STOCK TITAN

Ethan Allen (NYSE: ETD) awards 1,306 RSUs to board director

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Casar Perez Maria Eugenia reported acquisition or exercise transactions in this Form 4 filing.

Ethan Allen Interiors director Maria Eugenia Casar Perez reported an equity compensation award of 1306 restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan. These units vest ratably over three years, with one-third vesting each year on the anniversary of the August 5, 2026 grant date, starting August 5, 2027. Following this award, her reported direct holding is 1306 shares.

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Insider Casar Perez Maria Eugenia
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1 1,306 -- --
Holdings After Transaction: Common Stock — 1,306 shares (Direct)
Footnotes (1)
  1. F1. Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 5, 2027.
Restricted stock units granted 1306.0000 units Equity award to director Maria Eugenia Casar Perez on August 5, 2026
Total direct holdings after grant 1306.0000 shares Reported direct ownership following the August 5, 2026 transaction
Vesting period three years Restricted stock units vest ratably over three years from the grant date
Initial vesting date August 5, 2027 First one-third of the restricted stock units vests on this date
restricted stock units financial
"Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Stock Incentive Plan financial
"under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest"
A stock incentive plan is a company program that gives employees or directors pieces of ownership or the right to buy shares over time, similar to receiving a bonus paid in company stock instead of cash. Investors pay attention because these plans align staff incentives with long‑term company performance but can also dilute existing shareholders and affect reported profits when grants are expensed, so they influence both ownership percentages and financial results.
vest ratably financial
"these restricted stock units vest ratably over three years, whereby one-third"

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FAQ

What insider transaction did Ethan Allen (ETD) report for Maria Eugenia Casar Perez?

Ethan Allen (ETD) reported that director Maria Eugenia Casar Perez received an equity award of 1306 restricted stock units. The grant was made under the Ethan Allen Interiors Inc. Stock Incentive Plan on August 5, 2026 as part of her director compensation.

How many Ethan Allen (ETD) shares does Maria Eugenia Casar Perez hold after this Form 4 transaction?

After the reported award, Maria Eugenia Casar Perez’s total direct holding is 1306 shares of Ethan Allen common stock. This figure reflects the position reported immediately following the August 5, 2026 equity grant transaction on the Form 4.

What is the vesting schedule of the 1306 restricted stock units reported for ETD?

The 1306 restricted stock units granted to the Ethan Allen director vest ratably over three years. One-third of the total units will vest on each anniversary of the grant date, commencing on August 5, 2027, subject to the plan’s terms.

Is the Ethan Allen (ETD) restricted stock grant to Maria Eugenia Casar Perez under a trading plan?

The Form 4’s Rule 10b5-1 checkbox is not marked as affirming a trading plan, so the transaction is not identified as being executed under a Rule 10b5-1 trading arrangement. It is characterized as a grant or award acquisition of equity.

What type of security was granted to the Ethan Allen (ETD) director on August 5, 2026?

Although reported under common stock, a footnote clarifies the transaction is a grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan. These RSUs convert into common shares as they vest over the three-year schedule.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Casar Perez Maria Eugenia

(Last)(First)(Middle)
25 LAKE AVENUE EXT.

(Street)
DANBURY CONNECTICUT 06811

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ETHAN ALLEN INTERIORS INC [ ETD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/05/2026A1,306(1)A(1)1,306D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 5, 2027.
/s/ Matthew J. McNulty as attorney-in-fact for Maria Eugenia Casar Perez08/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)