Ethan Allen (ETD): Director granted 3,381 options at $29.58

Maria Eugenia Casar Perez, a director of Ethan Allen Interiors Inc. (ETD) was granted stock options to purchase 3,381 shares with an exercise price of $29.58 on 08/06/2025.

Rhea-AI Filing Summary

Maria Eugenia Casar Perez, a director of Ethan Allen Interiors Inc. (ETD) was granted stock options to purchase 3,381 shares with an exercise price of $29.58 on 08/06/2025. The options vest ratably over three years, with one-third vesting each year beginning 08/06/2026; they become exercisable on 08/06/2026 and expire on 08/06/2035. The report shows 3,381 derivative securities beneficially owned following the grant, held directly. The award was made under the company’s Stock Incentive Plan and the Form 4 was signed by an attorney-in-fact on 08/08/2025. This is an equity-based compensation grant that aligns the director’s interests with shareholders while delaying full ownership until vesting.

Positive

• Director granted equity compensation (3,381 stock options), aligning management incentives with shareholder value
• Vesting schedule ratably over three years encourages retention and links realization to continued service

Negative

• Options are not immediately exercisable until 08/06/2026, so there is delayed realization of potential value
• Form does not disclose aggregate plan share usage or potential dilution, so shareholder impact cannot be assessed from this filing alone

Insights

Financial Analyst

TL;DR: Director received 3,381 stock options at $29.58, vesting over three years, exercisable from 08/06/2026.

The grant is a routine equity-based compensation event reported on Form 4. Key facts from the filing: 3,381 options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan, exercise price $29.58, vesting ratably over three years with the first tranche exercisable 08/06/2026, and expiration 08/06/2035. The options are held directly and the Form 4 was filed under power of attorney on 08/08/2025. The filing contains no information about cash proceeds, exercises, or dispositions.

Corporate Governance Expert

TL;DR: Governance-standard grant under the company plan, with multi-year vesting to encourage retention and alignment.

The Form 4 documents a compensation grant to a board director under the company’s Stock Incentive Plan. The vesting schedule—one-third annually starting 08/06/2026—ties potential value to continued service. The filing is signed by an attorney-in-fact and discloses direct beneficial ownership of 3,381 options post-grant. The document does not disclose broader plan metrics or aggregate dilution figures.

Insider Trade Summary

Grant/Award: 3,381 shares

Grant/Award 1 txn

Insider Casar Perez Maria Eugenia

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Stock Option (right to buy)	3,381	$0.00	$0.00

Holdings After Transaction: Stock Option (right to buy) — 3,381 contracts (Direct)

Footnotes (1)

1. F1. Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 6, 2026.

FAQ

What did Ethan Allen (ETD) report on this Form 4?

ETD reported a grant of 3,381 stock options to director Maria Eugenia Casar Perez with an exercise price of $29.58 on 08/06/2025.

When do the options vest and become exercisable?

Options vest ratably over three years, with one-third vesting each anniversary beginning 08/06/2026; options are exercisable from 08/06/2026.

What is the expiration date for the options?

The options expire on 08/06/2035 as stated on the Form 4.

How many derivative securities are owned after the transaction?

3,381 derivative securities (options) are reported as beneficially owned following the grant, held directly.

Who signed the Form 4 and when was it filed?

The Form 4 was signed by Matthew J. McNulty as attorney-in-fact for Maria Eugenia Casar Perez and the signature date is 08/08/2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/08/2025 - 04:16 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Casar Perez Maria Eugenia

(Last) (First) (Middle)

25 LAKE AVENUE EXT.

(Street)

DANBURY CT 06811

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ETHAN ALLEN INTERIORS INC [ ETD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/06/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	$29.58	08/06/2025		A		3,381		08/06/2026(1)	08/06/2035	Common Stock	3,381	$0	3,381	D

Explanation of Responses:

1. Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 6, 2026.

	/s/ Matthew J. McNulty as attorney-in-fact for Maria Eugenia Casar Perez	08/08/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.