ESTA director receives 297-share equity grant

ESTABLISHMENT LABS HOLDINGS INC. director Leslie Gillin received an equity grant of common shares as part of regular board compensation.

Rhea-AI Filing Summary

ESTABLISHMENT LABS HOLDINGS INC. director Leslie Gillin received an equity grant of common shares as part of regular board compensation. She acquired 297 common shares on the transaction date instead of a quarterly cash retainer, with the share amount based on the $56.78 closing price.

The shares were issued under the company’s 2018 Equity Incentive Plan and increase her direct holdings to 16,044 common shares. This is a routine, compensation-related award rather than an open-market purchase or sale.

Insider Trade Summary

Grant/Award: 297 shares

Grant/Award 1 txn

Insider Gillin Leslie

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Shares	297	$56.78	$17K

Holdings After Transaction: Common Shares — 16,044 shares (Direct)

Footnotes (1)

1. F1. Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

Key Figures

Shares granted: 297 common shares Grant valuation price: $56.78 per share Post-transaction holdings: 16,044 common shares

3 metrics

Shares granted 297 common shares Equity award in lieu of quarterly cash retainer

Grant valuation price $56.78 per share Closing price on last trading day of the quarter

Post-transaction holdings 16,044 common shares Director’s direct holdings after award

Key Terms

Outside Director Compensation Policy, 2018 Equity Incentive Plan, quarterly cash retainer payment

3 terms

Outside Director Compensation Policy financial

"in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy"

2018 Equity Incentive Plan financial

"The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan"

quarterly cash retainer payment financial

"elected to be received in lieu of a quarterly cash retainer payment"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did ESTABLISHMENT LABS (ESTA) director Leslie Gillin report in this Form 4?

Leslie Gillin reported receiving 297 ESTABLISHMENT LABS common shares as compensation. The grant reflects her election to take stock instead of a quarterly cash retainer, issued under the 2018 Equity Incentive Plan at the quarter’s last trading-day closing price.

Was the ESTABLISHMENT LABS (ESTA) Form 4 transaction a market buy or sell?

The reported transaction was not a market buy or sell. It was a grant of 297 common shares received in lieu of a quarterly cash retainer under the Outside Director Compensation Policy and the 2018 Equity Incentive Plan, based on the closing share price.

How many ESTABLISHMENT LABS (ESTA) shares does Leslie Gillin hold after this transaction?

After receiving the 297-share equity grant, Leslie Gillin directly holds 16,044 ESTABLISHMENT LABS common shares. This total reflects her position following the reported compensation-related award and helps indicate the scale of this routine board compensation grant relative to her overall holdings.

How was the 297-share grant to ESTABLISHMENT LABS (ESTA) director Leslie Gillin calculated?

The 297 common shares were determined using the closing price of ESTABLISHMENT LABS’ stock on the last trading day of the quarter. That closing price was $56.78 per share and was applied under the company’s 2018 Equity Incentive Plan for outside director compensation.

What company plan governed the ESTABLISHMENT LABS (ESTA) share grant to Leslie Gillin?

The grant was issued under ESTABLISHMENT LABS’ 2018 Equity Incentive Plan. It was made in accordance with the Outside Director Compensation Policy, which allows directors to elect common shares instead of receiving a quarterly cash retainer for board service.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/01/2026 - 04:07 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gillin Leslie

(Last) (First) (Middle)

C/O MOTIVA USA LLC

16192 COASTAL HIGHWAY

(Street)

LEWES DELAWARE 19958

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ESTABLISHMENT LABS HOLDINGS INC. [ ESTA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	03/31/2026		A(1)		297	A	$56.78	16,044	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents common shares elected to be received in lieu of a quarterly cash retainer payment in accordance with the Reporting Person's prior election under the Issuer's Outside Director Compensation Policy. The common shares were issued pursuant to the Issuer's 2018 Equity Incentive Plan and determined based on the closing price of the Issuer's common shares on the last trading day of the quarter.

Remarks:

	/s/ Cassandra "Sandra" Harris	04/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)