Ethan Allen Rule 144 notice for sale of 540 common shares

Ethan Allen has a Rule 144 notice covering the planned sale of 540 shares of its common stock through J.P.

Rhea-AI Filing Summary

Ethan Allen has a Rule 144 notice covering the planned sale of 540 shares of its common stock through J.P. Morgan Securities LLC, with an aggregate market value of $13,608, 25,446,339 shares outstanding, and an approximate sale date of 12/15/2025 on the NYSE.

The 540 shares were originally acquired via RSU vesting in 2004 and later transferred in small amounts to the Irfan Kathwari Foundation Inc and several 2020 family trusts. Disclosures for the past three months list multiple sales by Mohammad Farooq Kathwari, Irfan Kathwari Foundation Inc, and four 2020 trusts, including three 15,000-share transactions and three 11,000-share transactions, plus smaller 175-share sales on 09/15/2025, 10/15/2025, and 11/17/2025.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Ethan Allen (ETD) latest Rule 144 filing show?

It shows a planned sale of 540 shares of Ethan Allen common stock through J.P. Morgan Securities LLC, with an aggregate market value of $13,608 and an approximate sale date of 12/15/2025 on the NYSE.

How many Ethan Allen shares are being sold under this Rule 144 notice?

The notice covers the planned sale of 540 shares of Ethan Allen common stock, with an aggregate market value listed as $13,608.

How were the 540 Ethan Allen (ETD) shares originally acquired?

The 540 shares trace back to RSU vesting on 05/03/2004, followed by transfers in small blocks to the Irfan Kathwari Foundation Inc and several 2020 family trusts.

When and where are the 540 Ethan Allen shares expected to be sold?

The shares are expected to be sold around 12/15/2025 on the NYSE, using J.P. Morgan Securities LLC as broker.

What recent Ethan Allen share sales by related accounts are disclosed?

The past three months include three 15,000-share sales and three 11,000-share sales by Mohammad Farooq Kathwari and Irfan Kathwari Foundation Inc, plus multiple 175-share sales by four 2020 family trusts on 09/15/2025, 10/15/2025, and 11/17/2025.

How many Ethan Allen (ETD) shares are outstanding according to the filing?

The securities information table lists 25,446,339 shares of Ethan Allen common stock outstanding.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 12/15/2025 - 05:43 PM EST Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001217614
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Ethan Allen Interiors, Inc.
SEC File Number	001-11692
Address of Issuer	25 Lake Avenue Ext. Danbury CONNECTICUT 06811
Phone	203-743-8000
Name of Person for Whose Account the Securities are To Be Sold	Mohammad Farooq Kathwari
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director
Relationship to Issuer	Officer
Relationship to Issuer	10% Shareholder

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	J.P. Morgan Securities LLC 390 Madison Avenue, 6th Floor New York NY 10017	540	13608	25446339	12/15/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	05/03/2004	RSU Vesting	Issuer			303	05/03/2004	Compensation
Common Stock	02/08/2024	Transfer to the Irfan Kathwari Foundation, Inc.	Mohammad Farooq Kathwari, who acquired the shares from the Issuer RSU vesting on 02/08/24			222	02/08/2024	N/A
Common Stock	09/15/2021	Transfer to the 2020 Trust FBO Kolhai Gibran Kathwari	Mohammad Farooq Kathwari, who acquired the shares from the Issuer RSU vesting on 05/12/20			3	09/15/2021	N/A
Common Stock	09/15/2021	Transfer to the 2020 Trust FBO Zavier Irfan Kathwari	Mohammad Farooq Kathwari, who acquired the shares from the Issuer RSU vesting on 05/12/20			3	09/15/2021	N/A
Common Stock	09/15/2021	Transfer to the 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari	Mohammad Farooq Kathwari, who acquired the shares from the Issuer RSU vesting on 05/14/20			3	09/15/2021	N/A
Common Stock	09/15/2021	Transfer to the 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari	Mohammad Farooq Kathwari, who acquired the shares from the Issuer RSU vesting on 05/12/20			6	09/15/2021	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Mohammad Farooq Kathwari Care of Ethan Allen Interiors Inc 25 Lake Avenue Ext. Danbury CT 06811	Common	09/15/2025	15000	440541
Mohammad Farooq Kathwari Care of Ethan Allen Interiors Inc 25 Lake Avenue Ext. Danbury CT 06811	Common	10/15/2025	15000	420121
Mohammad Farooq Kathwari Care of Ethan Allen Interiors Inc 25 Lake Avenue Ext. Danbury CT 06811	Common	11/17/2025	15000	375176
Irfan Kathwari Foundation Inc Care of Ethan Allen Interiors Inc 25 Lake Avenue Ext. Danbury CT 06811	Common	09/15/2025	11000	323063
Irfan Kathwari Foundation Inc Care of Ethan Allen Interiors Inc 25 Lake Avenue Ext. Danbury CT 06811	Common	10/15/2025	11000	308088
Irfan Kathwari Foundation Inc Care of Ethan Allen Interiors Inc 25 Lake Avenue Ext. Danbury CT 06811	Common	11/17/2025	11000	275129
2020 Trust FBO Kolhai Gibran Kathwari Care of Ethan Allen Interiors Inc 25 Lake Avenue Ext. Danbury CT 06811	Common	09/15/2025	175	5140
2020 Trust FBO Kolhai Gibran Kathwari Care of Ethan Allen Interiors Inc 25 Lake Avenue Ext. Danbury CT 06811	Common	10/15/2025	175	4901
2020 Trust FBO Kolhai Gibran Kathwari Care of Ethan Allen Interiors Inc 25 Lake Avenue Ext. Danbury CT 06811	Common	11/17/2025	175	4377
2020 Trust FBO Zavier Irfan Kathwari Care of Ethan Allen Interiors Inc 25 Lake Avenue Ext. Danbury CT 06811	Common	09/15/2025	175	5140
2020 Trust FBO Zavier Irfan Kathwari Care of Ethan Allen Interiors Inc 25 Lake Avenue Ext. Danbury CT 06811	Common	10/15/2025	175	4901
2020 Trust FBO Zavier Irfan Kathwari Care of Ethan Allen Interiors Inc 25 Lake Avenue Ext. Danbury CT 06811	Common	11/17/2025	175	4377
2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari Care of Ethan Allen Interiors Inc 25 Lake Avenue Ext. Danbury CT 06811	Common	09/15/2025	175	5140
2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari Care of Ethan Allen Interiors Inc 25 Lake Avenue Ext. Danbury CT 06811	Common	10/15/2025	175	4901
2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari Care of Ethan Allen Interiors Inc 25 Lake Avenue Ext. Danbury CT 06811	Common	11/17/2025	175	4377
2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari Care of Ethan Allen Interiors Inc 25 Lake Avenue Ext. Danbury CT 06811	Common	09/15/2025	175	5140
2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari Care of Ethan Allen Interiors Inc 25 Lake Avenue Ext. Danbury CT 06811	Common	10/15/2025	175	4901
2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari Care of Ethan Allen Interiors Inc 25 Lake Avenue Ext. Danbury CT 06811	Common	11/17/2025	175	4377

144: Remarks and Signature

Remarks	Of the shares filed today, 303 shares will be sold by Mohammad Farooq Kathwari, 222 shares by the Irfan Kathwari Foundation, Inc., 3 shares by the 2020 Trust FBO Kolhai Gibran Kathwari, 3 shares by the 2020 Trust FBO Zavier Irfan Kathwari, 3 shares by the 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari and 6 shares by the 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari.
Date of Notice	12/15/2025
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	06/10/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Mohammad Farooq Kathwari
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)