Establishment Labs Holdings Inc. filings document regulatory disclosures for a British Virgin Islands medical technology issuer listed on Nasdaq. Its Form 8-K reports cover operating results and financial condition, preliminary financial information, Regulation FD presentation materials, credit-agreement amendments, senior secured term-loan obligations, and other material definitive agreements.
The company’s proxy materials disclose board matters, executive compensation, equity awards, shareholder voting items, and governance practices. Together, the filings describe the Motiva-focused breast aesthetics and reconstruction business, capital structure, debt arrangements, forward-looking-statement disclosures, and recurring corporate reporting obligations.
Nantahala Capital Management and its principals reported a mid‑single‑digit stake in Establishment Labs Holdings Inc. As of December 31, 2025, Nantahala and Wilmot B. Harkey each may be deemed to beneficially own 987,689 common shares, or about 3.40% of outstanding shares, while Daniel Mack is reported at 3.50%, including 28,218 shares he controls solely. The securities are described as held in the ordinary course of business and not for the purpose of changing or influencing control of the company.
Brown Advisory Inc and related entities reported beneficial ownership of 2,038,652 Establishment Labs Holdings Inc. common shares, representing 7.02% of the class as of 12/31/2025.
Most voting power sits with Brown Advisory Inc and Brown Advisory LLC, while dispositive power is largely shared across subsidiaries. The shares are beneficially owned by investment companies and other managed accounts of Brown Advisory’s subsidiaries. The group certifies the holdings are in the ordinary course of business and not intended to change or influence control of Establishment Labs.
Establishment Labs Holdings Inc. filed a Form 8-K to share that it presented at the J.P. Morgan Healthcare Conference on January 14, 2026. The company is furnishing, rather than filing, the investor presentation as Exhibit 99.1, meaning it is not subject to certain liability provisions that apply to filed information.
The report highlights that the materials may contain forward-looking statements and preliminary financial data prepared by management. The company notes that its independent registered public accounting firm, CBIZ, Inc., has not audited, reviewed, or provided any assurance on this preliminary financial information, so it should not be relied on as a substitute for full GAAP financial statements.
Establishment Labs Holdings Inc. reported that it has issued a press release with preliminary, unaudited financial information for the quarter and full year ended December 31, 2025. The press release, dated January 12, 2026, is furnished as Exhibit 99.1 to this report.
The company emphasizes that these consolidated preliminary estimates are forward-looking statements, may differ materially from actual results, and are not a substitute for full financial statements prepared under U.S. GAAP. Its independent registered public accounting firm, CBIZ, Inc., has not audited, reviewed, compiled, or performed any procedures on this preliminary information and does not provide any assurance on it.
Establishment Labs Holdings Inc. director Juan Jose Chacon Quiros reported new equity awards. On August 3, 2025, he received 10,285 common shares at a price of $0, increasing his directly held common shares to 224,433. These stock units were granted under the company’s 2018 Equity Incentive Plan and are tied to a post-employment agreement signed on that date and a consulting agreement effective June 1, 2025.
He was also granted a stock option for 14,906 common shares with an exercise price of $36.46, fully unexercised after the transaction. Both the stock units and the option vest in four equal annual installments starting on June 1, 2026, as long as he continues as a service provider. Separately, 1,078,264 common shares are held indirectly by Sariel Group Ltd, an entity where he has voting and dispositive power but for which he disclaims beneficial ownership except to the extent of his pecuniary interest.
Establishment Labs Holdings Inc. (ESTA) reported an insider transaction on a joint Form 4 by affiliates of JW Asset Management. On 11/10/2025, the group reported an open‑market sale of 11,000 common shares at a price of $67.07 per share. Following the transaction, the group reported 3,061,694 shares beneficially owned, held indirectly.
Footnotes state the sale comprised 8,205 shares by JW Partners, LP and 2,795 shares by JW Opportunities Fund, LLC, with standard disclaimers regarding indirect pecuniary interest.
Establishment Labs (ESTA) reported an insider transaction on a Form 4 by JW Asset Management, LLC and affiliated reporting persons. On 11/07/2025, the group sold 2,500 common shares in an open-market transaction at $65.09 per share (transaction code S). Following the sale, the reporting persons beneficially owned 3,072,694 shares, held indirectly.
Per the footnotes, the 2,500 shares reflect sales by two affiliated funds: 1,865 shares by JW Partners, LP and 635 shares by JW Opportunities Fund, LLC. The filing indicates the structure of control and advisory roles among JW Asset Management, LLC, JW GP, LLC, and Jason G. Wild, with beneficial ownership disclaimed except to the extent of any indirect pecuniary interest.
Establishment Labs Holdings (ESTA) reported an insider transaction on a Form 4 involving multiple reporting persons affiliated with JW Asset Management. On 11/06/2025, the group sold 7,591 Common Shares at a price of $65 per share, coded “S” for sale. Following the transaction, 3,075,194 shares were reported as beneficially owned in aggregate with indirect ownership noted.
Footnotes state the sale comprised 5,662 shares by JW Partners, LP and 1,929 shares by JW Opportunities Fund, LLC. The filing lists JW Asset Management, LLC, JW Partners, LP, JW Opportunities Fund, LLC, JW GP, LLC, and Jason G. Wild as reporting persons, with customary beneficial ownership disclaimers. The form indicates it was filed by more than one reporting person.
Establishment Labs (ESTA) reported Q3 2025 results. Revenue reached $53.8 million, up from $40.2 million a year ago, with gross profit of $37.7 million. Operating loss narrowed to $4.0 million and net loss was $11.1 million, or $0.38 per share.
North America contributed $11.9 million in Q3 revenue versus $0.3 million in the prior year period. For the first nine months, revenue was $146.5 million and net loss was $48.4 million.
Cash and cash equivalents were $70.6 million at quarter-end. Year-to-date net cash used in operating activities was $50.7 million. Note payable, net, increased to $246.5 million from $219.6 million at year-end 2024, and shareholders’ equity declined to $16.4 million from $53.1 million. The company had 29,057,868 common shares outstanding as of November 6, 2025.
Establishment Labs Holdings Inc. (ESTA) furnished an update on its business by announcing financial results for the three and nine months ended September 30, 2025. The company made these results available through a press release attached as Exhibit 99.1. The disclosure under Item 2.02 is furnished and not filed under the Exchange Act.