Welcome to our dedicated page for Ethan Allen Interiors SEC filings (Ticker: ETD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Ethan Allen Interiors Inc. (NYSE: ETD) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, annual proxy materials on Schedule 14A and other filings that describe governance, compensation, voting results and financial information referenced in the company’s earnings releases.
Recent Form 8-K filings for Ethan Allen have reported material events such as the release of fiscal 2025 full-year and fourth quarter results and fiscal 2026 first quarter results. These 8-Ks incorporate the company’s earnings press releases, which include GAAP and non-GAAP financial measures, along with reconciliations and explanations of why management uses adjusted metrics like adjusted operating income, adjusted net income and adjusted diluted earnings per share.
The company’s definitive proxy statement on Schedule 14A (DEF 14A) provides detailed information on the annual meeting of stockholders, including proposals to elect directors, an advisory vote on named executive officer compensation and ratification of the independent registered public accounting firm. The proxy materials also describe board structure, committee responsibilities, corporate governance practices, compensation discussion and analysis, and security ownership information.
Stock Titan’s ETD filings page is updated as new documents are posted to the SEC’s EDGAR system, allowing users to follow Ethan Allen’s governance and disclosure practices over time. AI-powered tools can help summarize lengthy filings, highlight key sections on topics such as executive compensation, voting outcomes, non-GAAP measures and auditor ratification, and make it easier to understand how the company presents its financial condition and corporate governance to regulators and shareholders.
Ethan Allen Interiors Inc. reported final results from its 2025 Annual Meeting. Shareholders elected six directors to one-year terms ending at the 2026 Annual Meeting, approved the advisory vote on named executive officer compensation, and ratified CohnReznick LLP as independent auditor for fiscal 2026.
A quorum was present, with 22,620,802 shares represented out of 25,446,339 eligible to vote. The say‑on‑pay resolution passed with 19,242,249 votes For, 1,224,072 Against, and 107,497 Abstain, plus 2,046,984 broker non‑votes. Auditor ratification received 22,544,201 For, 36,264 Against, and 40,337 Abstain.
All director nominees were elected; for example, M. Farooq Kathwari received 20,288,160 For and 261,133 Against, and Maria Eugenia Casar received 20,267,699 For and 266,099 Against.
Ethan Allen Interiors (ETD) reported Q1 fiscal 2026 results, with net sales of $146.984 million and diluted EPS of $0.41 for the three months ended September 30, 2025. Operating income was $10.0 million, down from $17.6 million a year ago, while gross margin improved to 61.4% from 60.8%.
Retail written orders rose 5.2%, but wholesale written orders fell 7.1%, reflecting softer contract business. The company ended the quarter with $193.7 million in total cash, cash equivalents and investments and no outstanding debt. Operating cash flow was $16.8 million, up from $15.1 million.
SG&A increased 4.8% as marketing spend rose and fixed costs deleveraged on lower delivered sales. Wholesale net sales ticked up 1.1% on intercompany shipments and pricing, while retail net sales declined 3.2% on lower delivered volume despite a higher average ticket and more designer floor sample sales. The company paid a regular quarterly dividend of $0.39 per share and a special dividend of $0.25 per share during the quarter.
Ethan Allen Interiors Inc. furnished an 8-K announcing financial results for its fiscal 2026 first quarter, which ended September 30, 2025. The company issued a press release and furnished it as Exhibit 99.1.
The press release includes certain non-GAAP financial measures alongside reconciliations to the most comparable GAAP metrics and management’s rationale for their use. The information under Item 2.02, including Exhibit 99.1, is furnished and not deemed filed under the Exchange Act.
Ethan Allen Interiors (ETD) Chairman, President & CEO M. Farooq Kathwari reported open‑market sales on 10/15/2025 of 15,000 shares at $28.01 per share under a Rule 10b5‑1 trading plan adopted on June 10, 2025 and effective September 15, 2025.
On the same date, 175 shares were sold at $28.01 from each of four 2020 Trusts. In addition, the Irfan Kathwari Foundation sold 11,000 shares, which Mr. Kathwari is deemed to beneficially own but over which he has no reportable pecuniary interest. Following these transactions, beneficial holdings include 1,583,652 shares direct, 15,364 indirect via spouse, 8,552 indirect in a 401(k) plan, and 22,550 indirect in each of the four 2020 Trusts.
Ethan Allen Interiors Inc. will hold a virtual Annual Meeting on November 5, 2025 at www.virtualshareholdermeeting.com/ETH2025 to vote on three principal items: election of six directors, an advisory "say-on-pay" vote on named executive officer compensation, and ratification of CohnReznick LLP as independent registered public accounting firm for fiscal 2026.
Fiscal 2025 highlights reported in the proxy include operating cash flow of $61.7 million, cash/cash equivalents and investments of $196.2 million, total dividends of $50.1 million (four regular dividends of $0.39 plus a special dividend of $0.40), consolidated net sales of $614.6 million (down 4.9% year-over-year), wholesale backlog of $48.9 million (down 8.7%), consolidated gross margin of 60.5%, adjusted operating margin of 10.2% (vs 12.1% prior year), and adjusted diluted EPS of $2.04 (down from $2.49).
M. Farooq Kathwari, who serves as Chairman, President & CEO and is a director and >10% owner of Ethan Allen Interiors Inc. (ETD), reported multiple stock sales under a Rule 10b5-1 trading plan effective September 15, 2025.
The Form 4 shows he directly sold 15,000 shares at $29.37, leaving 1,598,652 shares beneficially owned directly. Additional reported indirect holdings include 15,364 shares held by spouse and 8,552 shares in a 401(k) plan. The filing also records three separate 175-share dispositions tied to 2020 trusts for beneficiaries, and the explanatory note states the Irfan Kathwari Foundation sold 11,000 shares the same day. The 10b5-1 plan was adopted June 10, 2025 and previously disclosed in the issuer's Annual Report filed August 22, 2025.
M. Farooq Kathwari, who serves as Chairman, President & CEO and is a director and >10% owner of Ethan Allen Interiors Inc. (ETD), reported multiple stock sales under a Rule 10b5-1 trading plan effective September 15, 2025.
The Form 4 shows he directly sold 15,000 shares at $29.37, leaving 1,598,652 shares beneficially owned directly. Additional reported indirect holdings include 15,364 shares held by spouse and 8,552 shares in a 401(k) plan. The filing also records three separate 175-share dispositions tied to 2020 trusts for beneficiaries, and the explanatory note states the Irfan Kathwari Foundation sold 11,000 shares the same day. The 10b5-1 plan was adopted June 10, 2025 and previously disclosed in the issuer's Annual Report filed August 22, 2025.
Form 144 notice for ETD (Ethan Allen Interiors, Inc.) reports a proposed sale of common stock. The filer intends to sell 80,100 shares through J.P. Morgan Securities LLC on or about 09/15/2025, with an aggregate market value reported as $2,336,517 and total shares outstanding of 25,441,838. The records show the securities were acquired mostly through RSU vesting between 2004 and 2024 and several transfers to trusts and a foundation. No securities were reported sold in the past three months. The filer affirms no undisclosed material adverse information and provides standard Rule 144 representations.
Form 144 notice for ETD (Ethan Allen Interiors, Inc.) reports a proposed sale of common stock. The filer intends to sell 80,100 shares through J.P. Morgan Securities LLC on or about 09/15/2025, with an aggregate market value reported as $2,336,517 and total shares outstanding of 25,441,838. The records show the securities were acquired mostly through RSU vesting between 2004 and 2024 and several transfers to trusts and a foundation. No securities were reported sold in the past three months. The filer affirms no undisclosed material adverse information and provides standard Rule 144 representations.
Matthew J. McNulty, Senior Vice President and Chief Financial Officer of Ethan Allen Interiors Inc. (ETD), reported two transactions on 08/29/2025 related to previously granted performance-based equity awards. A grant of 2,124 performance-based stock units that were earned vested and were issued to Mr. McNulty on that date at a reported price basis of $29.51 per share. To satisfy required tax withholding on the vested award, 894 shares were withheld, leaving Mr. McNulty with 14,524 shares beneficially owned following the issuance and 13,630 shares after the withholding transaction, as reported on the Form 4.
Amy Phillips, EVP, Retail Division of Ethan Allen Interiors Inc. (ETD), reported issuance and withholding related to performance-based stock units. On 08/29/2025 she was issued 2,786 shares that vested from performance-based stock units granted on 08/09/2022 at a fair market price of $29.51 per share. To satisfy tax withholding obligations, 973 shares were withheld at the same price, leaving Ms. Phillips with 16,057 shares beneficially owned following the transactions (the report also shows 17,030 shares immediately after issuance prior to withholding). The Form 4 was signed by an attorney-in-fact on behalf of Ms. Phillips.
M. Farooq Kathwari, Chairman, President & CEO of Ethan Allen Interiors Inc. (ETD), reported vesting and issuance of performance-based stock units on 08/29/2025. He received 45,569 shares upon vesting at a reported fair market value price of $29.51 per share. To cover required tax withholding, 44,111 shares were withheld, leaving total beneficial ownership reported as 1,657,763 shares immediately after the issuance and 1,613,652 shares after the withholding. The filing also discloses additional indirect holdings: 15,364 shares held by spouse, 8,565.25 shares in a 401(k) plan, and 91,600 shares in grandchildren's trust accounts.