Ethan Allen CFO awarded 6,426 RSUs, shares withheld

Ethan Allen Interiors Inc. reported that SVP and CFO Matthew J. McNulty received a grant of 6,426 restricted stock units of common stock under the company’s Stock Incentive Plan on August 5, 2026.

Rhea-AI Filing Summary

Ethan Allen Interiors Inc. reported that SVP and CFO Matthew J. McNulty received a grant of 6,426 restricted stock units of common stock under the company’s Stock Incentive Plan on August 5, 2026. These RSUs vest ratably over three years starting August 5, 2027. On August 6 and 7, 2026, a total of 572 shares of common stock were withheld at vesting, at $23.51 and $23.71 per share, respectively, to cover required tax withholding.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider McNulty Matthew J

Role SVP, CFO

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock F3	284	$23.71	$7K
Tax Withholding	Common Stock F2	288	$23.51	$7K
Grant/Award	Common Stock F1	6,426	$0.00	$0.00

Holdings After Transaction: Common Stock — 19,484 shares (Direct)

Footnotes (3)

1. F1. Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 5, 2027.
2. F2. Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 6, 2026.
3. F3. Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 7, 2026.

Key Figures

RSUs Granted: 6,426 units Vesting Period: 3 years Shares Withheld for Taxes (Total): 572 shares +2 more

5 metrics

RSUs Granted 6,426 units Restricted stock units granted to CFO on August 5, 2026 under Stock Incentive Plan

Vesting Period 3 years RSUs vest one-third each year starting August 5, 2027

Shares Withheld for Taxes (Total) 572 shares Shares withheld at vesting to cover required tax withholding on August 6 and 7, 2026

Shares Withheld on Aug 6, 2026 288 shares at $23.51 Common stock withheld at vesting using closing price on August 6, 2026

Shares Withheld on Aug 7, 2026 284 shares at $23.71 Common stock withheld at vesting using closing price on August 7, 2026

Key Terms

restricted stock units, Stock Incentive Plan, tax withholding, fair market value

4 terms

restricted stock units financial

"Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Stock Incentive Plan financial

"Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan"

A stock incentive plan is a company program that gives employees or directors pieces of ownership or the right to buy shares over time, similar to receiving a bonus paid in company stock instead of cash. Investors pay attention because these plans align staff incentives with long‑term company performance but can also dilute existing shareholders and affect reported profits when grants are expensed, so they influence both ownership percentages and financial results.

tax withholding financial

"Represents the number of shares withheld at vesting to cover required tax withholding."

Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.

fair market value financial

"The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating"

The price a willing buyer and a willing seller would agree on for an asset or security when neither is under pressure and both have access to the same information. Think of it as the market’s neutral estimate of what something is worth, like the price two neighbors would settle on for a car after comparing similar listings. Investors care because fair market value guides buying and selling decisions, tax reporting, portfolio valuation, and how accurately company assets are reflected in financial statements.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity award did Ethan Allen (ETD) grant to CFO Matthew J. McNulty?

Ethan Allen granted CFO Matthew J. McNulty 6,426 restricted stock units of common stock under its Stock Incentive Plan. These RSUs vest ratably over three years, with one-third vesting each year starting on August 5, 2027.

How do the 6,426 RSUs granted to Ethan Allen (ETD) CFO vest over time?

The 6,426 RSUs granted to Ethan Allen’s CFO vest in three equal annual installments. One-third of the units vest on each anniversary of the grant date, beginning August 5, 2027, and continuing annually over a total period of three years.

What tax-withholding share transactions did Ethan Allen (ETD) report for its CFO?

Ethan Allen reported that 572 shares of common stock were withheld at vesting to cover required tax withholding. This included 288 shares at $23.51 on August 6, 2026, and 284 shares at $23.71 on August 7, 2026.

How was the fair market value determined for Ethan Allen (ETD) tax-withholding shares?

The fair market value used to calculate shares withheld for taxes was the closing price of Ethan Allen common stock on the relevant dates. For the reported transactions, the closing prices used were $23.51 on August 6, 2026, and $23.71 on August 7, 2026.

Was Ethan Allen (ETD) CFO’s Form 4 filed under a Rule 10b5-1 trading plan?

No. The Form 4 data indicate the Rule 10b5-1 checkbox was not affirmed, and the transactions are described as grants and tax-withholding dispositions related to equity compensation, rather than trades executed under a pre-arranged 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/07/2026 - 05:05 PM Accepted by SEC EDGAR 08/07/2026 - 05:04 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McNulty Matthew J

(Last) (First) (Middle)

25 LAKE AVENUE EXT.

(Street)

DANBURY CONNECTICUT 06811-5286

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ETHAN ALLEN INTERIORS INC [ ETD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/05/2026		A		6,426(1)	A	$0	20,056	D
Common Stock	08/06/2026		F		288(2)	D	$23.51	19,768	D
Common Stock	08/07/2026		F		284(3)	D	$23.71	19,484	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 5, 2027.

2. Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 6, 2026.

3. Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 7, 2026.

	/s/ Matthew J. McNulty	08/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)