Ethan Allen Interiors Inc SEC Filings

Matthew J. McNulty, SVP and CFO of Ethan Allen Interiors Inc. (ETD), reported a routine withholding transaction on Form 4 related to equity vesting. The filing shows that on 08/11/2025 316 shares of Ethan Allen common stock were withheld at vesting to satisfy required tax withholding. The withholding used the $29.47 closing price reported on that date to calculate the number of shares withheld.

After the withholding, Mr. McNulty beneficially owned 12,400 shares of common stock in a direct ownership form. The filing is a standard insider reporting of share withholding for taxes and does not show any derivative transactions or open-market purchases or sales.

Ethan Allen Interiors (ETD) Form 4 filed for Amy Phillips, EVP, Retail Division. The filing reports that on 08/11/2025 a total of 556 shares of Ethan Allen common stock were withheld at vesting to satisfy required tax withholding. The closing price used for the calculation on that date was $29.47, and the number of shares beneficially owned by Ms. Phillips following the withholding is reported as 14,244 shares.

The Form 4 is signed by Matthew J. McNulty as attorney-in-fact on 08/12/2025. The document's explanation states the withheld shares were used to cover tax withholding and that the closing price on 08/11/2025 was used to calculate the number withheld. No derivative transactions or other dispositions are reported in this filing.

M. Farooq Kathwari, identified as Chairman, President & CEO and a 10% owner of Ethan Allen Interiors Inc. (ETD), had shares withheld on 08/11/2025 to satisfy tax withholding upon vesting. The filing states 5,143 shares were withheld using the closing price on that date of $29.47. Following the transaction, Mr. Kathwari's direct beneficial ownership is reported as 1,612,194 shares. The Form 4 also discloses indirect holdings of 15,364 shares held by spouse, 8,565.25 shares in a 401(k) plan, and 91,600 shares in grandchildren's trust accounts. The form is signed by an attorney-in-fact on 08/12/2025.

Matthew J. McNulty, SVP and Chief Financial Officer of Ethan Allen Interiors Inc. (ETD), was granted 3,461 restricted stock units (RSUs) on 08/06/2025 under the company stock incentive plan. The RSUs vest ratably over three years, with one‑third vesting each year beginning on 08/06/2026.

Following the grant, the filing shows tax withholding sales on 08/07/2025 and 08/08/2025 that withheld 287 and 242 shares respectively (weighted by the closing prices reported at $29.31 and $29.26). These withholdings reduced his direct beneficial ownership from 13,245 shares after the grant to 12,716 shares as of 08/08/2025.

Amy Franks, EVP, Retail Division at Ethan Allen Interiors Inc. (ETD), reported a grant of 4,221 restricted stock units on 08/06/2025 under the company's Stock Incentive Plan. The units vest ratably over three years, with one-third of the total vesting each year on the anniversary of the grant beginning 08/06/2026. On 08/07/2025 and 08/08/2025, 500 and 421 shares were withheld to cover required tax withholding at closing prices of $29.31 and $29.26, respectively. Following these reported transactions, Ms. Franks beneficially owned 14,800 shares directly. The Form 4 was signed by an attorney-in-fact on 08/08/2025.

Farooq Kathwari, who serves as Chairman, President & CEO and is identified as a 10% owner of Ethan Allen Interiors Inc. (ETD), received 13,107 restricted stock units (RSUs) on 08/06/2025 under the company Stock Incentive Plan. The RSUs vest ratably over three years, with one‑third vesting each year beginning on the first anniversary of the grant date (08/06/2026).

Following the grant, 4,168 shares were withheld on 08/07/2025 to satisfy tax withholding at a reported fair market value of $29.31 per share, and 3,507 shares were withheld on 08/08/2025 at $29.26 per share. The filing shows beneficial ownership values after each reported transaction of 1,625,012, then 1,620,844, and finally 1,617,337 shares (direct). The report also discloses indirect holdings of 15,364 shares held by spouse, 8,565.25 shares in a 401(k) plan, and 91,600 shares in grandchildren's trust accounts.

Cynthia Ekberg Tsai, a director of Ethan Allen Interiors Inc. (ETD), received a grant of stock options that give her the right to buy 3,381 shares. The options carry an exercise price of $29.58 and become exercisable in staggered portions beginning 08/06/2026, with the full grant expiring on 08/06/2035. The award vests ratably over three years, with one-third vesting each anniversary of the grant date. The reported options are held directly by the reporting person under the company’s Stock Incentive Plan.

The Form 4 for Ethan Allen Interiors Inc. shows director Tara I. Stacom was granted 3,381 stock options on 08/06/2025. The options carry an exercise price of $29.58, become exercisable on 08/06/2026, and expire on 08/06/2035. The award vests ratably over three years with one‑third vesting each anniversary beginning 08/06/2026, and is reported as direct beneficial ownership.

The grant was made under the company’s Stock Incentive Plan and the Form 4 was signed by an attorney‑in‑fact on 08/08/2025. No other transactions or classes of securities are reported on this filing.

David M. Sable, a director of Ethan Allen Interiors Inc. (ETD), was granted stock options to purchase 3,381 shares under the company's Stock Incentive Plan on 08/06/2025. The options carry an exercise price of $29.58 and are held directly by Mr. Sable. Following the award, Mr. Sable beneficially owns 3,381 derivative securities tied to common stock.

The grant vests ratably over three years with one-third of the options vesting each year on the anniversary of the grant beginning 08/06/2026, and the options expire on 08/06/2035. The filing notes the grant was reported on Form 4 by a single reporting person and executed by an attorney-in-fact.