STOCK TITAN

Espey Mfg (ESP) director reports 2,000-share gift and 10,550 stock options

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

ESPEY MFG & ELECTRONICS CORP director Michael W. Wool reported a bona fide gift of 2,000 shares of common stock on April 13, 2026. The shares were transferred at $0.00 per share.

After the gift, he holds 17,792 shares directly and 2,000 shares indirectly through his spouse's IRA, and also has 10,550 unexercised stock options.

Positive

  • None.

Negative

  • None.
Insider WOOL MICHAEL W
Role Director
Type Security Shares Price Value
Gift Common Stock - $.33 1/3 par value F1 2,000 $0.00 $0.00
holding Common Stock - $.33 1/3 par value -- -- --
Holdings After Transaction: Common Stock - $.33 1/3 par value — 17,792 shares (Direct); Common Stock - $.33 1/3 par value — 2,000 shares (Indirect, Spouse's IRA)
Footnotes (1)
  1. F1. In addition to the securities listed above, the individual also has 10,550 unexercised stock options.
Gifted shares 2,000 shares Bona fide gift of common stock on April 13, 2026
Gift price per share $0.00 per share Reported transaction price for gifted shares
Direct holdings after gift 17,792 shares Common stock held directly by Michael W. Wool following the gift
Indirect holdings 2,000 shares Common stock held indirectly through spouse's IRA
Unexercised stock options 10,550 options Additional equity exposure noted in footnote F1
Bona fide gift financial
"transaction_code_description: "Bona fide gift""
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
indirect ownership financial
"ownership_type "indirect" with nature_of_ownership "Spouse's IRA""
unexercised stock options financial
"the individual also has 10,550 unexercised stock options"
Spouse's IRA financial
"nature_of_ownership: "Spouse's IRA""

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FAQ

What insider transaction did ESP director Michael W. Wool report?

Michael W. Wool reported a bona fide gift of 2,000 shares of ESPEY MFG & ELECTRONICS CORP common stock on April 13, 2026. The gift was recorded at $0.00 per share, indicating a non-market charitable or personal transfer rather than a sale.

How many ESPEY (ESP) shares did Michael W. Wool gift?

He transferred 2,000 shares of ESPEY common stock as a bona fide gift. This disposition reduced his directly held shares but did not involve any sale proceeds, as the transaction price was reported as $0.00 per share in the filing.

What are Michael W. Wool’s ESP holdings after the reported gift?

Following the gift, Michael W. Wool holds 17,792 ESPEY shares directly and 2,000 shares indirectly through his spouse's IRA. The filing also notes 10,550 unexercised stock options, which represent additional potential equity exposure if exercised in the future.

Does this ESP Form 4 show trades under a Rule 10b5-1 plan?

No. The Form 4’s Rule 10b5-1 checkbox is unchecked, and there is no footnote indicating a pre-arranged trading plan. The reported activity consists of a bona fide gift of 2,000 shares rather than a market trade executed under a trading plan.

What unexercised ESP stock options does Michael W. Wool hold?

A footnote states that Michael W. Wool has 10,550 unexercised stock options in ESPEY MFG & ELECTRONICS CORP. These options are in addition to his reported direct and indirect shareholdings and could convert into common shares if he chooses to exercise them.

How is indirect ownership reported for ESP shares in this Form 4?

Indirect ownership is reported as 2,000 shares held through the insider’s spouse's IRA. This position is classified as indirect, separate from his 17,792 directly held shares, clarifying the structure of his economic interest and how the shares are legally held.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WOOL MICHAEL W

(Last)(First)(Middle)
131 HILLS POINT RD

(Street)
CHARLOTTE VERMONT 05445

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ESPEY MFG & ELECTRONICS CORP [ ESP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock - $.33 1/3 par value04/13/2026G2,000D$017,792(1)D
Common Stock - $.33 1/3 par value2,000ISpouse's IRA
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. In addition to the securities listed above, the individual also has 10,550 unexercised stock options.
/s/ Michael W. Wool08/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)