Ethan Allen (NYSE: ETD) EVP gets 7,837 RSUs, 1,000 shares withheld
Rhea-AI Filing Summary
Amy Phillips, EVP, Retail Division of Ethan Allen Interiors, reported equity compensation activity. On August 5, 2026 she received 7,837 restricted stock units under the company’s Stock Incentive Plan, vesting ratably over three years beginning August 5, 2027. On August 6 and 7, 504 and 496 shares of common stock were withheld at $23.51 and $23.71 per share, respectively, to cover required tax withholding upon vesting.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 6,837 shares
Net Buy
3 txns
Insider
Phillips Amy
Role
EVP, Retail Division
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Tax Withholding | Common Stock F3 | 496 | $23.71 | $12K |
| Tax Withholding | Common Stock F2 | 504 | $23.51 | $12K |
| Grant/Award | Common Stock F1 | 7,837 | $0.00 | $0.00 |
Holdings After Transaction:
Common Stock — 22,894 shares (Direct)
Footnotes (3)
- F1. Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 5, 2027.
- F2. Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 6, 2026.
- F3. Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 7, 2026.
Key Figures
Restricted stock units granted: 7,837 units
Shares withheld for taxes on Aug 6, 2026: 504 shares
Shares withheld for taxes on Aug 7, 2026: 496 shares
+3 more
6 metrics
Restricted stock units granted
7,837 units
Granted to EVP, Retail Division on August 5, 2026 under the Stock Incentive Plan
Shares withheld for taxes on Aug 6, 2026
504 shares
Common stock withheld at vesting to cover required tax withholding
Shares withheld for taxes on Aug 7, 2026
496 shares
Common stock withheld at vesting to cover required tax withholding
Withholding price per share on Aug 6, 2026
$23.51 per share
Fair market value based on Ethan Allen common stock closing price
Withholding price per share on Aug 7, 2026
$23.71 per share
Fair market value based on Ethan Allen common stock closing price
RSU vesting period
3 years
RSUs vest one-third each year beginning August 5, 2027
Key Terms
restricted stock units, Stock Incentive Plan, tax withholding, fair market value
4 terms
restricted stock units financial
"Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Stock Incentive Plan financial
"Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan"
A stock incentive plan is a company program that gives employees or directors pieces of ownership or the right to buy shares over time, similar to receiving a bonus paid in company stock instead of cash. Investors pay attention because these plans align staff incentives with long‑term company performance but can also dilute existing shareholders and affect reported profits when grants are expensed, so they influence both ownership percentages and financial results.
tax withholding financial
"Represents the number of shares withheld at vesting to cover required tax withholding"
Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.
fair market value financial
"The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes"
The price a willing buyer and a willing seller would agree on for an asset or security when neither is under pressure and both have access to the same information. Think of it as the market’s neutral estimate of what something is worth, like the price two neighbors would settle on for a car after comparing similar listings. Investors care because fair market value guides buying and selling decisions, tax reporting, portfolio valuation, and how accurately company assets are reflected in financial statements.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What equity award did Amy Phillips receive according to Ethan Allen (ETD)'s Form 4?
Amy Phillips received a grant of 7,837 restricted stock units of Ethan Allen Interiors common stock on August 5, 2026, under the company’s Stock Incentive Plan, as reported in the Form 4 insider transaction filing.
How do the 7,837 restricted stock units for Ethan Allen (ETD)'s EVP vest?
The 7,837 restricted stock units vest ratably over three years. One-third of the total grant vests each year on the anniversary of the August 5, 2026 grant date, commencing on August 5, 2027, according to the award footnote.