Ethan Allen Interiors Inc (ETD) CEO details Rule 10b5-1 stock sales

Rhea-AI Filing Summary

Ethan Allen Interiors Inc Chairman, President and CEO M. Farooq Kathwari reported insider sales of company common stock on December 15, 2025, carried out under a pre-arranged Rule 10b5-1 stock selling plan adopted on June 10, 2025 and effective September 15, 2025.

On that date, he sold 303 shares of common stock directly at $25.05 per share and reported additional small sales of 3–6 shares at $25.05 from several 2020 trusts for the benefit of family members. Following these transactions, he beneficially owned 1,485,396 shares directly, plus 15,364 shares held by his spouse, 8,552 shares in a 401(k) plan, and blocks of 22,372, 22,372, 22,369 and 22,372 shares in the 2020 family trusts. The filing also notes that 222 shares

12/17/2025 - 04:20 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KATHWARI M FAROOQ

(Last) (First) (Middle)

25 LAKE AVENUE EXT.

(Street)

DANBURY CT 06811

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ETHAN ALLEN INTERIORS INC [ ETD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman, President & CEO

3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/15/2025		S(1)		303	D	$25.05	1,485,396	D
Common Stock								15,364	I	Shares held by spouse
Common Stock								8,552	I	Shares held in 401(k) plan
Common Stock	12/15/2025		S(1)		3	D	$25.05	22,372	I	2020 Trust FBO Kolhai Gibran Kathwari
Common Stock	12/15/2025		S(1)		3	D	$25.05	22,372	I	2020 Trust FBO Zavier Irfan Kathwari
Common Stock	12/15/2025		S(1)		6	D	$25.05	22,369	I	2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari
Common Stock	12/15/2025		S(1)		3	D	$25.05	22,372	I	2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on December 15, 2025, 222 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

	/s/ Matthew J. McNulty as attorney-in-fact for M. Farooq Kathwari	12/17/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider stock transactions did Ethan Allen Interiors (ETD) report for M. Farooq Kathwari?

The company reported that Chairman, President and CEO M. Farooq Kathwari sold 303 shares of Ethan Allen common stock directly on December 15, 2025 at $25.05 per share, along with small share sales from several family trusts and an affiliated foundation.

Was the Ethan Allen (ETD) CEO stock sale made under a Rule 10b5-1 plan?

Yes. The transactions were made under a Rule 10b5-1 stock selling plan adopted by M. Farooq Kathwari on June 10, 2025, with an effective date of September 15, 2025, as described in the filing.

How many Ethan Allen (ETD) shares does CEO M. Farooq Kathwari hold after the reported transactions?

After the reported transactions, he beneficially owned 1,485,396 shares directly, plus 15,364 shares held by his spouse, 8,552 shares in a 401(k) plan, and 22,372, 22,372, 22,369 and 22,372 shares in four separate 2020 trusts for family members.

What indirect Ethan Allen (ETD) holdings were involved in the CEO's reported stock sales?

The filing shows small sales of 3 or 6 shares at $25.05 each on December 15, 2025 from the 2020 Trust FBO Kolhai Gibran Kathwari, 2020 Trust FBO Zavier Irfan Kathwari, 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari, and 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari, all reported as indirectly owned.

What role did the Irfan Kathwari Foundation play in the Ethan Allen (ETD) insider transactions?

The explanation notes that on December 15, 2025 the Irfan Kathwari Foundation sold 222 shares of Ethan Allen common stock pursuant to the same Rule 10b5-1 plan. All of the foundation's shares are deemed beneficially owned by Mr. Kathwari, although he has no reportable pecuniary interest in them.

What is M. Farooq Kathwari’s relationship to Ethan Allen Interiors (ETD)?

According to the filing, M. Farooq Kathwari is a Director and an Officer of Ethan Allen Interiors Inc, serving as Chairman, President & CEO.