STOCK TITAN

[Form 4/A] Establishment Labs Holdings Inc. Amended Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4/A
Rhea-AI Filing Summary

Filippo Caldini, who is listed as Chief Executive Officer and a director of Establishment Labs Holdings Inc. (ESTA), reported a purchase of common shares on 08/11/2025. The amended Form 4/A shows a purchase of 2,850 common shares at $35.20 per share, resulting in reported beneficial ownership of 35,245 shares. The transaction is reported with code P and the ownership is listed as direct (D).

The filing is an amendment (Form 4/A) submitted by a single reporting person and was signed on behalf of the reporting person by Rajbir S. Denhoy, Chief Financial Officer, by power of attorney. The document does not state total outstanding shares or the percentage that 35,245 shares represent, so the filing alone does not establish the transaction's materiality to shareholders.

Filippo Caldini, indicato come Chief Executive Officer e amministratore di Establishment Labs Holdings Inc. (ESTA), ha dichiarato l'acquisto di azioni ordinarie in data 08/11/2025. L'emendamento al Modulo 4/A indica un acquisto di 2.850 azioni ordinarie a $35,20 per azione, portando la partecipazione beneficiaria dichiarata a 35.245 azioni. L'operazione è riportata con codice P e la titolarità è indicata come diretta (D).

La comunicazione è un emendamento (Modulo 4/A) presentato da una sola persona segnalante ed è stata firmata per conto della stessa da Rajbir S. Denhoy, Chief Financial Officer, mediante procura. Il documento non riporta il numero totale di azioni in circolazione né la percentuale che 35.245 azioni rappresentano, quindi la sola pratica non determina la rilevanza dell'operazione per gli azionisti.

Filippo Caldini, registrado como Chief Executive Officer y miembro del consejo de Establishment Labs Holdings Inc. (ESTA), informó la compra de acciones ordinarias el 08/11/2025. La enmienda al Formulario 4/A muestra una compra de 2.850 acciones ordinarias a $35,20 por acción, resultando en una tenencia beneficiaria declarada de 35.245 acciones. La operación se reporta con el código P y la propiedad figura como directa (D).

La presentación es una enmienda (Formulario 4/A) presentada por una sola persona informante y fue firmada en nombre de la misma por Rajbir S. Denhoy, Chief Financial Officer, mediante poder. El documento no indica el total de acciones en circulación ni el porcentaje que representan las 35.245 acciones, por lo que la sola presentación no permite evaluar la materialidad de la operación para los accionistas.

Establishment Labs Holdings Inc. (ESTA)의 Chief Executive Officer 겸 이사로 등재된 필리포 칼디니는 2025/08/11에 보통주를 매수했다고 신고했습니다. 수정된 Form 4/A에는 주당 $35.20에 보통주 2,850주 매수가 기재되어 있으며, 신고된 실질 보유수는 35,245주입니다. 거래 코드는 P로 보고되었고 소유 형태는 직접(D)로 표기되어 있습니다.

해당 제출서는 단일 신고인이 제출한 수정서(Form 4/A)이며, 신고인을 대신해 Rajbir S. Denhoy 재무책임자(Chief Financial Officer)가 위임장에 따라 서명했습니다. 문서에는 총 발행 주식 수나 35,245주가 차지하는 비율이 기재되어 있지 않아, 이 제출서만으로는 주주에게 미치는 중요성을 판단할 수 없습니다.

Filippo Caldini, mentionné comme Chief Executive Officer et administrateur d'Establishment Labs Holdings Inc. (ESTA), a déclaré l'achat d'actions ordinaires le 11/08/2025. L'amendement au Formulaire 4/A indique un achat de 2 850 actions ordinaires à 35,20 $ par action, portant la détention bénéficiaire déclarée à 35 245 actions. La transaction est signalée avec le code P et la propriété est indiquée comme directe (D).

Le dépôt est un amendement (Form 4/A) soumis par une seule personne déclarante et a été signé pour le déclarant par Rajbir S. Denhoy, Chief Financial Officer, par procuration. Le document ne précise ni le nombre total d'actions en circulation ni le pourcentage que représentent les 35 245 actions ; le dépôt seul ne permet donc pas d'évaluer la matérialité de la transaction pour les actionnaires.

Filippo Caldini, der als Chief Executive Officer und Director von Establishment Labs Holdings Inc. (ESTA) geführt wird, meldete am 11.08.2025 den Kauf von Stammaktien. Die berichtigte Form 4/A weist einen Kauf von 2.850 Stammaktien zu je $35,20 aus, wodurch sich das gemeldete wirtschaftliche Eigentum auf 35.245 Aktien erhöht. Die Transaktion ist mit dem Code P gekennzeichnet und die Eigentümerschaft wird als direkt (D) angegeben.

Die Einreichung ist eine Berichtigung (Form 4/A), eingereicht von einer einzelnen meldepflichtigen Person, und wurde im Namen der meldepflichtigen Person von Rajbir S. Denhoy, Chief Financial Officer, per Vollmacht unterzeichnet. Das Dokument nennt weder die insgesamt ausstehenden Aktien noch den Prozentanteil, den 35.245 Aktien darstellen, sodass die Einreichung allein die Wesentlichkeit der Transaktion für die Aktionäre nicht bestimmt.

Positive
  • Insider acquisition reported: Purchase of 2,850 common shares at $35.20 per share by the CEO/Director
  • Clear ownership update: Reporting shows direct beneficial ownership increased to 35,245 shares
Negative
  • None.

Insights

TL;DR: CEO purchase of 2,850 ESTA shares at $35.20 increases direct holdings to 35,245; impact unclear without share count or market context.

The Form 4/A reports a straightforward insider purchase (code P) of 2,850 common shares at $35.20 each. The filing lists the resulting beneficial ownership as 35,245 shares (direct). Because the filing does not provide total outstanding shares, float, or market-cap context, the investment impact cannot be quantified from this document alone. The amendment status suggests a corrected or updated disclosure rather than a new class of transaction.

TL;DR: Disclosure appears procedurally complete: roles and transaction are reported; amendment signed by CFO under power of attorney.

The report identifies the reporting person as Filippo Caldini (CEO and director) and documents the transaction on an amended Form 4/A. The signature is provided by the company CFO, Rajbir S. Denhoy, acting under power of attorney, which is an acceptable procedural practice. The filing does not disclose any related-party arrangements, derivative transactions, or other governance issues within the text provided.

Filippo Caldini, indicato come Chief Executive Officer e amministratore di Establishment Labs Holdings Inc. (ESTA), ha dichiarato l'acquisto di azioni ordinarie in data 08/11/2025. L'emendamento al Modulo 4/A indica un acquisto di 2.850 azioni ordinarie a $35,20 per azione, portando la partecipazione beneficiaria dichiarata a 35.245 azioni. L'operazione è riportata con codice P e la titolarità è indicata come diretta (D).

La comunicazione è un emendamento (Modulo 4/A) presentato da una sola persona segnalante ed è stata firmata per conto della stessa da Rajbir S. Denhoy, Chief Financial Officer, mediante procura. Il documento non riporta il numero totale di azioni in circolazione né la percentuale che 35.245 azioni rappresentano, quindi la sola pratica non determina la rilevanza dell'operazione per gli azionisti.

Filippo Caldini, registrado como Chief Executive Officer y miembro del consejo de Establishment Labs Holdings Inc. (ESTA), informó la compra de acciones ordinarias el 08/11/2025. La enmienda al Formulario 4/A muestra una compra de 2.850 acciones ordinarias a $35,20 por acción, resultando en una tenencia beneficiaria declarada de 35.245 acciones. La operación se reporta con el código P y la propiedad figura como directa (D).

La presentación es una enmienda (Formulario 4/A) presentada por una sola persona informante y fue firmada en nombre de la misma por Rajbir S. Denhoy, Chief Financial Officer, mediante poder. El documento no indica el total de acciones en circulación ni el porcentaje que representan las 35.245 acciones, por lo que la sola presentación no permite evaluar la materialidad de la operación para los accionistas.

Establishment Labs Holdings Inc. (ESTA)의 Chief Executive Officer 겸 이사로 등재된 필리포 칼디니는 2025/08/11에 보통주를 매수했다고 신고했습니다. 수정된 Form 4/A에는 주당 $35.20에 보통주 2,850주 매수가 기재되어 있으며, 신고된 실질 보유수는 35,245주입니다. 거래 코드는 P로 보고되었고 소유 형태는 직접(D)로 표기되어 있습니다.

해당 제출서는 단일 신고인이 제출한 수정서(Form 4/A)이며, 신고인을 대신해 Rajbir S. Denhoy 재무책임자(Chief Financial Officer)가 위임장에 따라 서명했습니다. 문서에는 총 발행 주식 수나 35,245주가 차지하는 비율이 기재되어 있지 않아, 이 제출서만으로는 주주에게 미치는 중요성을 판단할 수 없습니다.

Filippo Caldini, mentionné comme Chief Executive Officer et administrateur d'Establishment Labs Holdings Inc. (ESTA), a déclaré l'achat d'actions ordinaires le 11/08/2025. L'amendement au Formulaire 4/A indique un achat de 2 850 actions ordinaires à 35,20 $ par action, portant la détention bénéficiaire déclarée à 35 245 actions. La transaction est signalée avec le code P et la propriété est indiquée comme directe (D).

Le dépôt est un amendement (Form 4/A) soumis par une seule personne déclarante et a été signé pour le déclarant par Rajbir S. Denhoy, Chief Financial Officer, par procuration. Le document ne précise ni le nombre total d'actions en circulation ni le pourcentage que représentent les 35 245 actions ; le dépôt seul ne permet donc pas d'évaluer la matérialité de la transaction pour les actionnaires.

Filippo Caldini, der als Chief Executive Officer und Director von Establishment Labs Holdings Inc. (ESTA) geführt wird, meldete am 11.08.2025 den Kauf von Stammaktien. Die berichtigte Form 4/A weist einen Kauf von 2.850 Stammaktien zu je $35,20 aus, wodurch sich das gemeldete wirtschaftliche Eigentum auf 35.245 Aktien erhöht. Die Transaktion ist mit dem Code P gekennzeichnet und die Eigentümerschaft wird als direkt (D) angegeben.

Die Einreichung ist eine Berichtigung (Form 4/A), eingereicht von einer einzelnen meldepflichtigen Person, und wurde im Namen der meldepflichtigen Person von Rajbir S. Denhoy, Chief Financial Officer, per Vollmacht unterzeichnet. Das Dokument nennt weder die insgesamt ausstehenden Aktien noch den Prozentanteil, den 35.245 Aktien darstellen, sodass die Einreichung allein die Wesentlichkeit der Transaktion für die Aktionäre nicht bestimmt.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Caldini Filippo

(Last) (First) (Middle)
C/O MOTIVA USA LLC
16192 COASTAL HIGHWAY

(Street)
LEWES DE 19958

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ESTABLISHMENT LABS HOLDINGS INC. [ ESTA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/11/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
08/11/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 08/11/2025 P 2,850 A $35.2 35,245 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Rajbir S. Denhoy, Chief Financial Officer, by power of attorney 08/11/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Filippo Caldini report on Form 4/A for ESTA?

The Form 4/A reports a purchase of 2,850 common shares in Establishment Labs (ESTA) at $35.20 per share.

How many shares does Filippo Caldini own after the reported transaction?

The filing reports beneficial ownership of 35,245 common shares following the transaction.

What is Filippo Caldini's role at Establishment Labs (ESTA)?

The document lists Filippo Caldini as Chief Executive Officer and a director of Establishment Labs Holdings Inc.

Is this a corrected filing or the original disclosure?

This document is an amended Form 4 (Form 4/A), indicating an update or correction to a previously filed Form 4.

Who signed the Form 4/A on behalf of the reporting person?

The filing is signed by Rajbir S. Denhoy, Chief Financial Officer, acting by power of attorney for the reporting person.

Does the filing state the percentage of the company owned after the transaction?

No. The filing reports the number of shares (35,245) but does not provide total outstanding shares or percentage ownership.
Establishment Labs Hldgs Inc

NASDAQ:ESTA

ESTA Rankings

ESTA Latest News

ESTA Latest SEC Filings

ESTA Stock Data

1.21B
25.80M
10.75%
104.81%
16.15%
Medical Devices
Orthopedic, Prosthetic & Surgical Appliances & Supplies
Link
Costa Rica
ALAJUELA