[144] ETHAN ALLEN INTERIORS INC SEC Filing

Rhea-AI Filing Summary

Form 144 notice for ETD (Ethan Allen Interiors, Inc.) reports a proposed sale of common stock. The filer intends to sell 80,100 shares through J.P. Morgan Securities LLC on or about 09/15/2025, with an aggregate market value reported as $2,336,517 and total shares outstanding of 25,441,838. The records show the securities were acquired mostly through RSU vesting between 2004 and 2024 and several transfers to trusts and a foundation. No securities were reported sold in the past three months. The filer affirms no undisclosed material adverse information and provides standard Rule 144 representations.

Insights

Financial Analyst

TL;DR: Routine insider sale notice for 80,100 shares (~0.31% of outstanding) via broker; not clearly material to company fundamentals.

The filing discloses a planned sale executed through an institutional broker with an aggregate market value of $2.34 million. The shares largely originate from RSU vesting and subsequent transfers to trusts and a foundation, indicating internal estate or philanthropic planning rather than market-driven disposition. The amount equals roughly 0.31% of outstanding shares, which is small relative to total capitalization and unlikely to move the stock absent other signals.

Corporate Governance Expert

TL;DR: Notice complies with Rule 144 formalities and includes required representations; no governance red flags shown.

The filing contains the necessary disclosure of acquisition dates, nature of acquisitions (RSU vesting and transfers), and broker details. The representation that the filer lacks undisclosed material information is present. Transfers to trusts and a foundation are documented, which is common for wealth and succession planning. There are no indications of accelerated insider selling or governance concerns based on the information provided.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	J.P. Morgan Securities LLC 390 Madison Avenue, 6th Floor New York NY 10017	80100	2336517	25441838	09/15/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	05/03/2004	RSU Vesting	Issuer			45000	05/03/2004	Compensation
Common Stock	02/08/2024	Transfer to the Irfan Kathwari Foundation, Inc.	Mohammad Farooq Kathwari, who acquired the shares from the Issuer RSU vesting on 02/08/24			33000	02/08/2024	N/A
Common Stock	09/15/2021	Transfer to the 2020 Trust FBO Kolhai Gibran Kathwari	Mohammad Farooq Kathwari, who acquired the shares from the Issuer RSU vesting on 05/12/20			525	09/15/2021	N/A
Common Stock	09/15/2021	Transfer to the 2020 Trust FBO Zavier Irfan Kathwari	Mohammad Farooq Kathwari, who acquired the shares from the Issuer RSU vesting on 05/12/20			525	09/15/2021	N/A
Common Stock	09/15/2021	Transfer to the 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari	Mohammad Farooq Kathwari, who acquired the shares from the Issuer RSU vesting on 05/14/20			525	09/15/2021	N/A
Common Stock	09/15/2021	Transfer to the 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari	Mohammad Farooq Kathwari, who acquired the shares from the Issuer RSU vesting on 05/12/20			525	09/15/2021	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What amount of ETD stock is the filer proposing to sell?

The filer proposes to sell 80,100 shares of ETD common stock.

What is the reported aggregate market value of the proposed sale in the Form 144?

The Form 144 lists an aggregate market value of $2,336,517 for the proposed sale.

Through which broker will the ETD shares be sold and on which exchange?

The shares are to be sold through J.P. Morgan Securities LLC and the market is listed as the NYSE.

When is the approximate date of the proposed sale?

The approximate date of sale is 09/15/2025.

Were any ETD shares sold by the filer in the past three months according to the filing?

The filing reports "Nothing to Report" for securities sold during the past three months.