[Form 4] Ethan Allen Interiors Inc Insider Trading Activity

Rhea-AI Filing Summary

David M. Sable, a director of Ethan Allen Interiors Inc. (ETD), was granted stock options to purchase 3,381 shares under the company's Stock Incentive Plan on 08/06/2025. The options carry an exercise price of $29.58 and are held directly by Mr. Sable. Following the award, Mr. Sable beneficially owns 3,381 derivative securities tied to common stock.

The grant vests ratably over three years with one-third of the options vesting each year on the anniversary of the grant beginning 08/06/2026, and the options expire on 08/06/2035. The filing notes the grant was reported on Form 4 by a single reporting person and executed by an attorney-in-fact.

Positive

• 3,381 stock options granted to a director under the Ethan Allen Interiors Inc. Stock Incentive Plan
• Vesting ratably over three years, with one-third vesting annually beginning 08/06/2026, supporting retention

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Routine director stock option grant with multi-year vesting; standard for retention and alignment.

The grant of 3,381 options to a director under the company Stock Incentive Plan appears to be a standard compensation action rather than an extraordinary corporate event. Vesting is ratable over three years, which aligns incentives with continued service. The direct ownership form indicates no indirect vehicles or additional control layers disclosed. From a governance perspective, this is a customary disclosure that signals compensation alignment but has limited standalone materiality.

Compensation Analyst

TL;DR: Modest-size option award with typical exercise price and long-term expiry; impacts dilution marginally.

The award specifies an exercise price of $29.58, a grant date of 08/06/2025, first vesting on 08/06/2026, and expiration on 08/06/2035. The three-year ratable vesting schedule spreads service requirements and potential dilution over time. The reported post-transaction beneficial ownership equals the number of options granted, indicating this grant represents new incremental insider compensation rather than a transfer of existing holdings.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sable David M.

(Last) (First) (Middle)

25 LAKE AVENUE EXT.

(Street)

DANBURY CT 06811

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ETHAN ALLEN INTERIORS INC [ ETD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/06/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	$29.58	08/06/2025		A		3,381		08/06/2026(1)	08/06/2035	Common Stock	3,381	$0	3,381	D

Explanation of Responses:

1. Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 6, 2026.

	/s/ Matthew J. McNulty as attorney-in-fact for David M. Sable	08/08/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 4 for ETD?

David M. Sable, a director of Ethan Allen Interiors Inc., reported the transaction (Form filed by one reporting person).

What security was granted to the director in the ETD Form 4?

Stock options (right to buy common stock) were granted: 3,381 options under the company's Stock Incentive Plan.

What is the exercise price and term of the options reported on ETD's Form 4?

The options have an exercise price of $29.58 and an expiration date of 08/06/2035.

When do the ETD options vest and when are they first exercisable?

The options vest ratably over three years with one-third vesting each year, commencing on 08/06/2026.

How many derivative securities does the reporting person own after the transaction?

Following the reported transaction, the reporting person beneficially owns 3,381 derivative securities tied to common stock.