ETD CEO sells 15,000 shares at $28.01 under Rule 10b5-1

Ethan Allen Interiors (ETD) Chairman, President & CEO M. Farooq Kathwari reported open‑market sales on 10/15/2025 of 15,000 shares at $28.01 per share under a Rule 10b5‑1 trading plan adopted on June 10, 2025 and effective September 15, 2025.

Rhea-AI Filing Summary

Ethan Allen Interiors (ETD) Chairman, President & CEO M. Farooq Kathwari reported open‑market sales on 10/15/2025 of 15,000 shares at $28.01 per share under a Rule 10b5‑1 trading plan adopted on June 10, 2025 and effective September 15, 2025.

On the same date, 175 shares were sold at $28.01 from each of four 2020 Trusts. In addition, the Irfan Kathwari Foundation sold 11,000 shares, which Mr. Kathwari is deemed to beneficially own but over which he has no reportable pecuniary interest. Following these transactions, beneficial holdings include 1,583,652 shares direct, 15,364 indirect via spouse, 8,552 indirect in a 401(k) plan, and 22,550 indirect in each of the four 2020 Trusts.

Insider Trade Summary

Net Seller: 15,700 shares

Net Sell 7 txns

Insider KATHWARI M FAROOQ

Role Chairman, President & CEO

Sold 15,700 shs ($440K)

Type	Security	Shares	Price	Value
Sale	Common Stock	15,000	$28.01	$420K
Sale	Common Stock	175	$28.01	$5K
Sale	Common Stock	175	$28.01	$5K
Sale	Common Stock	175	$28.01	$5K
Sale	Common Stock	175	$28.01	$5K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 1,583,652 shares (Direct); Common Stock — 22,550 shares (Indirect, 2020 Trust FBO Kolhai Gibran Kathwari); Common Stock — 22,550 shares (Indirect, 2020 Trust FBO Zavier Irfan Kathwari); Common Stock — 22,550 shares (Indirect, 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari); Common Stock — 22,550 shares (Indirect, 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari); Common Stock — 15,364 shares (Indirect, Shares held by spouse); Common Stock — 8,552 shares (Indirect, Shares held in 401(k) plan)

Footnotes (1)

1. F1. This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on October 15, 2025, 11,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did ETD CEO M. Farooq Kathwari report on Form 4?

He reported selling 15,000 shares of common stock on 10/15/2025 at $28.01 per share under a Rule 10b5‑1 plan.

When was the CEO’s Rule 10b5-1 plan adopted and effective?

The plan was adopted on June 10, 2025 and became effective on September 15, 2025.

Were additional ETD shares sold by related entities?

Yes. Four 2020 Trusts each sold 175 shares at $28.01, and the Irfan Kathwari Foundation sold 11,000 shares.

How many ETD shares does the CEO hold after the transactions?

Post‑transaction, he holds 1,583,652 shares directly; 15,364 indirectly via spouse; 8,552 indirectly in a 401(k); and 22,550 indirectly in each of the four 2020 Trusts.

Does the CEO have a reportable pecuniary interest in the foundation’s shares?

The filing states he is deemed to beneficially own the foundation’s shares but has no reportable pecuniary interest in them.

What is the CEO’s role at Ethan Allen Interiors (ETD)?

He serves as Chairman, President & CEO and is also a Director.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 10/15/2025 - 05:44 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KATHWARI M FAROOQ

(Last) (First) (Middle)

25 LAKE AVENUE EXT.

(Street)

DANBURY CT 06811

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ETHAN ALLEN INTERIORS INC [ ETD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman, President & CEO

3. Date of Earliest Transaction (Month/Day/Year)
10/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/15/2025		S(1)		15,000	D	$28.01	1,583,652	D
Common Stock								15,364	I	Shares held by spouse
Common Stock								8,552	I	Shares held in 401(k) plan
Common Stock	10/15/2025		S(1)		175	D	$28.01	22,550	I	2020 Trust FBO Kolhai Gibran Kathwari
Common Stock	10/15/2025		S(1)		175	D	$28.01	22,550	I	2020 Trust FBO Zavier Irfan Kathwari
Common Stock	10/15/2025		S(1)		175	D	$28.01	22,550	I	2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari
Common Stock	10/15/2025		S(1)		175	D	$28.01	22,550	I	2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on October 15, 2025, 11,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

	/s/ Matthew J. McNulty as attorney-in-fact for M. Farooq Kathwari	10/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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