Ethan Allen CFO gets 677 shares in award vesting

Ethan Allen’s CFO reported vesting of performance-based stock units, with some shares withheld to satisfy tax obligations.

Available on EDGAR 09/11/2026 - 05:07 PM EDT Accepted by SEC EDGAR 09/11/2026 - 05:07 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

For ETHAN ALLEN INTERIORS INC (ETD), Senior Vice President and Chief Financial Officer Matthew J. McNulty reported equity compensation activity on September 11, 2026. He acquired 677 shares of common stock at $21.93 per share upon the vesting of previously granted performance-based stock units, and 169 shares were withheld at the same price to cover required tax withholding, resulting in a net share increase to him. No Rule 10b5-1 trading plan is reported for these transactions.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider McNulty Matthew J

Role SVP, CFO

Type	Security	Shares	Price	Value
Exercise	Common Stock F1	677	$21.93	$15K
Tax Withholding	Common Stock F2	169	$21.93	$4K

Holdings After Transaction: Common Stock — 19,753 shares (Direct)

Holdings Before and After: Common Stock, 19,245 to 19,753 shares (Direct)

Footnotes (2)

1. F1. Represents the number of performance-based stock units, previously granted on August 8, 2023, that were earned and subsequently vested and issued on September 11, 2026.
2. F2. Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on September 11, 2026.

Key Figures

Shares acquired via vesting: 677 shares Shares withheld for taxes: 169 shares Reference share price: $21.93 per share +2 more

5 metrics

Shares acquired via vesting 677 shares Performance-based stock units earned and vested into common stock on September 11, 2026

Shares withheld for taxes 169 shares Withheld at vesting to cover required tax withholding

Reference share price $21.93 per share Closing price of ETD common stock on September 11, 2026 used for tax withholding calculation

Performance-based stock unit grant date August 8, 2023 Original grant date of the performance-based stock units that vested

Vesting and issuance date September 11, 2026 Date when performance-based stock units were earned, vested, and issued as common stock

Key Terms

performance-based stock units, tax withholding, fair market value, closing price

4 terms

performance-based stock units financial

"Represents the number of performance-based stock units, previously granted on August 8, 2023"

Performance-based stock units are company promises to deliver shares or cash to employees or executives only if the business hits specific financial or operational goals over a set period. Like a bonus that only pays out when certain milestones are reached, they link pay to company performance and matter to investors because they can dilute the share count, affect reported earnings when they vest, and signal how management is being incentivized.

tax withholding financial

"Represents the number of shares withheld at vesting to cover required tax withholding."

Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.

fair market value financial

"The fair market value of the Ethan Allen Interiors Inc. common stock"

The price a willing buyer and a willing seller would agree on for an asset or security when neither is under pressure and both have access to the same information. Think of it as the market’s neutral estimate of what something is worth, like the price two neighbors would settle on for a car after comparing similar listings. Investors care because fair market value guides buying and selling decisions, tax reporting, portfolio valuation, and how accurately company assets are reflected in financial statements.

closing price financial

"was the closing price of Ethan Allen Interiors Inc. common stock as reported"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did ETD’s CFO report on September 11, 2026?

ETD’s CFO, Matthew J. McNulty, reported that 677 performance-based stock units vested into common shares, and 169 shares were withheld to cover required tax withholding, all on September 11, 2026 at a reference price of $21.93 per share.

How many Ethan Allen (ETD) shares did the CFO effectively receive from the award vesting?

The award generated 677 shares of Ethan Allen common stock upon vesting. Of these, 169 shares were withheld to satisfy tax withholding. The filing indicates a net increase in directly held shares after tax withholding, though the exact post-transaction balance is not listed.

What price was used for the ETD shares in the CFO’s Form 4 transactions?

Both transactions reference a share price of $21.93, which footnotes state was the closing price of Ethan Allen Interiors Inc. common stock on September 11, 2026, used to calculate the number of shares withheld for tax purposes.

What are the performance-based stock units mentioned in the ETD Form 4?

The filing states that performance-based stock units previously granted on August 8, 2023 were earned, vested, and issued as 677 shares of Ethan Allen common stock on September 11, 2026 to CFO Matthew J. McNulty.

Were the ETD insider transactions made under a Rule 10b5-1 trading plan?

No. The Form 4 indicates that no Rule 10b5-1 trading plan is reported for these transactions, and the footnotes do not describe any pre-arranged trading plan governing the vesting or the tax withholding share disposition.

Why were 169 ETD shares disposed of in the CFO’s Form 4 filing?

The 169 shares reported with transaction code F were withheld at vesting to cover required tax withholding. The number of shares to be withheld was calculated using the closing market price of ETD common stock on September 11, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McNulty Matthew J

(Last) (First) (Middle)

25 LAKE AVENUE EXT.

(Street)

DANBURY CONNECTICUT 06811-5286

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ETHAN ALLEN INTERIORS INC [ ETD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/11/2026		M		677(1)	A	$21.93	19,922	D
Common Stock	09/11/2026		F		169(2)	D	$21.93	19,753	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the number of performance-based stock units, previously granted on August 8, 2023, that were earned and subsequently vested and issued on September 11, 2026.

2. Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on September 11, 2026.

	/s/ Matthew J. McNulty	09/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)