[Form 4] Ethan Allen Interiors Inc Insider Trading Activity

Rhea-AI Filing Summary

Farooq Kathwari, who serves as Chairman, President & CEO and is identified as a 10% owner of Ethan Allen Interiors Inc. (ETD), received 13,107 restricted stock units (RSUs) on 08/06/2025 under the company Stock Incentive Plan. The RSUs vest ratably over three years, with one‑third vesting each year beginning on the first anniversary of the grant date (08/06/2026).

Following the grant, 4,168 shares were withheld on 08/07/2025 to satisfy tax withholding at a reported fair market value of $29.31 per share, and 3,507 shares were withheld on 08/08/2025 at $29.26 per share. The filing shows beneficial ownership values after each reported transaction of 1,625,012, then 1,620,844, and finally 1,617,337 shares (direct). The report also discloses indirect holdings of 15,364 shares held by spouse, 8,565.25 shares in a 401(k) plan, and 91,600 shares in grandchildren's trust accounts.

Insights

Corporate Governance Expert

TL;DR: CEO received a modest RSU grant with a three‑year ratable vesting schedule; routine tax-withholdings reduced direct shares.

The Form 4 documents a grant of 13,107 RSUs to Farooq Kathwari, with explicit vesting of one‑third per year starting 08/06/2026, which is a standard time‑based equity award structure. The report separately records two withholding events of 4,168 and 3,507 shares on 08/07/2025 and 08/08/2025 at reported prices $29.31 and $29.26, respectively, to satisfy tax obligations. Beneficial ownership totals decline across the reported lines from 1,625,012 to 1,617,337 (direct), while several indirect holdings by family and a 401(k) plan are disclosed. All items are clearly disclosed and consistent with routine executive compensation administration.

Securities Analyst

TL;DR: Insider equity activity shows a grant plus tax‑related share withholdings; ownership disclosures provide exact share counts for direct and indirect holdings.

The filing provides precise transaction data: a 13,107 RSU grant (zero purchase price), and two dispositions for tax withholding of 4,168 and 3,507 shares at $29.31 and $29.26. The sequence of reported beneficial ownership figures—1,625,012, 1,620,844, and 1,617,337—allows reconciliation of the grant and subsequent withholdings. Indirect holdings of 15,364, 8,565.25, and 91,600 shares are disclosed. The record is detailed and quantifiable for modeling insider holdings and potential dilution from future vesting.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KATHWARI M FAROOQ

(Last) (First) (Middle)

25 LAKE AVENUE EXT.

(Street)

DANBURY CT 06811

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ETHAN ALLEN INTERIORS INC [ ETD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman, President & CEO

3. Date of Earliest Transaction (Month/Day/Year)
08/06/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/06/2025		A		13,107(1)	A	$0	1,625,012	D
Common Stock	08/07/2025		F		4,168(2)	D	$29.31	1,620,844	D
Common Stock	08/08/2025		F		3,507(3)	D	$29.26	1,617,337	D
Common Stock								15,364	I	Shares held by spouse
Common Stock								8,565.25	I	Shares held in 401(k) plan
Common Stock								91,600	I	Grandchildren's trust accounts

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 6, 2026.

2. Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 7, 2025.

3. Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 8, 2025.

	/s/ Matthew J. McNulty as attorney-in-fact for M. Farooq Kathwari	08/08/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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