Welcome to our dedicated page for ETHAN ALLEN INTERIORS SEC filings (Ticker: ETD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Ethan Allen Interiors Inc. filings document formal disclosures for a vertically integrated interior design and home furnishings company. Recent 8-K reports furnish quarterly and annual financial results, press-release exhibits, non-GAAP reconciliations and related financial-statement exhibit information.
The company’s proxy materials and annual meeting filings cover director elections, advisory executive compensation votes, auditor ratification and common-stock voting results. These records also document governance procedures, board composition matters, executive compensation disclosures and the capital structure information associated with Ethan Allen’s common stock.
ETHAN ALLEN INTERIORS INC reported that Chairman, President & CEO Farooq Kathwari received an award of 16,223 restricted stock units on August 5, 2026 under the company’s Stock Incentive Plan. These units vest in three equal annual installments starting August 5, 2027.
On August 6 and 7, 2026, 3,948 and 3,890 shares of common stock, respectively, were withheld at vesting to cover required tax withholding, based on closing prices of $23.51 and $23.71 per share. Kathwari also reports indirect common stock holdings through a spouse account, a 401(k) plan, and several 2020 family trusts.
Amy Phillips, EVP, Retail Division of Ethan Allen Interiors, reported equity compensation activity. On August 5, 2026 she received 7,837 restricted stock units under the company’s Stock Incentive Plan, vesting ratably over three years beginning August 5, 2027. On August 6 and 7, 504 and 496 shares of common stock were withheld at $23.51 and $23.71 per share, respectively, to cover required tax withholding upon vesting.
Ethan Allen Interiors Inc. reported that SVP and CFO Matthew J. McNulty received a grant of 6,426 restricted stock units of common stock under the company’s Stock Incentive Plan on August 5, 2026. These RSUs vest ratably over three years starting August 5, 2027. On August 6 and 7, 2026, a total of 572 shares of common stock were withheld at vesting, at $23.51 and $23.71 per share, respectively, to cover required tax withholding.
Cynthia Ekberg Tsai, a director of Ethan Allen Interiors Inc. (ETD), reported two equity transactions. On August 5, 2026 she purchased 1,000 shares of common stock at $24.61 per share in an open-market transaction and received 1,306 restricted stock units under the company’s Stock Incentive Plan, vesting in equal annual installments over three years starting August 5, 2027.
Stacom Tara I. reported acquisition or exercise transactions in this Form 4 filing.
ETHAN ALLEN INTERIORS INC director Tara I. Stacom reported a grant of 1,306 restricted stock units on August 5, 2026 under the Ethan Allen Interiors Inc. Stock Incentive Plan. These units vest ratably over three years, with one-third vesting each year starting August 5, 2027, and her directly held common stock position reported after the award is 7,606 shares.
Sable David M. reported acquisition or exercise transactions in this Form 4 filing.
Ethan Allen Interiors Inc director David M. Sable reported an award of 1,306 shares of common stock, representing restricted stock units granted under the company’s Stock Incentive Plan. These units vest ratably over three years, with one-third vesting each year beginning on August 5, 2027.
Casar Perez Maria Eugenia reported acquisition or exercise transactions in this Form 4 filing.
Ethan Allen Interiors director Maria Eugenia Casar Perez reported an equity compensation award of 1306 restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan. These units vest ratably over three years, with one-third vesting each year on the anniversary of the August 5, 2026 grant date, starting August 5, 2027. Following this award, her reported direct holding is 1306 shares.
DGB Investment, led by Doug Bergeron, has launched a proxy campaign targeting Ethan Allen Interiors Inc. ahead of the 2026 annual meeting. Bergeron, who states he beneficially owns 5.0% of Ethan Allen through affiliated entities and trusts, plans to solicit votes via a WHITE universal proxy card to elect an alternative slate of six directors to the current six-seat Board.
DGB’s materials argue that under long‑tenured Chairman and CEO Farooq Kathwari, Ethan Allen’s revenue has declined from $1,066 million in 2006 to $579 million in 2026, with enterprise value falling from $1,237 million to $377 million. They highlight 2026 results with lower sales, weaker written orders, compressed adjusted operating margins and lower earnings per share, while noting the company has $187.5 million in total cash and investments and no debt. Bergeron criticizes Ethan Allen’s digital and omnichannel strategy, compares its growth unfavorably to peers, and calls the company a “melting ice cube.”
DGB proposes a new Board composed of executives with backgrounds in modern retail, e‑commerce, luxury brands, finance and transformation, and signals it would pursue a CEO search and a strategic reset focused on profitable growth, digital investment and potential divestiture of non‑core assets such as a hotel. As of the communication date, Bergeron’s group reports beneficial ownership of 1,275,000 Ethan Allen shares across DGB Investment and two Bergeron family trusts, while the director nominees other than Bergeron report no share ownership.
DGB Investment, Inc., affiliated trusts and Douglas G. Bergeron report beneficial ownership of 1,275,000 shares of Ethan Allen Interiors common stock, representing 5.0% of the 25,446,339 shares outstanding as of April 22, 2026. The stake is held through DGB Investment (1,050,000 shares, including option exposure), a qualified personal residence trust (90,000 shares) and a nieces and nephews trust (135,000 shares).
DGB Investment’s position includes over-the-counter American-style call options on 275,000 shares, with strike prices of $20.7561 on 150,000 shares and $20.1526 on 125,000 shares, expiring November 20, 2026; the filing states it has no voting or dispositive power over these underlying shares until exercise. Purchases were funded from working capital, which may include margin loans.
The reporting group says it invested because it viewed the shares as undervalued. On August 5, 2026, it nominated six directors, including Bergeron, for election at Ethan Allen’s 2026 annual meeting and plans to solicit proxies. The group criticizes the company’s recent performance and strategy and signals it may pursue a range of governance, capital allocation and strategic proposals, potentially including sale discussions.
Ethan Allen Interiors Inc. reported fiscal 2026 fourth quarter and full‑year results marked by softer sales but solid profitability and a strong balance sheet. For the quarter ended June 30, 2026, consolidated net sales were $146.8 million, with adjusted operating income of $10.8 million, an adjusted operating margin of 7.4%, and adjusted diluted EPS of $0.36. GAAP gross margin for the quarter was 63.1%.
For fiscal 2026, net sales were $579,487 (in thousands), and GAAP diluted EPS was $1.56 with adjusted diluted EPS of $1.61, both below fiscal 2025. Wholesale written orders declined 11.9% and Retail written orders declined 10.8%, while customer deposits fell to $62.7 million and wholesale backlog to $44.3 million. Despite demand headwinds, the company generated $52.5 million of operating cash flow in fiscal 2026, ended the year debt‑free with $187.5 million in cash and investments, and paid $46.3 million in cash dividends, including a special dividend of $0.25 per share. The Board also declared an additional $0.25 per share special dividend and a $0.39 per share regular quarterly dividend, both payable on August 26, 2026, as management emphasized cost control, vertical integration, and a cautiously optimistic long‑term outlook.