ETD Form 4: Tara Stacom awarded 3,381 stock options vesting over three years

Rhea-AI Filing Summary

The Form 4 for Ethan Allen Interiors Inc. shows director Tara I. Stacom was granted 3,381 stock options on 08/06/2025. The options carry an exercise price of $29.58, become exercisable on 08/06/2026, and expire on 08/06/2035. The award vests ratably over three years with one‑third vesting each anniversary beginning 08/06/2026, and is reported as direct beneficial ownership.

The grant was made under the company’s Stock Incentive Plan and the Form 4 was signed by an attorney‑in‑fact on 08/08/2025. No other transactions or classes of securities are reported on this filing.

Positive

• Grant of 3,381 options under the Stock Incentive Plan ties the director’s compensation to company equity over multiple years.
• Options vest ratably with one‑third vesting each anniversary beginning 08/06/2026, encouraging long‑term alignment.

Negative

• None.

Insights

Financial Analyst

Routine director equity grant of 3,381 options at $29.58; neutral absent share-count context.

The filing documents an option grant to a director that vests over three years and carries a $29.58 exercise price. This is a standard equity compensation event that aligns management incentives with shareholders. Without information on outstanding shares or recent insider activity, the direct market or dilution impact cannot be assessed from this Form 4 alone.

Corporate Governance Expert

Standard long‑term incentive: ratable vesting and a 10‑year term under the Stock Incentive Plan.

The grant is explicitly made under the company’s Stock Incentive Plan and vests one‑third annually beginning one year after grant, which is typical for director awards. The options are reported as direct beneficial ownership and have an expiration date of 08/06/2035. The disclosure is routine and timely as a Form 4 filing.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Stacom Tara I.

(Last) (First) (Middle)

25 LAKE AVENUE EXT.

(Street)

DANBURY CT 06811

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ETHAN ALLEN INTERIORS INC [ ETD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/06/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	$29.58	08/06/2025		A		3,381		08/06/2026(1)	08/06/2035	Common Stock	3,381	$0	3,381	D

Explanation of Responses:

1. Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 6, 2026.

	/s/ Matthew J. McNulty as attorney-in-fact for Tara I. Stacom	08/08/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the ETD Form 4 filed by Tara I. Stacom report?

The Form 4 reports a grant of 3,381 stock options to Tara I. Stacom at an exercise price of $29.58 on 08/06/2025.

When do the options vest and when are they exercisable?

The options vest ratably over three years with one‑third vesting each anniversary beginning 08/06/2026; they are first exercisable on 08/06/2026.

What is the expiration date of the options?

The reported expiration date for the options is 08/06/2035.

Were the options held directly or indirectly?

The filing reports the options as Direct (D) beneficial ownership.

Under what plan were the options granted and who signed the Form 4?

The grant was made under the company’s Stock Incentive Plan and the Form 4 was signed by attorney‑in‑fact Matthew J. McNulty on 08/08/2025.