Welcome to our dedicated page for ETHAN ALLEN INTERIORS SEC filings (Ticker: ETD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ethan Allen Interiors Inc. filings document formal disclosures for a vertically integrated interior design and home furnishings company. Recent 8-K reports furnish quarterly and annual financial results, press-release exhibits, non-GAAP reconciliations and related financial-statement exhibit information.
The company’s proxy materials and annual meeting filings cover director elections, advisory executive compensation votes, auditor ratification and common-stock voting results. These records also document governance procedures, board composition matters, executive compensation disclosures and the capital structure information associated with Ethan Allen’s common stock.
Ethan Allen has a Rule 144 notice covering the planned sale of 540 shares of its common stock through J.P. Morgan Securities LLC, with an aggregate market value of $13,608, 25,446,339 shares outstanding, and an approximate sale date of 12/15/2025 on the NYSE.
The 540 shares were originally acquired via RSU vesting in 2004 and later transferred in small amounts to the Irfan Kathwari Foundation Inc and several 2020 family trusts. Disclosures for the past three months list multiple sales by Mohammad Farooq Kathwari, Irfan Kathwari Foundation Inc, and four 2020 trusts, including three 15,000-share transactions and three 11,000-share transactions, plus smaller 175-share sales on 09/15/2025, 10/15/2025, and 11/17/2025.
Ethan Allen Interiors Chairman, President & CEO M. Farooq Kathwari reported multiple open-market sales of common stock of ETD. On 12/11/2025, he sold 15,000 shares of common stock at $25.01 per share, leaving him with 1,485,699 shares held directly, plus additional indirect holdings through his spouse and a 401(k) plan.
On the same date, four family trusts each sold 175 shares at $25.01 per share, and the filing notes that, in addition, 11,000 shares were sold by the Irfan Kathwari Foundation, whose shares he is deemed to beneficially own but with no reportable pecuniary interest. All of these sales were made under a pre-arranged Rule 10b5-1 stock selling plan adopted in June 2025 and effective September 2025, which had previously been disclosed in the company’s annual report.
Ethan Allen Interiors Inc. Chairman, President & CEO M. Farooq Kathwari filed a Form 4 reporting a charitable stock gift. On December 4, 2025, he made a bona fide gift of 82,953 shares of Ethan Allen common stock, identified as a donation to The Irfan Kathwari Foundation. The filing notes that the fair market value used for the gift was the closing price of Ethan Allen common stock of $24.11 per share on that date.
Following the reported transaction, Kathwari directly beneficially owns 1,500,699 shares of Ethan Allen common stock and also reports additional indirect ownership through his spouse, a 401(k) plan, and several family trusts.
Ethan Allen Interiors Inc. reported final results from its 2025 Annual Meeting. Shareholders elected six directors to one-year terms ending at the 2026 Annual Meeting, approved the advisory vote on named executive officer compensation, and ratified CohnReznick LLP as independent auditor for fiscal 2026.
A quorum was present, with 22,620,802 shares represented out of 25,446,339 eligible to vote. The say‑on‑pay resolution passed with 19,242,249 votes For, 1,224,072 Against, and 107,497 Abstain, plus 2,046,984 broker non‑votes. Auditor ratification received 22,544,201 For, 36,264 Against, and 40,337 Abstain.
All director nominees were elected; for example, M. Farooq Kathwari received 20,288,160 For and 261,133 Against, and Maria Eugenia Casar received 20,267,699 For and 266,099 Against.
Ethan Allen Interiors (ETD) reported Q1 fiscal 2026 results, with net sales of $146.984 million and diluted EPS of $0.41 for the three months ended September 30, 2025. Operating income was $10.0 million, down from $17.6 million a year ago, while gross margin improved to 61.4% from 60.8%.
Retail written orders rose 5.2%, but wholesale written orders fell 7.1%, reflecting softer contract business. The company ended the quarter with $193.7 million in total cash, cash equivalents and investments and no outstanding debt. Operating cash flow was $16.8 million, up from $15.1 million.
SG&A increased 4.8% as marketing spend rose and fixed costs deleveraged on lower delivered sales. Wholesale net sales ticked up 1.1% on intercompany shipments and pricing, while retail net sales declined 3.2% on lower delivered volume despite a higher average ticket and more designer floor sample sales. The company paid a regular quarterly dividend of $0.39 per share and a special dividend of $0.25 per share during the quarter.
Ethan Allen Interiors Inc. furnished an 8-K announcing financial results for its fiscal 2026 first quarter, which ended September 30, 2025. The company issued a press release and furnished it as Exhibit 99.1.
The press release includes certain non-GAAP financial measures alongside reconciliations to the most comparable GAAP metrics and management’s rationale for their use. The information under Item 2.02, including Exhibit 99.1, is furnished and not deemed filed under the Exchange Act.
Ethan Allen Interiors (ETD) Chairman, President & CEO M. Farooq Kathwari reported open‑market sales on 10/15/2025 of 15,000 shares at $28.01 per share under a Rule 10b5‑1 trading plan adopted on June 10, 2025 and effective September 15, 2025.
On the same date, 175 shares were sold at $28.01 from each of four 2020 Trusts. In addition, the Irfan Kathwari Foundation sold 11,000 shares, which Mr. Kathwari is deemed to beneficially own but over which he has no reportable pecuniary interest. Following these transactions, beneficial holdings include 1,583,652 shares direct, 15,364 indirect via spouse, 8,552 indirect in a 401(k) plan, and 22,550 indirect in each of the four 2020 Trusts.
Ethan Allen Interiors Inc. will hold a virtual Annual Meeting on November 5, 2025 at www.virtualshareholdermeeting.com/ETH2025 to vote on three principal items: election of six directors, an advisory "say-on-pay" vote on named executive officer compensation, and ratification of CohnReznick LLP as independent registered public accounting firm for fiscal 2026.
Fiscal 2025 highlights reported in the proxy include operating cash flow of $61.7 million, cash/cash equivalents and investments of $196.2 million, total dividends of $50.1 million (four regular dividends of $0.39 plus a special dividend of $0.40), consolidated net sales of $614.6 million (down 4.9% year-over-year), wholesale backlog of $48.9 million (down 8.7%), consolidated gross margin of 60.5%, adjusted operating margin of 10.2% (vs 12.1% prior year), and adjusted diluted EPS of $2.04 (down from $2.49).
M. Farooq Kathwari, who serves as Chairman, President & CEO and is a director and >10% owner of Ethan Allen Interiors Inc. (ETD), reported multiple stock sales under a Rule 10b5-1 trading plan effective September 15, 2025.
The Form 4 shows he directly sold 15,000 shares at $29.37, leaving 1,598,652 shares beneficially owned directly. Additional reported indirect holdings include 15,364 shares held by spouse and 8,552 shares in a 401(k) plan. The filing also records three separate 175-share dispositions tied to 2020 trusts for beneficiaries, and the explanatory note states the Irfan Kathwari Foundation sold 11,000 shares the same day. The 10b5-1 plan was adopted June 10, 2025 and previously disclosed in the issuer's Annual Report filed August 22, 2025.
Form 144 notice for ETD (Ethan Allen Interiors, Inc.) reports a proposed sale of common stock. The filer intends to sell 80,100 shares through J.P. Morgan Securities LLC on or about 09/15/2025, with an aggregate market value reported as $2,336,517 and total shares outstanding of 25,441,838. The records show the securities were acquired mostly through RSU vesting between 2004 and 2024 and several transfers to trusts and a foundation. No securities were reported sold in the past three months. The filer affirms no undisclosed material adverse information and provides standard Rule 144 representations.