Welcome to our dedicated page for Espey Mfg & Elec SEC filings (Ticker: ESP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Espey Mfg. & Electronics Corp.'s SEC filings document governance, shareholder voting, capital-return actions, and material events for a NYSE American issuer of common stock. The company's proxy materials cover director elections, independent auditor ratification, advisory executive compensation votes, and the frequency of say-on-pay votes.
Espey's Form 8-K filings report annual meeting results, changes in the company's certifying accountant, executive employment agreement matters, and dividend declarations. The filings also identify the company's registered common stock and provide formal records of board, audit, compensation, and shareholder matters tied to its public-company reporting obligations.
Espey Mfg. & Electronics Corp. announced that its Board of Directors has declared a special cash dividend of $0.75 per share, in addition to a regular dividend of $0.25 per share. Both dividends are scheduled to be paid on September 26, 2025 to shareholders who are on record as of September 19, 2025.
The company disclosed this decision via a current report and attached the related press release as an exhibit, providing shareholders with details on the one-time special payout alongside the ongoing regular dividend.
David A. O'Neil, President & CEO and a director of Espey Mfg. & Electronics Corp (ESP), reported option exercises and an ESOP allocation. On 08/27/2025 he exercised two option tranches: 2,500 shares at an exercise price of $20.50 and 3,750 shares at $18.05, recorded as transactions under code M. The reporting tables show the exercised options convert into the same number of common shares and list post-transaction beneficial ownership figures for those option-derived shares. Additionally, an ESOP allocation of 810 shares was credited as of June 30, 2025, bringing his ESOP account to 20,725 shares of common stock. The Form 4 is signed by the reporting person on 08/27/2025.
Espey Mfg. & Electronics Corp. (ESP) – Form 4 filing dated 08/05/2025
President & CEO David A. O'Neil exercised 5,000 stock options at an exercise price of $13.61 (Code M) and received an equal number of common shares. The transaction lifts his direct share ownership to 5,000 shares. In addition, he continues to hold 19,914 ESP shares in the company ESOP and 20,425 unexercised options after the transaction.
No shares were sold, and the filing does not disclose any open-market purchases or dispositions beyond the option exercise. The move modestly increases the CEO’s equity stake and may signal confidence, but it is also consistent with routine option-expiration timing.
Espey Mfg. & Electronics Corp. (ESP) – Form 4 insider transaction filed 25 June 2025
President & CEO David A. O’Neil reported two same-day option exercises followed by same-day open-market sales:
- 23 Jun 2025: Exercised 1,958 options at $14.87 and immediately sold the same 1,958 shares at $40.04.
- 24 Jun 2025: Exercised 4,042 options at $14.87 and sold the 4,042 shares at $40.00.
Total shares involved: 6,000. Because the sale matched the exercised amount, the reporting person’s direct ownership from these lots returned to zero. The filing notes that O’Neil still beneficially owns 19,914 ESP shares in an ESOP account and retains 25,425 unexercised options after the transactions.
No other equity awards, debt instruments, or company financial metrics are disclosed in this Form 4. The transactions were coded “M” (option exercise) and “S” (open-market sale). No Rule 10b5-1 trading plan was indicated.
From an investor perspective, the filing reflects routine option monetisation by the chief executive, with gross proceeds near $240 K (6,000 × ≈$40) before taxes and exercise costs. The size represents a small fraction of O’Neil’s remaining economic exposure to ESP shares.
Espey Mfg. & Electronics Corp. (ESP) has filed a Form 144 to notify the market of a planned insider sale. David A. O'Neil intends to sell 1,958 common shares, valued at roughly $78,404, through Morgan Stanley Smith Barney on the NYSE around 23 June 2025. The shares were just acquired the same day via the exercise of employee stock options and represent approximately 0.07 % of the company’s 2,831,399 shares outstanding.
The filing also details O'Neil’s prior activity: over the past three months he disposed of 12,000 ESP shares for aggregate gross proceeds of about $403,000. Rule 144 certification affirms that the seller is unaware of any undisclosed material adverse information. The notice contains no operational, earnings, or strategic updates; it is limited to disclosure of the proposed sale and historical insider sales.