Ethan Allen (NYSE: ETD) CFO gets 6,426 RSUs; 572 shares withheld for taxes
Rhea-AI Filing Summary
Ethan Allen Interiors Inc. reported that SVP and CFO Matthew J. McNulty received a grant of 6,426 restricted stock units of common stock under the company’s Stock Incentive Plan on August 5, 2026. These RSUs vest ratably over three years starting August 5, 2027. On August 6 and 7, 2026, a total of 572 shares of common stock were withheld at vesting, at $23.51 and $23.71 per share, respectively, to cover required tax withholding.
Positive
- None.
Negative
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Insider Trade Summary
Net Buyer: 5,854 shares
Net Buy
3 txns
Insider
McNulty Matthew J
Role
SVP, CFO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Tax Withholding | Common Stock F3 | 284 | $23.71 | $7K |
| Tax Withholding | Common Stock F2 | 288 | $23.51 | $7K |
| Grant/Award | Common Stock F1 | 6,426 | $0.00 | $0.00 |
Holdings After Transaction:
Common Stock — 19,484 shares (Direct)
Footnotes (3)
- F1. Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 5, 2027.
- F2. Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 6, 2026.
- F3. Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 7, 2026.
Key Figures
RSUs Granted: 6,426 units
Vesting Period: 3 years
Shares Withheld for Taxes (Total): 572 shares
+2 more
5 metrics
RSUs Granted
6,426 units
Restricted stock units granted to CFO on August 5, 2026 under Stock Incentive Plan
Vesting Period
3 years
RSUs vest one-third each year starting August 5, 2027
Shares Withheld for Taxes (Total)
572 shares
Shares withheld at vesting to cover required tax withholding on August 6 and 7, 2026
Shares Withheld on Aug 6, 2026
288 shares at $23.51
Common stock withheld at vesting using closing price on August 6, 2026
Shares Withheld on Aug 7, 2026
284 shares at $23.71
Common stock withheld at vesting using closing price on August 7, 2026
Key Terms
restricted stock units, Stock Incentive Plan, tax withholding, fair market value
4 terms
restricted stock units financial
"Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Stock Incentive Plan financial
"Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan"
A stock incentive plan is a company program that gives employees or directors pieces of ownership or the right to buy shares over time, similar to receiving a bonus paid in company stock instead of cash. Investors pay attention because these plans align staff incentives with long‑term company performance but can also dilute existing shareholders and affect reported profits when grants are expensed, so they influence both ownership percentages and financial results.
tax withholding financial
"Represents the number of shares withheld at vesting to cover required tax withholding."
Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.
fair market value financial
"The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating"
The price a willing buyer and a willing seller would agree on for an asset or security when neither is under pressure and both have access to the same information. Think of it as the market’s neutral estimate of what something is worth, like the price two neighbors would settle on for a car after comparing similar listings. Investors care because fair market value guides buying and selling decisions, tax reporting, portfolio valuation, and how accurately company assets are reflected in financial statements.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What equity award did Ethan Allen (ETD) grant to CFO Matthew J. McNulty?
Ethan Allen granted CFO Matthew J. McNulty 6,426 restricted stock units of common stock under its Stock Incentive Plan. These RSUs vest ratably over three years, with one-third vesting each year starting on August 5, 2027.
How do the 6,426 RSUs granted to Ethan Allen (ETD) CFO vest over time?
The 6,426 RSUs granted to Ethan Allen’s CFO vest in three equal annual installments. One-third of the units vest on each anniversary of the grant date, beginning August 5, 2027, and continuing annually over a total period of three years.
Was Ethan Allen (ETD) CFO’s Form 4 filed under a Rule 10b5-1 trading plan?
No. The Form 4 data indicate the Rule 10b5-1 checkbox was not affirmed, and the transactions are described as grants and tax-withholding dispositions related to equity compensation, rather than trades executed under a pre-arranged 10b5-1 trading plan.