Welcome to our dedicated page for ETHAN ALLEN INTERIORS SEC filings (Ticker: ETD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ethan Allen Interiors Inc. filings document formal disclosures for a vertically integrated interior design and home furnishings company. Recent 8-K reports furnish quarterly and annual financial results, press-release exhibits, non-GAAP reconciliations and related financial-statement exhibit information.
The company’s proxy materials and annual meeting filings cover director elections, advisory executive compensation votes, auditor ratification and common-stock voting results. These records also document governance procedures, board composition matters, executive compensation disclosures and the capital structure information associated with Ethan Allen’s common stock.
Ethan Allen Interiors Inc. (ETD) is the subject of a proxy contest led by DGB Investment, Inc. and Douglas G. Bergeron, who have filed a preliminary proxy statement and a WHITE universal proxy card for the Company’s 2026 annual meeting of stockholders.
DGB and associated participants, who report 5.2% beneficial ownership of Ethan Allen’s common stock, are soliciting votes for a slate of five director nominees to be elected to the Board of Directors. Additional campaign materials and nominee information are being made available through the SEC website and a dedicated shareholder website.
ETHAN ALLEN INTERIORS INC (ETD) reports fiscal 2026 results marked by lower sales but continued profitability and a strong balance sheet. Consolidated net sales were $579.5 million, down 5.7% year over year, as contract business and order volumes softened despite a higher average ticket price.
Gross profit was $354.8 million with a gross margin of 61.2%, up 70 basis points on improved mix, lower inbound freight and headcount reductions, partly offset by higher tariffs and input costs. Operating margin declined to 7.8% from 10.1% as SG&A deleveraged on lower volume and tariffs weighed on wholesale margins.
Net income was $39.9 million and diluted EPS $1.56, both down over 20%. ETD generated $52.5 million of operating cash flow, ended with $187.5 million in cash and investments and remained debt‑free. The company paid total cash dividends of $1.81 per share (including a $0.25 special dividend), or $46.3 million, and repurchased 250,000 shares. Wholesale backlog was $44.3 million, down 9.3%, reflecting weaker orders but improved lead times. Management highlights vertical integration, North American manufacturing (about 75% of furniture), technology‑enabled design centers and omni‑channel capabilities as core strategic strengths while outlining detailed risks from macro conditions, tariffs, cyber threats, AI, labor and potential asset impairments.
ETHAN ALLEN INTERIORS INC (ETD) reported that Chairman, President & CEO M. Farooq Kathwari sold a total of 23,874 shares of common stock on September 2, 2026, at $25.04 per share, including direct and trust-held shares, under a pre-arranged Rule 10b5-1 stock selling plan adopted on June 10, 2025. Following these sales, he held 1,465,530 shares directly, plus additional indirect holdings through family trusts, spouse holdings, and a 401(k) plan. A related 16,726-share sale by the Irfan Kathwari Foundation was also executed under the same Rule 10b5-1 plan, which he is deemed to beneficially own but with no reportable pecuniary interest.
ETHAN ALLEN INTERIORS INC (ETD) has a planned sale of 235,900 shares of common stock under Rule 144 for the account of Mohammad Farooq Kathwari, using J.P. Morgan Securities LLC as broker, with an approximate sale date of September 2, 2026 on the NYSE.
The aggregate market value of the shares covered is $5,649,805, compared with 25,446,339 shares outstanding. According to the disclosure, these shares were acquired through RSU vesting between 5/3/24 and 2/8/24 and will be sold by Kathwari and several related charitable and trust entities.
ETHAN ALLEN INTERIORS INC (ETD) is the subject of an amended Schedule 13D filing by DGB Investment, Inc., related trusts, Douglas G. Bergeron and Jennifer M. Harrison. The group reports beneficial ownership of 1,300,000 common shares, representing approximately 5.1% of Ethan Allen’s outstanding common stock as of April 22, 2026.
DGB Investment directly owns 1,050,000 shares, two Bergeron-related Delaware trusts together hold 225,000 shares, and Ms. Harrison directly owns 25,000 shares. Mr. Bergeron may be deemed to beneficially own 1,275,000 shares through DGB Investment and the trusts. Shares were acquired in open-market transactions using working capital or personal funds, with aggregate purchase prices disclosed for each holder.
The filing notes that DGB Investment exercised over-the-counter call options on August 25, 2026 for 275,000 shares (150,000 at a strike of $20.7561 and 125,000 at $20.1526), eliminating its options exposure. It also discloses an Amended and Restated Group Agreement dated August 27, 2026 among DGB, Ms. Harrison and additional participants to coordinate joint Schedule 13D filings and solicit proxies for the election of their nominees at Ethan Allen’s 2026 annual meeting, subject to Rule 14a-19.
Ethan Allen Interiors Inc. senior vice president and CFO Matthew J. McNulty reported a Form 4 transaction involving company common stock. On August 10, 2026, 239 shares were withheld at vesting to cover required tax withholding, based on a fair market value of $23.51 per share. Following this tax-withholding disposition, McNulty directly holds 19,245 shares of Ethan Allen Interiors Inc. common stock.
Ethan Allen Interiors Inc executive Amy Phillips, EVP of the Retail Division, reported a Form 4 transaction involving 417 shares of common stock on August 10, 2026. These shares were withheld to satisfy tax obligations at a price of $23.51 per share, and she now directly holds 22,477 shares of common stock.
ETHAN ALLEN INTERIORS INC Chairman, President & CEO Farooq Kathwari reported a Form 4 transaction on August 10, 2026. 3,272 shares of common stock were withheld to cover required tax withholding at a price of $23.51 per share, based on the closing market price. Following this tax-withholding disposition, he directly holds 1,488,341 shares of common stock, with additional indirect holdings through his spouse, a 401(k) plan, and several family trusts.