehmens besitzt. Das Formular listet die Beziehung von Dengyao zum Emittenten als Direktor auf und enthält eine Geschäftsadresse. Die Tabellenzeilen zeigen, dass weder nicht abgeleitete noch abgeleitete Positionen gemeldet werden müssen, und die meldende Person hat die Einreichung unterschrieben und deren Richtigkeit bestätigt.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Jia Dengyao

(Last) (First) (Middle)
5858 HORTON STREET, SUITE 370

(Street)
EMERYVILLE, CA 9460

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/22/2025
3. Issuer Name and Ticker or Trading Symbol
Estrella Immunopharma, Inc. [ ESLA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Dengyao Jia 10/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 3 filed for Estrella Immunopharma (ESLA) report?

The Form 3 reports that director Jia Dengyao currently does not beneficially own any securities of Estrella Immunopharma.

What is Jia Dengyao's relationship to Estrella Immunopharma (ESLA)?

The filing lists Jia Dengyao as a director of Estrella Immunopharma.

Does the Form 3 show any derivative securities for ESLA owned by the reporting person?

No. The filing explicitly states there are no non-derivative or derivative securities beneficially owned by the reporting person.

Does this Form 3 create any immediate trading restrictions for the reporting person?

The Form 3 itself documents holdings but does not impose new restrictions; Section 16 reporting obligations apply for any future transactions that must be reported on Forms 4 or 5.

Where is the reporting person located according to the Form 3?

The address listed for the reporting person is 5858 Horton Street, Suite 370, Emeryville, CA 9460.
Estrella Immunopharma

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Biotechnology
Biological Products, (no Disgnostic Substances)
Link
United States
EMERYVILLE