Ethan Allen (ETD) CEO Kathwari reports 15,000-share sale under 10b5-1 plan

Rhea-AI Filing Summary

Ethan Allen Interiors Chairman, President & CEO M. Farooq Kathwari reported multiple open-market sales of common stock of ETD. On 12/11/2025, he sold 15,000 shares of common stock at $25.01 per share, leaving him with 1,485,699 shares held directly, plus additional indirect holdings through his spouse and a 401(k) plan.

On the same date, four family trusts each sold 175 shares at $25.01 per share, and the filing notes that, in addition, 11,000 shares were sold by the Irfan Kathwari Foundation, whose shares he is deemed to beneficially own but with no reportable pecuniary interest. All of these sales were made under a pre-arranged Rule 10b5-1 stock selling plan adopted in June 2025 and effective September 2025, which had previously been disclosed in the company’s annual report.

Insider Trade Summary

Net Seller: 15,700 shares

Net Sell 7 txns

Insider KATHWARI M FAROOQ

Role Chairman, President & CEO

Sold 15,700 shs ($393K)

Type	Security	Shares	Price	Value
Sale	Common Stock	15,000	$25.01	$375K
Sale	Common Stock	175	$25.01	$4K
Sale	Common Stock	175	$25.01	$4K
Sale	Common Stock	175	$25.01	$4K
Sale	Common Stock	175	$25.01	$4K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 1,485,699 shares (Direct); Common Stock — 22,375 shares (Indirect, 2020 Trust FBO Kolhai Gibran Kathwari); Common Stock — 22,375 shares (Indirect, 2020 Trust FBO Zavier Irfan Kathwari); Common Stock — 22,375 shares (Indirect, 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari); Common Stock — 22,375 shares (Indirect, 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari); Common Stock — 15,364 shares (Indirect, Shares held by spouse); Common Stock — 8,552 shares (Indirect, Shares held in 401(k) plan)

Footnotes (1)

1. F1. This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on December 11, 2025, 11,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 12/12/2025 - 04:18 PM Learn about SEC filing dates

FAQ

What insider transaction did Ethan Allen (ETD) report in this Form 4?

The Form 4 reports that Chairman, President & CEO M. Farooq Kathwari sold 15,000 shares of Ethan Allen common stock on 12/11/2025 at a price of $25.01 per share.

How many Ethan Allen (ETD) shares does the CEO hold after the reported sale?

After selling 15,000 shares, M. Farooq Kathwari beneficially owns 1,485,699 shares of Ethan Allen common stock directly, along with additional indirect holdings via his spouse, a 401(k) plan, and family trusts.

Were the Ethan Allen (ETD) insider sales made under a Rule 10b5-1 trading plan?

Yes. The filing states that these transactions were made under a Rule 10b5-1 stock selling plan adopted on June 10, 2025 with an effective date of September 15, 2025, which had been previously disclosed in the company’s Form 10-K.

What other entities related to the Ethan Allen (ETD) CEO sold shares on December 11, 2025?

On 12/11/2025, four family trusts each sold 175 shares of Ethan Allen common stock at $25.01 per share. The filing also notes that the Irfan Kathwari Foundation sold 11,000 shares pursuant to the same Rule 10b5-1 plan.

Does the Ethan Allen (ETD) CEO have pecuniary interest in the Irfan Kathwari Foundation shares?

The filing states that all shares held by the Irfan Kathwari Foundation are deemed to be beneficially owned by Mr. Kathwari, but he has no reportable pecuniary interest in those shares.

What roles does the reporting person hold at Ethan Allen (ETD)?

The reporting person, M. Farooq Kathwari, is identified as a Director and as an Officer, serving as Chairman, President & CEO of Ethan Allen Interiors Inc.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KATHWARI M FAROOQ

(Last) (First) (Middle)

25 LAKE AVENUE EXT.

(Street)

DANBURY CT 06811

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ETHAN ALLEN INTERIORS INC [ ETD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman, President & CEO

3. Date of Earliest Transaction (Month/Day/Year)
12/11/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/11/2025		S(1)		15,000	D	$25.01	1,485,699	D
Common Stock								15,364	I	Shares held by spouse
Common Stock								8,552	I	Shares held in 401(k) plan
Common Stock	12/11/2025		S(1)		175	D	$25.01	22,375	I	2020 Trust FBO Kolhai Gibran Kathwari
Common Stock	12/11/2025		S(1)		175	D	$25.01	22,375	I	2020 Trust FBO Zavier Irfan Kathwari
Common Stock	12/11/2025		S(1)		175	D	$25.01	22,375	I	2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari
Common Stock	12/11/2025		S(1)		175	D	$25.01	22,375	I	2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This transaction was pursuant to a Rule 10b5-1 stock selling plan adopted on June 10, 2025 by M. Farooq Kathwari, with an effective date of September 15, 2025. This trading plan was previously disclosed in the Issuer's Annual Report on Form 10-K filed on August 22, 2025. In addition, on December 11, 2025, 11,000 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation (all of whose shares Mr. Kathwari is deemed to beneficially own, but over which he has no reportable pecuniary interest) pursuant to the above-referenced Rule 10b5-1 stock selling plan.

	/s/ Matthew J. McNulty as attorney-in-fact for M. Farooq Kathwari	12/12/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.