Every Form 4 that Ethan Allen Interiors Inc (ETD) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow ETD and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full ETD filings page.
For ETHAN ALLEN INTERIORS INC (ETD), Senior Vice President and Chief Financial Officer Matthew J. McNulty reported equity compensation activity on September 11, 2026. He acquired 677 shares of common stock at $21.93 per share upon the vesting of previously granted performance-based stock units, and 169 shares were withheld at the same price to cover required tax withholding, resulting in a net share increase to him. No Rule 10b5-1 trading plan is reported for these transactions.
ETHAN ALLEN INTERIORS INC (ETD) reported that executive vice president of the Retail Division Amy Phillips had 990 shares of common stock issued to her on September 11, 2026 upon the vesting of previously granted performance-based stock units. On the same date, 354 shares were withheld to cover required tax withholding, using the $21.93 closing price of Ethan Allen Interiors Inc. common stock as the fair market value for that calculation. No Rule 10b5-1 trading plan is reported for these transactions.
ETHAN ALLEN INTERIORS INC (ETD) reported that Chairman, President & CEO Farooq Kathwari had performance-based stock units earned and vested into 7,973 shares of Common Stock on September 11, 2026. Of these, 7,204 shares were withheld at the same per-share value of $21.93 to cover required tax withholding, with no Rule 10b5-1 plan reported.
Indirect holdings reported include 15,364 shares held by his spouse, 8,549.49 shares in a 401(k) plan, and 88,320 shares held in grandchildren’s trust accounts.
ETHAN ALLEN INTERIORS INC (ETD) reported that Chairman, President & CEO M. Farooq Kathwari sold a total of 23,874 shares of common stock on September 2, 2026, at $25.04 per share, including direct and trust-held shares, under a pre-arranged Rule 10b5-1 stock selling plan adopted on June 10, 2025. Following these sales, he held 1,465,530 shares directly, plus additional indirect holdings through family trusts, spouse holdings, and a 401(k) plan. A related 16,726-share sale by the Irfan Kathwari Foundation was also executed under the same Rule 10b5-1 plan, which he is deemed to beneficially own but with no reportable pecuniary interest.
Ethan Allen Interiors Inc. senior vice president and CFO Matthew J. McNulty reported a Form 4 transaction involving company common stock. On August 10, 2026, 239 shares were withheld at vesting to cover required tax withholding, based on a fair market value of $23.51 per share. Following this tax-withholding disposition, McNulty directly holds 19,245 shares of Ethan Allen Interiors Inc. common stock.
Ethan Allen Interiors Inc executive Amy Phillips, EVP of the Retail Division, reported a Form 4 transaction involving 417 shares of common stock on August 10, 2026. These shares were withheld to satisfy tax obligations at a price of $23.51 per share, and she now directly holds 22,477 shares of common stock.
ETHAN ALLEN INTERIORS INC Chairman, President & CEO Farooq Kathwari reported a Form 4 transaction on August 10, 2026. 3,272 shares of common stock were withheld to cover required tax withholding at a price of $23.51 per share, based on the closing market price. Following this tax-withholding disposition, he directly holds 1,488,341 shares of common stock, with additional indirect holdings through his spouse, a 401(k) plan, and several family trusts.
ETHAN ALLEN INTERIORS INC reported that Chairman, President & CEO Farooq Kathwari received an award of 16,223 restricted stock units on August 5, 2026 under the company’s Stock Incentive Plan. These units vest in three equal annual installments starting August 5, 2027.
On August 6 and 7, 2026, 3,948 and 3,890 shares of common stock, respectively, were withheld at vesting to cover required tax withholding, based on closing prices of $23.51 and $23.71 per share. Kathwari also reports indirect common stock holdings through a spouse account, a 401(k) plan, and several 2020 family trusts.
Amy Phillips, EVP, Retail Division of Ethan Allen Interiors, reported equity compensation activity. On August 5, 2026 she received 7,837 restricted stock units under the company’s Stock Incentive Plan, vesting ratably over three years beginning August 5, 2027. On August 6 and 7, 504 and 496 shares of common stock were withheld at $23.51 and $23.71 per share, respectively, to cover required tax withholding upon vesting.
Ethan Allen Interiors Inc. reported that SVP and CFO Matthew J. McNulty received a grant of 6,426 restricted stock units of common stock under the company’s Stock Incentive Plan on August 5, 2026. These RSUs vest ratably over three years starting August 5, 2027. On August 6 and 7, 2026, a total of 572 shares of common stock were withheld at vesting, at $23.51 and $23.71 per share, respectively, to cover required tax withholding.
Cynthia Ekberg Tsai, a director of Ethan Allen Interiors Inc. (ETD), reported two equity transactions. On August 5, 2026 she purchased 1,000 shares of common stock at $24.61 per share in an open-market transaction and received 1,306 restricted stock units under the company’s Stock Incentive Plan, vesting in equal annual installments over three years starting August 5, 2027.
Stacom Tara I. reported acquisition or exercise transactions in this Form 4 filing.
ETHAN ALLEN INTERIORS INC director Tara I. Stacom reported a grant of 1,306 restricted stock units on August 5, 2026 under the Ethan Allen Interiors Inc. Stock Incentive Plan. These units vest ratably over three years, with one-third vesting each year starting August 5, 2027, and her directly held common stock position reported after the award is 7,606 shares.
Sable David M. reported acquisition or exercise transactions in this Form 4 filing.
Ethan Allen Interiors Inc director David M. Sable reported an award of 1,306 shares of common stock, representing restricted stock units granted under the company’s Stock Incentive Plan. These units vest ratably over three years, with one-third vesting each year beginning on August 5, 2027.
Casar Perez Maria Eugenia reported acquisition or exercise transactions in this Form 4 filing.
Ethan Allen Interiors director Maria Eugenia Casar Perez reported an equity compensation award of 1306 restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan. These units vest ratably over three years, with one-third vesting each year on the anniversary of the August 5, 2026 grant date, starting August 5, 2027. Following this award, her reported direct holding is 1306 shares.
Ethan Allen Interiors’ Chairman, President & CEO M. Farooq Kathwari reported planned insider sales of company stock. On January 22, 2026, he sold 2,168 shares of common stock at $25.01 per share, leaving him with 1,483,228 directly held shares.
Several family trusts also sold small amounts on the same date, ranging from 25 to 27 shares each at $25.01 per share, with each trust retaining about 22,342–22,347 shares. A footnote states these transactions were made under a Rule 10b5‑1 stock selling plan adopted on June 10, 2025 and effective September 15, 2025. The footnote also notes that 1,590 additional shares were sold by the Irfan Kathwari Foundation, whose shares Mr. Kathwari is deemed to beneficially own but over which he has no reportable pecuniary interest. Indirect holdings through his spouse and 401(k) plan, totaling 15,364 and 8,552 shares respectively, are also reported.
Ethan Allen Interiors Inc Chairman, President and CEO M. Farooq Kathwari reported insider sales of company common stock on December 15, 2025, carried out under a pre-arranged Rule 10b5-1 stock selling plan adopted on June 10, 2025 and effective September 15, 2025.
On that date, he sold 303 shares of common stock directly at $25.05 per share and reported additional small sales of 3–6 shares at $25.05 from several 2020 trusts for the benefit of family members. Following these transactions, he beneficially owned 1,485,396 shares directly, plus 15,364 shares held by his spouse, 8,552 shares in a 401(k) plan, and blocks of 22,372, 22,372, 22,369 and 22,372 shares in the 2020 family trusts. The filing also notes that 222 shares of Ethan Allen common stock were sold by the Irfan Kathwari Foundation pursuant to the same Rule 10b5-1 plan, whose shares he is deemed to beneficially own but without reportable pecuniary interest.
Ethan Allen Interiors Chairman, President & CEO M. Farooq Kathwari reported multiple open-market sales of common stock of ETD. On 12/11/2025, he sold 15,000 shares of common stock at $25.01 per share, leaving him with 1,485,699 shares held directly, plus additional indirect holdings through his spouse and a 401(k) plan.
On the same date, four family trusts each sold 175 shares at $25.01 per share, and the filing notes that, in addition, 11,000 shares were sold by the Irfan Kathwari Foundation, whose shares he is deemed to beneficially own but with no reportable pecuniary interest. All of these sales were made under a pre-arranged Rule 10b5-1 stock selling plan adopted in June 2025 and effective September 2025, which had previously been disclosed in the company’s annual report.
Ethan Allen Interiors Inc. Chairman, President & CEO M. Farooq Kathwari filed a Form 4 reporting a charitable stock gift. On December 4, 2025, he made a bona fide gift of 82,953 shares of Ethan Allen common stock, identified as a donation to The Irfan Kathwari Foundation. The filing notes that the fair market value used for the gift was the closing price of Ethan Allen common stock of $24.11 per share on that date.
Following the reported transaction, Kathwari directly beneficially owns 1,500,699 shares of Ethan Allen common stock and also reports additional indirect ownership through his spouse, a 401(k) plan, and several family trusts.