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Ethan Allen (ETD) CEO Kathwari donates 82,953 shares in charitable gift

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ethan Allen Interiors Inc. Chairman, President & CEO M. Farooq Kathwari filed a Form 4 reporting a charitable stock gift. On December 4, 2025, he made a bona fide gift of 82,953 shares of Ethan Allen common stock, identified as a donation to The Irfan Kathwari Foundation. The filing notes that the fair market value used for the gift was the closing price of Ethan Allen common stock of $24.11 per share on that date.

Following the reported transaction, Kathwari directly beneficially owns 1,500,699 shares of Ethan Allen common stock and also reports additional indirect ownership through his spouse, a 401(k) plan, and several family trusts.

Positive

  • None.

Negative

  • None.
Insider KATHWARI M FAROOQ
Role Chairman, President & CEO
Type Security Shares Price Value
Gift Common Stock 82,953 $24.11 $2.00M
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 1,500,699 shares (Direct); Common Stock — 15,364 shares (Indirect, Shares held by spouse)
Footnotes (1)
  1. These securities represent bona fide gifts by the reporting person to The Irfan Kathwari Foundation. The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on December 4, 2025, the date the gifting of shares were transacted.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KATHWARI M FAROOQ
(Last) (First) (Middle)
25 LAKE AVENUE EXT.
(Street)
DANBURY CT 06811
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ETHAN ALLEN INTERIORS INC [ ETD ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman, President & CEO
3. Date of Earliest Transaction (Month/Day/Year)
12/04/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/04/2025 G 82,953(1) D $24.11(2) 1,500,699 D
Common Stock 15,364 I Shares held by spouse
Common Stock 8,552 I Shares held in 401(k) plan
Common Stock 22,550 I 2020 Trust FBO Kolhai Gibran Kathwari
Common Stock 22,550 I 2020 Trust FBO Zavier Irfan Kathwari
Common Stock 22,550 I 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari
Common Stock 22,550 I 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These securities represent bona fide gifts by the reporting person to The Irfan Kathwari Foundation.
2. The fair market value of the common stock was the closing price of Ethan Allen Interiors Inc. common stock as reported on December 4, 2025, the date the gifting of shares were transacted.
/s/ Matthew J. McNulty as attorney-in-fact for M. Farooq Kathwari 12/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Ethan Allen Interiors Inc (ETD) disclose in this Form 4?

The Form 4 reports that Chairman, President & CEO M. Farooq Kathwari made a bona fide gift of 82,953 shares of Ethan Allen common stock on December 4, 2025.

Who received the gifted Ethan Allen (ETD) shares from M. Farooq Kathwari?

The filing states that the 82,953 shares were gifted by the reporting person to The Irfan Kathwari Foundation.

At what value were the gifted Ethan Allen (ETD) shares measured?

The fair market value of the common stock was the $24.11 closing price of Ethan Allen Interiors Inc. common stock on December 4, 2025, the date the gifting transactions occurred.

How many Ethan Allen (ETD) shares does M. Farooq Kathwari own after the reported gift?

After the transaction, M. Farooq Kathwari directly beneficially owns 1,500,699 shares of Ethan Allen common stock, in addition to various indirectly held shares through his spouse, a 401(k) plan, and family trusts.

What is M. Farooq Kathwari’s role at Ethan Allen Interiors Inc (ETD)?

He is reported as both a Director and an Officer, serving as Chairman, President & CEO of Ethan Allen Interiors Inc.

Does this Ethan Allen (ETD) Form 4 involve derivative securities like options or warrants?

The section for derivative securities shows no derivative transactions reported; the filing focuses on non-derivative common stock and its gifted shares.

Is the reported Ethan Allen (ETD) stock transaction a sale for cash or a charitable gift?

The filing describes the 82,953-share transaction as bona fide gifts to The Irfan Kathwari Foundation, not a sale for cash.