STOCK TITAN

[144] Espey Mfg. & Electronics Corp SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
144
Rhea-AI Filing Summary

Espey Mfg. & Electronics Corp. (ESP) has filed a Form 144 to notify the market of a planned insider sale. David A. O'Neil intends to sell 1,958 common shares, valued at roughly $78,404, through Morgan Stanley Smith Barney on the NYSE around 23 June 2025. The shares were just acquired the same day via the exercise of employee stock options and represent approximately 0.07 % of the company’s 2,831,399 shares outstanding.

The filing also details O'Neil’s prior activity: over the past three months he disposed of 12,000 ESP shares for aggregate gross proceeds of about $403,000. Rule 144 certification affirms that the seller is unaware of any undisclosed material adverse information. The notice contains no operational, earnings, or strategic updates; it is limited to disclosure of the proposed sale and historical insider sales.

Espey Mfg. & Electronics Corp. (ESP) ha presentato un Modulo 144 per informare il mercato di una vendita interna programmata. David A. O'Neil intende vendere 1.958 azioni ordinarie, del valore approssimativo di 78.404 $, tramite Morgan Stanley Smith Barney alla NYSE intorno al 23 giugno 2025. Le azioni sono state appena acquisite lo stesso giorno tramite l'esercizio di opzioni azionarie per dipendenti e rappresentano circa il 0,07% delle 2.831.399 azioni in circolazione della società.

Il documento riporta anche le attività precedenti di O'Neil: negli ultimi tre mesi ha venduto 12.000 azioni ESP per un ricavo lordo complessivo di circa 403.000 $. La certificazione secondo la Regola 144 conferma che il venditore non è a conoscenza di informazioni materiali negative non divulgate. L’avviso non contiene aggiornamenti operativi, sui guadagni o strategici; si limita alla comunicazione della vendita proposta e delle vendite interne storiche.

Espey Mfg. & Electronics Corp. (ESP) ha presentado un Formulario 144 para notificar al mercado sobre una venta interna planificada. David A. O'Neil tiene la intención de vender 1.958 acciones comunes, valoradas en aproximadamente 78.404 $, a través de Morgan Stanley Smith Barney en la NYSE alrededor del 23 de junio de 2025. Las acciones fueron adquiridas el mismo día mediante el ejercicio de opciones sobre acciones para empleados y representan aproximadamente el 0,07% de las 2.831.399 acciones en circulación de la empresa.

La presentación también detalla la actividad previa de O'Neil: en los últimos tres meses vendió 12.000 acciones ESP por un ingreso bruto total de aproximadamente 403.000 $. La certificación bajo la Regla 144 afirma que el vendedor desconoce cualquier información material adversa no divulgada. El aviso no contiene actualizaciones operativas, de ganancias o estratégicas; se limita a revelar la venta propuesta y las ventas internas históricas.

Espey Mfg. & Electronics Corp. (ESP)는 예정된 내부자 매도를 시장에 알리기 위해 폼 144를 제출했습니다. David A. O'Neil은 1,958주의 보통주를 약 78,404달러 상당으로 Morgan Stanley Smith Barney를 통해 NYSE에서 2025년 6월 23일경 매도할 예정입니다. 해당 주식은 직원 주식 옵션 행사로 같은 날 취득했으며, 회사의 총 발행 주식 2,831,399주의 약 0.07%에 해당합니다.

신고서에는 O'Neil의 이전 활동도 상세히 기재되어 있습니다: 지난 3개월 동안 그는 12,000주 ESP 주식을 매도하여 총 약 403,000달러의 총수익을 올렸습니다. Rule 144 인증은 판매자가 공개되지 않은 중요한 부정적 정보를 알지 못함을 확인합니다. 이 공지는 운영, 수익 또는 전략적 업데이트가 전혀 없으며; 제안된 매도와 과거 내부자 매도 내역 공개에 한정됩니다.

Espey Mfg. & Electronics Corp. (ESP) a déposé un Formulaire 144 pour informer le marché d’une vente interne prévue. David A. O'Neil a l’intention de vendre 1 958 actions ordinaires, d’une valeur d’environ 78 404 $, via Morgan Stanley Smith Barney à la NYSE aux environs du 23 juin 2025. Ces actions ont été acquises le même jour par l’exercice d’options d’achat d’actions pour employés et représentent environ 0,07 % des 2 831 399 actions en circulation de la société.

Le dépôt détaille également les activités antérieures d’O'Neil : au cours des trois derniers mois, il a cédé 12 000 actions ESP pour un produit brut total d’environ 403 000 $. La certification selon la Règle 144 confirme que le vendeur n’est pas au courant d’informations matérielles défavorables non divulguées. L’avis ne contient aucune mise à jour opérationnelle, de résultats ou stratégique ; il se limite à la divulgation de la vente proposée et des ventes internes historiques.

Espey Mfg. & Electronics Corp. (ESP) hat ein Formular 144 eingereicht, um den Markt über einen geplanten Insider-Verkauf zu informieren. David A. O'Neil beabsichtigt, 1.958 Stammaktien im Wert von etwa 78.404 $ über Morgan Stanley Smith Barney an der NYSE um den 23. Juni 2025 zu verkaufen. Die Aktien wurden am selben Tag durch Ausübung von Mitarbeiteraktienoptionen erworben und entsprechen etwa 0,07% der insgesamt 2.831.399 ausstehenden Aktien des Unternehmens.

Die Einreichung enthält auch Details zu O'Neils vorherigen Aktivitäten: In den letzten drei Monaten veräußerte er 12.000 ESP-Aktien mit einem Bruttoerlös von ca. 403.000 $. Die Zertifizierung gemäß Regel 144 bestätigt, dass der Verkäufer keine nicht offengelegten wesentlichen negativen Informationen kennt. Die Mitteilung enthält keine operativen, Gewinn- oder strategischen Updates; sie beschränkt sich auf die Offenlegung des geplanten Verkaufs und vergangener Insider-Verkäufe.

Positive
  • Sale size is only 1,958 shares (0.07% of outstanding), suggesting limited dilution or market pressure
  • Filing demonstrates compliance with Rule 144 requirements, indicating transparent and orderly disposition
Negative
  • Continuation of insider selling—12,000 shares already sold in prior three months, potentially signaling reduced insider confidence
  • No accompanying business update, leaving investors without new information to offset negative sentiment from the sale

Insights

TL;DR: Small (0.07%) insider sale; continued selling trend but limited absolute impact.

O'Neil’s planned divestiture of 1,958 shares is immaterial in percentage terms, yet it continues a three-month trend of insider selling totaling 12,000 shares. While the dollar value is minor and may simply reflect portfolio diversification after option exercises, repeated sales can weigh on sentiment, especially for thinly traded micro-caps like ESP. No operational data accompanies the filing, so valuation fundamentals remain unchanged.

TL;DR: Routine Rule 144 filing; compliance intact, but signaling risk from sustained insider selling.

The form evidences proper adherence to SEC Rule 144, indicating transparent intent and certification of no undisclosed adverse information. However, consecutive transactions by the same insider can raise governance questions about confidence in future prospects, although size (under 2,000 shares) is negligible relative to float. Investors should monitor for additional sales or 10b5-1 plans to gauge whether this is systematic liquidation or ordinary exercise-and-sell behavior.

Espey Mfg. & Electronics Corp. (ESP) ha presentato un Modulo 144 per informare il mercato di una vendita interna programmata. David A. O'Neil intende vendere 1.958 azioni ordinarie, del valore approssimativo di 78.404 $, tramite Morgan Stanley Smith Barney alla NYSE intorno al 23 giugno 2025. Le azioni sono state appena acquisite lo stesso giorno tramite l'esercizio di opzioni azionarie per dipendenti e rappresentano circa il 0,07% delle 2.831.399 azioni in circolazione della società.

Il documento riporta anche le attività precedenti di O'Neil: negli ultimi tre mesi ha venduto 12.000 azioni ESP per un ricavo lordo complessivo di circa 403.000 $. La certificazione secondo la Regola 144 conferma che il venditore non è a conoscenza di informazioni materiali negative non divulgate. L’avviso non contiene aggiornamenti operativi, sui guadagni o strategici; si limita alla comunicazione della vendita proposta e delle vendite interne storiche.

Espey Mfg. & Electronics Corp. (ESP) ha presentado un Formulario 144 para notificar al mercado sobre una venta interna planificada. David A. O'Neil tiene la intención de vender 1.958 acciones comunes, valoradas en aproximadamente 78.404 $, a través de Morgan Stanley Smith Barney en la NYSE alrededor del 23 de junio de 2025. Las acciones fueron adquiridas el mismo día mediante el ejercicio de opciones sobre acciones para empleados y representan aproximadamente el 0,07% de las 2.831.399 acciones en circulación de la empresa.

La presentación también detalla la actividad previa de O'Neil: en los últimos tres meses vendió 12.000 acciones ESP por un ingreso bruto total de aproximadamente 403.000 $. La certificación bajo la Regla 144 afirma que el vendedor desconoce cualquier información material adversa no divulgada. El aviso no contiene actualizaciones operativas, de ganancias o estratégicas; se limita a revelar la venta propuesta y las ventas internas históricas.

Espey Mfg. & Electronics Corp. (ESP)는 예정된 내부자 매도를 시장에 알리기 위해 폼 144를 제출했습니다. David A. O'Neil은 1,958주의 보통주를 약 78,404달러 상당으로 Morgan Stanley Smith Barney를 통해 NYSE에서 2025년 6월 23일경 매도할 예정입니다. 해당 주식은 직원 주식 옵션 행사로 같은 날 취득했으며, 회사의 총 발행 주식 2,831,399주의 약 0.07%에 해당합니다.

신고서에는 O'Neil의 이전 활동도 상세히 기재되어 있습니다: 지난 3개월 동안 그는 12,000주 ESP 주식을 매도하여 총 약 403,000달러의 총수익을 올렸습니다. Rule 144 인증은 판매자가 공개되지 않은 중요한 부정적 정보를 알지 못함을 확인합니다. 이 공지는 운영, 수익 또는 전략적 업데이트가 전혀 없으며; 제안된 매도와 과거 내부자 매도 내역 공개에 한정됩니다.

Espey Mfg. & Electronics Corp. (ESP) a déposé un Formulaire 144 pour informer le marché d’une vente interne prévue. David A. O'Neil a l’intention de vendre 1 958 actions ordinaires, d’une valeur d’environ 78 404 $, via Morgan Stanley Smith Barney à la NYSE aux environs du 23 juin 2025. Ces actions ont été acquises le même jour par l’exercice d’options d’achat d’actions pour employés et représentent environ 0,07 % des 2 831 399 actions en circulation de la société.

Le dépôt détaille également les activités antérieures d’O'Neil : au cours des trois derniers mois, il a cédé 12 000 actions ESP pour un produit brut total d’environ 403 000 $. La certification selon la Règle 144 confirme que le vendeur n’est pas au courant d’informations matérielles défavorables non divulguées. L’avis ne contient aucune mise à jour opérationnelle, de résultats ou stratégique ; il se limite à la divulgation de la vente proposée et des ventes internes historiques.

Espey Mfg. & Electronics Corp. (ESP) hat ein Formular 144 eingereicht, um den Markt über einen geplanten Insider-Verkauf zu informieren. David A. O'Neil beabsichtigt, 1.958 Stammaktien im Wert von etwa 78.404 $ über Morgan Stanley Smith Barney an der NYSE um den 23. Juni 2025 zu verkaufen. Die Aktien wurden am selben Tag durch Ausübung von Mitarbeiteraktienoptionen erworben und entsprechen etwa 0,07% der insgesamt 2.831.399 ausstehenden Aktien des Unternehmens.

Die Einreichung enthält auch Details zu O'Neils vorherigen Aktivitäten: In den letzten drei Monaten veräußerte er 12.000 ESP-Aktien mit einem Bruttoerlös von ca. 403.000 $. Die Zertifizierung gemäß Regel 144 bestätigt, dass der Verkäufer keine nicht offengelegten wesentlichen negativen Informationen kennt. Die Mitteilung enthält keine operativen, Gewinn- oder strategischen Updates; sie beschränkt sich auf die Offenlegung des geplanten Verkaufs und vergangener Insider-Verkäufe.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

How many ESP shares are being proposed for sale in the latest Form 144?

1,958 common shares are slated for sale.

What percentage of Espey Mfg. & Electronics (ESP) outstanding shares does the 1,958-share sale represent?

Approximately 0.07 % of the 2,831,399 shares outstanding.

When is the planned sale date for the ESP shares?

The approximate sale date disclosed is 23 June 2025.

Which broker is handling the insider sale of ESP shares?

Morgan Stanley Smith Barney LLC – Executive Financial Services will execute the trade.

How many ESP shares has the insider sold during the past three months?

A total of 12,000 shares, generating about $403,000 in gross proceeds.

What is the aggregate market value of the shares to be sold under this Form 144?

The filing lists an aggregate value of $78,404 for the 1,958 shares.
Espey Mfg & Elec

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