STOCK TITAN

Espey Mfg & Electronics (ESP) director sells 1,000 shares at ~$64

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Espey Mfg & Electronics Corp director Carl Helmetag reported open-market sales of a combined 1,000 shares of common stock on June 24, 2026, at prices ranging from $63.13 to $63.98 per share. After these sales, he holds 24,167 shares directly and 1,504 shares indirectly through an IRA, and also owns 14,542 unexercised stock options.

Positive

  • None.

Negative

  • None.
Insider HELMETAG CARL
Role null
Sold 1,000 shs ($64K)
Type Security Shares Price Value
Sale Common Stock - $.33 1/3 par value 2 $63.28 $126.56
Sale Common Stock - $.33 1/3 par value 5 $63.16 $315.80
Sale Common Stock - $.33 1/3 par value 5 $63.25 $316.25
Sale Common Stock - $.33 1/3 par value 5 $63.28 $316.40
Sale Common Stock - $.33 1/3 par value 5 $63.93 $319.65
Sale Common Stock - $.33 1/3 par value 5 $63.97 $319.85
Sale Common Stock - $.33 1/3 par value 5 $63.98 $319.90
Sale Common Stock - $.33 1/3 par value 10 $63.93 $639.30
Sale Common Stock - $.33 1/3 par value 10 $63.96 $639.60
Sale Common Stock - $.33 1/3 par value 15 $63.96 $959.40
Sale Common Stock - $.33 1/3 par value 20 $63.95 $1K
Sale Common Stock - $.33 1/3 par value 22 $63.43 $1K
Sale Common Stock - $.33 1/3 par value 25 $63.45 $2K
Sale Common Stock - $.33 1/3 par value 25 $63.92 $2K
Sale Common Stock - $.33 1/3 par value 35 $63.15 $2K
Sale Common Stock - $.33 1/3 par value 35 $63.94 $2K
Sale Common Stock - $.33 1/3 par value 65 $63.91 $4K
Sale Common Stock - $.33 1/3 par value 85 $63.92 $5K
Sale Common Stock - $.33 1/3 par value 95 $63.39 $6K
Sale Common Stock - $.33 1/3 par value 105 $63.96 $7K
Sale Common Stock - $.33 1/3 par value 110 $63.13 $7K
Sale Common Stock - $.33 1/3 par value 130 $63.91 $8K
Sale Common Stock - $.33 1/3 par value 181 $63.56 $12K
holding Common Stock - $.33 1/3 par value -- -- --
Holdings After Transaction: Common Stock - $.33 1/3 par value — 24,167 shares (Direct, null); Common Stock - $.33 1/3 par value — 1,504 shares (Indirect, IRA)
Footnotes (1)
  1. [object Object]
Shares sold 1,000 shares Net open-market sales on June 24, 2026
Sale price range $63.13–$63.98 per share Open-market sale prices on June 24, 2026
Direct holdings after 24,167 shares Direct ownership following transactions
Indirect IRA holdings 1,504 shares Indirect ownership via IRA
Unexercised stock options 14,542 shares Unexercised options noted in footnote
Net buy/sell direction net-sell of 1,000 shares Transaction summary for June 24, 2026
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
IRA financial
"nature_of_ownership": "IRA""
An individual retirement account (IRA) is a savings account designed to help people put aside money for their retirement, often with tax advantages that encourage long-term savings. It matters to investors because it can grow over time, providing financial security later in life, and offers benefits that can reduce current taxes or allow investments to compound more effectively.
indirect ownership financial
"ownership_type": "indirect""
unexercised stock options financial
"owns 14,542 shares of unexercised stock options"
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HELMETAG CARL

(Last)(First)(Middle)
339 SEA VIEW

(Street)
RIVERSIDE RHODE ISLAND 02915

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ESPEY MFG & ELECTRONICS CORP [ ESP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/24/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock - $.33 1/3 par value06/24/2026S2D$63.2824,167D
Common Stock - $.33 1/3 par value06/24/2026S5D$63.1624,162D
Common Stock - $.33 1/3 par value06/24/2026S5D$63.2524,157D
Common Stock - $.33 1/3 par value06/24/2026S5D$63.2824,152D
Common Stock - $.33 1/3 par value06/24/2026S5D$63.9324,147D
Common Stock - $.33 1/3 par value06/24/2026S5D$63.9724,142D
Common Stock - $.33 1/3 par value06/24/2026S5D$63.9824,137D
Common Stock - $.33 1/3 par value06/24/2026S10D$63.9324,127D
Common Stock - $.33 1/3 par value06/24/2026S10D$63.9624,117D
Common Stock - $.33 1/3 par value06/24/2026S15D$63.9624,102D
Common Stock - $.33 1/3 par value06/24/2026S20D$63.9524,082D
Common Stock - $.33 1/3 par value06/24/2026S22D$63.4324,060D
Common Stock - $.33 1/3 par value06/24/2026S25D$63.4524,035D
Common Stock - $.33 1/3 par value06/24/2026S25D$63.9224,010D
Common Stock - $.33 1/3 par value06/24/2026S35D$63.1529,975D
Common Stock - $.33 1/3 par value06/24/2026S35D$63.9423,940D
Common Stock - $.33 1/3 par value06/24/2026S65D$63.9123,875D
Common Stock - $.33 1/3 par value06/24/2026S85D$63.9223,790D
Common Stock - $.33 1/3 par value06/24/2026S95D$63.3923,695D
Common Stock - $.33 1/3 par value06/24/2026S105D$63.9623,590D
Common Stock - $.33 1/3 par value06/24/2026S110D$63.1323,480D
Common Stock - $.33 1/3 par value06/24/2026S130D$63.9123,350D
Common Stock - $.33 1/3 par value06/24/2026S181D$63.5623,169(1)D
Common Stock - $.33 1/3 par value1,504IIRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reporting person owns 14,542 shares of unexercised stock options
/s/ Carl Helmetag06/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did ESP director Carl Helmetag report?

Carl Helmetag reported selling 1,000 shares of ESPEY MFG & ELECTRONICS CORP common stock in multiple open-market transactions. The sales occurred on June 24, 2026, at prices between $63.13 and $63.98 per share, according to the Form 4 filing.

At what prices did Carl Helmetag sell ESP shares?

He sold ESP common shares at prices ranging from $63.13 to $63.98 per share. These were open-market sales executed in multiple small trades on June 24, 2026, as disclosed in the Form 4 insider trading report.

How many ESP shares does Carl Helmetag hold after the reported sales?

After the reported transactions, Carl Helmetag holds 24,167 ESP common shares directly. He also has 1,504 shares held indirectly through an IRA, giving him both direct and indirect equity exposure to ESPEY MFG & ELECTRONICS CORP.

Did Carl Helmetag acquire or exercise any ESP derivatives in this Form 4?

No derivative exercises were reported in this Form 4; all listed trades are common stock sales. A footnote states he owns 14,542 shares of unexercised stock options, indicating a remaining derivative position despite no option activity in this filing.

What is the total size of Carl Helmetag’s reported ESP stock sale?

The Form 4 shows a net sale of 1,000 ESP common shares across 23 individual open-market transactions. Despite the multiple line items, the filing’s transaction summary aggregates these into a single net-sell figure for easier interpretation.

Does Carl Helmetag still have significant exposure to ESP after these sales?

He retains 24,167 ESP shares directly, plus 1,504 shares indirectly via an IRA, and 14,542 unexercised stock options. This combination of direct, indirect, and option holdings indicates continued exposure to ESPEY MFG & ELECTRONICS CORP’s equity.