STOCK TITAN

Director equity award at Ethan Allen Interiors Inc (NYSE: ETD) disclosed

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Sable David M. reported acquisition or exercise transactions in this Form 4 filing.

Ethan Allen Interiors Inc director David M. Sable reported an award of 1,306 shares of common stock, representing restricted stock units granted under the company’s Stock Incentive Plan. These units vest ratably over three years, with one-third vesting each year beginning on August 5, 2027.

Positive

  • None.

Negative

  • None.
Insider Sable David M.
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1 1,306 -- --
Holdings After Transaction: Common Stock — 1,306 shares (Direct)
Footnotes (1)
  1. F1. Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 5, 2027.
Shares granted 1,306 shares Restricted stock units granted to director on August 5, 2026
Total holdings after grant 1,306 shares Common stock beneficially owned directly by director after reported award
Vesting period 3 years Restricted stock units vest ratably over three years from the grant date
Initial vesting date August 5, 2027 One-third of the restricted stock units vest on the first anniversary of grant
restricted stock units financial
"Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Stock Incentive Plan financial
"under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest"
A stock incentive plan is a company program that gives employees or directors pieces of ownership or the right to buy shares over time, similar to receiving a bonus paid in company stock instead of cash. Investors pay attention because these plans align staff incentives with long‑term company performance but can also dilute existing shareholders and affect reported profits when grants are expensed, so they influence both ownership percentages and financial results.
vest ratably financial
"these restricted stock units vest ratably over three years, whereby one-third"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What insider transaction did Ethan Allen (ETD) disclose for David M. Sable?

Ethan Allen reported that director David M. Sable received an award of 1,306 restricted stock units of common stock. The grant was made under the company’s Stock Incentive Plan and increases his directly held common stock position to 1,306 shares.

How many shares were granted to Ethan Allen (ETD) director David M. Sable?

Director David M. Sable was granted 1,306 restricted stock units tied to Ethan Allen common stock. Following this equity award, his reported directly held common stock position is 1,306 shares, all associated with this newly granted restricted stock unit award.

What is the vesting schedule of the 1,306 restricted stock units at Ethan Allen (ETD)?

The 1,306 restricted stock units vest ratably over three years. One-third of the total units will vest on each anniversary of the grant date, with vesting commencing on August 5, 2027, until all units have vested after three years.

Were the Ethan Allen (ETD) director’s reported transactions under a Rule 10b5-1 plan?

The filing’s Rule 10b5-1 checkbox is not marked, indicating this award was not reported as being made under a Rule 10b5-1 trading plan. It is disclosed as an equity grant under the company’s Stock Incentive Plan instead of a pre-arranged trading program.

Is David M. Sable’s ownership in Ethan Allen (ETD) direct or indirect after this grant?

After the grant, David M. Sable’s reported ownership of 1,306 shares of Ethan Allen common stock is classified as direct. The Form 4 identifies the ownership type with code “D,” indicating he holds these shares directly rather than through an intermediary entity.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sable David M.

(Last)(First)(Middle)
25 LAKE AVENUE EXT.

(Street)
DANBURY CONNECTICUT 06811

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ETHAN ALLEN INTERIORS INC [ ETD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/05/2026A1,306(1)A(1)1,306D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 5, 2027.
/s/ Matthew J. McNulty as attorney-in-fact for David M. Sable08/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)