ETD Form 4: John J. Dooner Jr. Receives 3,381 Stock Options

Rhea-AI Filing Summary

John J. Dooner Jr., a director of Ethan Allen Interiors Inc. (ETD), acquired 3,381 stock options on 08/06/2025 under the companys Stock Incentive Plan. The options give the holder the right to buy 3,381 shares at an exercise price of $29.58 per share. They become exercisable on 08/06/2026 and expire on 08/06/2035. The award vests ratably over three years, with one-third vesting each anniversary beginning 08/06/2026. The reported holding following the grant is 3,381 options reported as directly beneficially owned. The transaction is recorded on Form 4 as an acquisition (transaction code A) filed by one reporting person identified as a director.

Insights

Compensation Analyst

TL;DR: Director option grant of 3,381 options at $29.58 with three-year ratable vesting; appears to be routine equity compensation.

The Form 4 records an acquisition of 3,381 stock options by director John J. Dooner Jr. under the Ethan Allen Stock Incentive Plan. Key terms disclosed are an exercise price of $29.58, exercisable beginning 08/06/2026, and expiration on 08/06/2035. Vesting is ratable over three years with one-third vesting each anniversary starting 08/06/2026. The holding is reported as direct beneficial ownership following the grant. No other compensation details or acceleration provisions are disclosed in this filing.

Corporate Governance Expert

TL;DR: Director grant reported as direct ownership with multi-year vesting; disclosure shows standard award terms without unusual features.

The filing identifies the reporting person as a company director and shows a derivative award (stock options) of 3,381 shares. The options are exercisable from 08/06/2026 through 08/06/2035 and vest one-third per year over three years. The report uses transaction code A for acquisition and indicates a single reporting person filed this Form 4. The disclosure does not cite any special acceleration, transfer, or hedging arrangements for these options.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DOONER JOHN J JR

(Last) (First) (Middle)

25 LAKE AVENUE EXT.

(Street)

DANBURY CT 06811

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ETHAN ALLEN INTERIORS INC [ ETD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/06/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	$29.58	08/06/2025		A		3,381		08/06/2026(1)	08/06/2035	Common Stock	3,381	$0	3,381	D

Explanation of Responses:

1. Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 6, 2026.

	/s/ Matthew J. McNulty as attorney-in-fact for John J. Dooner Jr.	08/08/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did John J. Dooner Jr. (ETD) report on Form 4?

He acquired 3,381 stock options on 08/06/2025 under Ethan Allens Stock Incentive Plan, reported as an acquisition (code A).

What is the exercise price and share count for the options reported on ETD Form 4?

The options cover 3,381 shares with an exercise price of $29.58 per share.

When do the options become exercisable and when do they expire?

The options become exercisable on 08/06/2026 and expire on 08/06/2035.

What is the vesting schedule for the options reported by ETD director John J. Dooner Jr.?

The grant vests ratably over three years, with one-third of the options vesting each year on the anniversary beginning 08/06/2026.

Is the reported ownership direct or indirect after the transaction?

The filing reports the 3,381 options as directly beneficially owned (ownership form: Direct).