Ethan Allen (ETD) director granted 3,381 stock options at $29.58

Cynthia Ekberg Tsai, a director of Ethan Allen Interiors Inc. (ETD), received a grant of stock options that give her the right to buy 3,381 shares.

Rhea-AI Filing Summary

Cynthia Ekberg Tsai, a director of Ethan Allen Interiors Inc. (ETD), received a grant of stock options that give her the right to buy 3,381 shares. The options carry an exercise price of $29.58 and become exercisable in staggered portions beginning 08/06/2026, with the full grant expiring on 08/06/2035. The award vests ratably over three years, with one-third vesting each anniversary of the grant date. The reported options are held directly by the reporting person under the company’s Stock Incentive Plan.

Positive

• Grant includes a three-year ratable vesting schedule that promotes director retention and alignment with shareholders
• Options have a long expiration (08/06/2035), indicating a focus on long-term performance

Negative

• None.

Insights

Corporate Governance Expert

TL;DR: Standard director stock-option grant with multi-year vesting to align interests; materiality unclear without share count.

The reported grant of 3,381 stock options at a $29.58 exercise price follows common governance practice to align a director’s compensation with shareholder outcomes. The vesting schedule—one-third annually over three years—supports retention and alignment. This disclosure is routine for insider compensation; the filing does not provide total outstanding shares or option pool metrics, so the grant’s dilutionary impact cannot be quantified from this form alone.

Compensation Analyst

TL;DR: Typical equity-based compensation design; exercisability and long expiration suggest long-term incentive rather than immediate liquidity.

The options are exercisable beginning 08/06/2026 and expire 08/06/2035, indicating a long-term incentive horizon. The exercise price equals $29.58, and the grant vests ratably over three years, which is consistent with retention-focused awards. The Form 4 confirms direct beneficial ownership of the options, but lacks context on aggregate executive compensation or company-wide equity grants required to assess competitiveness or cost.

Insider Trade Summary

Grant/Award: 3,381 shares

Grant/Award 1 txn

Insider Tsai Cynthia Ekberg

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Stock Option (right to buy)	3,381	$0.00	$0.00

Holdings After Transaction: Stock Option (right to buy) — 3,381 contracts (Direct)

Footnotes (1)

1. F1. Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 6, 2026.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Ethan Allen (ETD) report on this Form 4?

The Form 4 reports a grant of 3,381 stock options to director Cynthia Ekberg Tsai under the company’s Stock Incentive Plan.

What is the exercise price and term of the options?

The options have an exercise price of $29.58, become exercisable beginning 08/06/2026, and expire on 08/06/2035.

How do the options vest?

The options vest ratably over three years, with one-third vesting each year on the anniversary of the grant date starting 08/06/2026.

Does the Form 4 show if the ownership is direct or indirect?

Yes. The form indicates direct ownership of the reported options by the reporting person.

Is there information on dilution or percent of outstanding shares?

No. The filing does not provide total shares outstanding or aggregate option pool data, so dilution cannot be determined from this Form 4.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/08/2025 - 04:19 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Tsai Cynthia Ekberg

(Last) (First) (Middle)

25 LAKE AVENUE EXT.

(Street)

DANBURY CT 06811

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ETHAN ALLEN INTERIORS INC [ ETD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/06/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	$29.58	08/06/2025		A		3,381		08/06/2026(1)	08/06/2035	Common Stock	3,381	$0	3,381	D

Explanation of Responses:

1. Stock options granted under the Ethan Allen Interiors Inc. Stock Incentive Plan; these options vest ratably over three years, whereby one-third of the total number of options granted vest each year on the anniversary of the grant date, commencing on August 6, 2026.

	/s/ Matthew J. McNulty as attorney-in-fact for Cynthia Ekberg Tsai	08/08/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.