Ethan Allen Interiors Inc. filings document formal disclosures for a vertically integrated interior design and home furnishings company. Recent 8-K reports furnish quarterly and annual financial results, press-release exhibits, non-GAAP reconciliations and related financial-statement exhibit information.
The company’s proxy materials and annual meeting filings cover director elections, advisory executive compensation votes, auditor ratification and common-stock voting results. These records also document governance procedures, board composition matters, executive compensation disclosures and the capital structure information associated with Ethan Allen’s common stock.
ETHAN ALLEN INTERIORS INC (ETD) is the subject of an amended Schedule 13D filing by DGB Investment, Inc., related trusts, Douglas G. Bergeron and Jennifer M. Harrison. The group reports beneficial ownership of 1,300,000 common shares, representing approximately 5.1% of Ethan Allen’s outstanding common stock as of April 22, 2026.
DGB Investment directly owns 1,050,000 shares, two Bergeron-related Delaware trusts together hold 225,000 shares, and Ms. Harrison directly owns 25,000 shares. Mr. Bergeron may be deemed to beneficially own 1,275,000 shares through DGB Investment and the trusts. Shares were acquired in open-market transactions using working capital or personal funds, with aggregate purchase prices disclosed for each holder.
The filing notes that DGB Investment exercised over-the-counter call options on August 25, 2026 for 275,000 shares (150,000 at a strike of $20.7561 and 125,000 at $20.1526), eliminating its options exposure. It also discloses an Amended and Restated Group Agreement dated August 27, 2026 among DGB, Ms. Harrison and additional participants to coordinate joint Schedule 13D filings and solicit proxies for the election of their nominees at Ethan Allen’s 2026 annual meeting, subject to Rule 14a-19.
Ethan Allen Interiors Inc. senior vice president and CFO Matthew J. McNulty reported a Form 4 transaction involving company common stock. On August 10, 2026, 239 shares were withheld at vesting to cover required tax withholding, based on a fair market value of $23.51 per share. Following this tax-withholding disposition, McNulty directly holds 19,245 shares of Ethan Allen Interiors Inc. common stock.
Ethan Allen Interiors Inc executive Amy Phillips, EVP of the Retail Division, reported a Form 4 transaction involving 417 shares of common stock on August 10, 2026. These shares were withheld to satisfy tax obligations at a price of $23.51 per share, and she now directly holds 22,477 shares of common stock.
ETHAN ALLEN INTERIORS INC Chairman, President & CEO Farooq Kathwari reported a Form 4 transaction on August 10, 2026. 3,272 shares of common stock were withheld to cover required tax withholding at a price of $23.51 per share, based on the closing market price. Following this tax-withholding disposition, he directly holds 1,488,341 shares of common stock, with additional indirect holdings through his spouse, a 401(k) plan, and several family trusts.
ETHAN ALLEN INTERIORS INC reported that Chairman, President & CEO Farooq Kathwari received an award of 16,223 restricted stock units on August 5, 2026 under the company’s Stock Incentive Plan. These units vest in three equal annual installments starting August 5, 2027.
On August 6 and 7, 2026, 3,948 and 3,890 shares of common stock, respectively, were withheld at vesting to cover required tax withholding, based on closing prices of $23.51 and $23.71 per share. Kathwari also reports indirect common stock holdings through a spouse account, a 401(k) plan, and several 2020 family trusts.
Amy Phillips, EVP, Retail Division of Ethan Allen Interiors, reported equity compensation activity. On August 5, 2026 she received 7,837 restricted stock units under the company’s Stock Incentive Plan, vesting ratably over three years beginning August 5, 2027. On August 6 and 7, 504 and 496 shares of common stock were withheld at $23.51 and $23.71 per share, respectively, to cover required tax withholding upon vesting.
Ethan Allen Interiors Inc. reported that SVP and CFO Matthew J. McNulty received a grant of 6,426 restricted stock units of common stock under the company’s Stock Incentive Plan on August 5, 2026. These RSUs vest ratably over three years starting August 5, 2027. On August 6 and 7, 2026, a total of 572 shares of common stock were withheld at vesting, at $23.51 and $23.71 per share, respectively, to cover required tax withholding.
Cynthia Ekberg Tsai, a director of Ethan Allen Interiors Inc. (ETD), reported two equity transactions. On August 5, 2026 she purchased 1,000 shares of common stock at $24.61 per share in an open-market transaction and received 1,306 restricted stock units under the company’s Stock Incentive Plan, vesting in equal annual installments over three years starting August 5, 2027.
Stacom Tara I. reported acquisition or exercise transactions in this Form 4 filing.
ETHAN ALLEN INTERIORS INC director Tara I. Stacom reported a grant of 1,306 restricted stock units on August 5, 2026 under the Ethan Allen Interiors Inc. Stock Incentive Plan. These units vest ratably over three years, with one-third vesting each year starting August 5, 2027, and her directly held common stock position reported after the award is 7,606 shares.