Ethan Allen holder Mohammad Kathwari plans $5.65M sale

ETHAN ALLEN INTERIORS INC (ETD) has a planned sale of 235,900 shares of common stock under Rule 144 for the account of Mohammad Farooq Kathwari, using J.P.

Rhea-AI Filing Summary

ETHAN ALLEN INTERIORS INC (ETD) has a planned sale of 235,900 shares of common stock under Rule 144 for the account of Mohammad Farooq Kathwari, using J.P. Morgan Securities LLC as broker, with an approximate sale date of September 2, 2026 on the NYSE.

The aggregate market value of the shares covered is $5,649,805, compared with 25,446,339 shares outstanding. According to the disclosure, these shares were acquired through RSU vesting between 5/3/24 and 2/8/24 and will be sold by Kathwari and several related charitable and trust entities.

Key Figures

Shares to be sold under Rule 144: 235,900 shares Aggregate market value of shares to be sold: $5,649,805 Shares outstanding: 25,446,339 shares +4 more

7 metrics

Shares to be sold under Rule 144 235,900 shares Planned sale of Ethan Allen Interiors, Inc. common stock for the account of Mohammad Farooq Kathwari

Aggregate market value of shares to be sold $5,649,805 Value of the 235,900 ETD common shares covered by the Rule 144 notice

Shares outstanding 25,446,339 shares Ethan Allen Interiors, Inc. common shares outstanding as referenced in the Form 144

Shares to be sold by Mohammad Farooq Kathwari 135,529 shares Portion of the filed shares to be sold directly by Mohammad Farooq Kathwari

Shares to be sold by Irfan Kathwari Foundation, Inc. 97,188 shares Portion of the filed shares to be sold by Irfan Kathwari Foundation, Inc.

Form 144 notice date June 10, 2025 Date of notice for the proposed sale of ETD shares

Approximate sale date September 2, 2026 Approximate date of sale listed for the ETD common stock on the NYSE

Key Terms

Rule 144, RSU Vesting, attorney-in-fact, aggregate market value

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

RSU Vesting financial

"Common Stock | 05/03/2004 | RSU Vesting | Issuer"

RSU vesting is the process by which restricted stock units — a promise by a company to give shares to an employee — become actual, owned shares over time or when certain goals are met. Investors care because vested shares can dilute existing ownership when issued, and the timing of vesting affects when employees can sell shares, which can influence share supply, insider selling patterns, and company incentives.

attorney-in-fact regulatory

"as agent and attorney-in-fact for Mohammad Farooq Kathwari"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

aggregate market value financial

"Common Stock | J.P. Morgan Securities LLC ... | 235900 | 5649805"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for ETHAN ALLEN INTERIORS INC (ETD)?

It discloses a planned Rule 144 sale of 235,900 ETD common shares for the account of Mohammad Farooq Kathwari, with an aggregate market value of $5,649,805 and an approximate sale date of September 2, 2026 on the NYSE.

Who is selling ETD shares in this Form 144 notice?

The sale is for the account of Mohammad Farooq Kathwari. The remarks state that of the filed shares, 135,529 shares will be sold by him and the remainder by related entities including the Irfan Kathwari Foundation, Inc. and several 2020 trusts.

How many ETD shares are outstanding relative to the Form 144 sale?

The filing states that 25,446,339 ETD common shares are outstanding. The planned Rule 144 sale covers 235,900 shares, which is a small fraction of the total shares outstanding.

What is the origin of the ETD shares being sold under this Form 144?

The shares to be sold were acquired through RSU Vesting. The remarks specify that they were acquired via RSU vesting between 5/3/24 and 2/8/24, and the securities table lists RSU vesting with the issuer as the source.

Which broker is handling the planned ETD share sale in this Form 144?

The filing lists J.P. Morgan Securities LLC, located at 390 Madison Avenue, New York, as the broker for the sale of 235,900 ETD common shares on the NYSE.

When was the Form 144 notice for ETD dated?

The notice of proposed sale was dated June 10, 2025, with the table also listing an approximate sale date of September 2, 2026 for the planned transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/02/2026 - 06:31 PM EDT Accepted by SEC EDGAR 09/02/2026 - 06:30 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001217614
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Ethan Allen Interiors, Inc.
SEC File Number	001-11692
Address of Issuer	25 Lake Avenue Ext. Danbury CONNECTICUT 06811
Phone	203-743-8000
Name of Person for Whose Account the Securities are To Be Sold	Mohammad Farooq Kathwari
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director
Relationship to Issuer	Officer
Relationship to Issuer	10% Shareholder

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	J.P. Morgan Securities LLC 390 Madison Avenue, 6th Floor New York NY 10017	235900	5649805	25446339	09/02/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	05/03/2004	RSU Vesting	Issuer			235900	05/03/2004	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	Of the shares filed today, 135,529 shares will be sold by Mohammad Farooq Kathwari, 97,188 shares by the Irfan Kathwari Foundation, Inc., 1,547 shares by the 2020 Trust FBO Kolhai Gibran Kathwari, 1,547 shares by the 2020 Trust FBO Zavier Irfan Kathwari, 1,547 shares by the 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari and 1,542 shares by the 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari. Shares were acquired via RSU Vesting between 5/3/24 and 2/8/24.
Date of Notice	09/02/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	06/10/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Mohammad Farooq Kathwari
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)