Ethan Allen CEO sells shares under 10b5-1 plan

Ethan Allen Interiors’ Chairman, President & CEO M. Farooq Kathwari reported planned insider sales of company stock.

Rhea-AI Filing Summary

Ethan Allen Interiors’ Chairman, President & CEO M. Farooq Kathwari reported planned insider sales of company stock. On January 22, 2026, he sold 2,168 shares of common stock at $25.01 per share, leaving him with 1,483,228 directly held shares.

Several family trusts also sold small amounts on the same date, ranging from 25 to 27 shares each at $25.01 per share, with each trust retaining about 22,342–22,347 shares. A footnote states these transactions were made under a Rule 10b5‑1 stock selling plan adopted on June 10, 2025 and effective September 15, 2025. The footnote also notes that 1,590 additional shares were sold by the Irfan Kathwari Foundation, whose shares Mr. Kathwari is deemed to beneficially own but over which he has no reportable pecuniary interest. Indirect holdings through his spouse and 401(k) plan, totaling 15,364 and 8,552 shares respectively, are also reported.

Insider Trade Summary

Net Seller: 2,270 shares

Net Sell 7 txns

Insider KATHWARI M FAROOQ

Role Chairman, President & CEO

Sold 2,270 shs ($57K)

Type	Security	Shares	Price	Value
Sale	Common Stock	2,168	$25.01	$54K
Sale	Common Stock	25	$25.01	$625.25
Sale	Common Stock	25	$25.01	$625.25
Sale	Common Stock	27	$25.01	$675.27
Sale	Common Stock	25	$25.01	$625.25
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 1,483,228 shares (Direct); Common Stock — 22,347 shares (Indirect, 2020 Trust FBO Kolhai Gibran Kathwari); Common Stock — 22,347 shares (Indirect, 2020 Trust FBO Zavier Irfan Kathwari); Common Stock — 22,342 shares (Indirect, 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari); Common Stock — 22,347 shares (Indirect, 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari); Common Stock — 15,364 shares (Indirect, Shares held by spouse); Common Stock — 8,552 shares (Indirect, Shares held in 401(k) plan)

Footnotes (1)

1. F1. This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on January 22, 2026, 1,590 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

FAQ

What insider transaction did ETD CEO M. Farooq Kathwari report?

On January 22, 2026, Ethan Allen Interiors CEO M. Farooq Kathwari reported selling 2,168 shares of common stock at $25.01 per share.

How many Ethan Allen (ETD) shares does the CEO hold after this Form 4?

After the reported sale, M. Farooq Kathwari directly beneficially owns 1,483,228 shares of Ethan Allen common stock.

Were the ETD CEO share sales under a Rule 10b5-1 plan?

Yes. A footnote states the transactions were made under a Rule 10b5‑1 stock selling plan adopted on June 10, 2025 and effective September 15, 2025, previously disclosed in the company’s Form 10‑K.

What sales were made by family trusts related to the ETD CEO?

On January 22, 2026, several 2020 trusts for family members each sold 25 or 27 shares of Ethan Allen common stock at $25.01 per share, leaving about 22,342–22,347 shares in each trust.

What is the Irfan Kathwari Foundation transaction mentioned in the ETD Form 4?

A footnote states that on January 22, 2026, the Irfan Kathwari Foundation sold 1,590 shares of Ethan Allen common stock under the same Rule 10b5‑1 plan. Mr. Kathwari is deemed to beneficially own these shares but has no reportable pecuniary interest in them.

What other indirect Ethan Allen (ETD) holdings are reported for the CEO?

The Form 4 reports 15,364 shares held indirectly through the CEO’s spouse and 8,552 shares held in a 401(k) plan, in addition to trust and foundation holdings.

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Accepted by SEC EDGAR 01/23/2026 - 04:52 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KATHWARI M FAROOQ

(Last) (First) (Middle)

25 LAKE AVENUE EXT.

(Street)

DANBURY CT 06811

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ETHAN ALLEN INTERIORS INC [ ETD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman, President & CEO

3. Date of Earliest Transaction (Month/Day/Year)
01/22/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/22/2026		S(1)		2,168	D	$25.01	1,483,228	D
Common Stock								15,364	I	Shares held by spouse
Common Stock								8,552	I	Shares held in 401(k) plan
Common Stock	01/22/2026		S(1)		25	D	$25.01	22,347	I	2020 Trust FBO Kolhai Gibran Kathwari
Common Stock	01/22/2026		S(1)		25	D	$25.01	22,347	I	2020 Trust FBO Zavier Irfan Kathwari
Common Stock	01/22/2026		S(1)		27	D	$25.01	22,342	I	2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari
Common Stock	01/22/2026		S(1)		25	D	$25.01	22,347	I	2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on January 22, 2026, 1,590 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

	/s/ Matthew J. McNulty as attorney-in-fact for M. Farooq Kathwari	01/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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