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Ethan Allen Interiors Inc (ETD) EVP withholds 417 shares to cover taxes

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ethan Allen Interiors Inc executive Amy Phillips, EVP of the Retail Division, reported a Form 4 transaction involving 417 shares of common stock on August 10, 2026. These shares were withheld to satisfy tax obligations at a price of $23.51 per share, and she now directly holds 22,477 shares of common stock.

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Insider Phillips Amy
Role EVP, Retail Division
Type Security Shares Price Value
Tax Withholding Common Stock F1 417 $23.51 $10K
Holdings After Transaction: Common Stock — 22,477 shares (Direct)
Footnotes (1)
  1. F1. Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 10, 2026.
Shares withheld 417 shares Shares delivered or withheld for tax liability on August 10, 2026
Per-share value for withholding $23.51 per share Fair market value based on August 10, 2026 closing price
Shares held after transaction 22,477 shares Direct common stock holdings reported after tax-withholding disposition
tax withholding financial
"Represents the number of shares withheld at vesting to cover required tax withholding."
Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.
fair market value financial
"The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes"
The price a willing buyer and a willing seller would agree on for an asset or security when neither is under pressure and both have access to the same information. Think of it as the market’s neutral estimate of what something is worth, like the price two neighbors would settle on for a car after comparing similar listings. Investors care because fair market value guides buying and selling decisions, tax reporting, portfolio valuation, and how accurately company assets are reflected in financial statements.
closing price financial
"was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 10, 2026."
Payment of tax liability by delivering or withholding securities financial
"transaction_code_description: Payment of tax liability by delivering or withholding securities"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Amy Phillips report in her Form 4 for ETD?

Amy Phillips reported that 417 shares of Ethan Allen Interiors Inc common stock were delivered or withheld to cover tax withholding related to a vesting event at $23.51 per share.

How many Ethan Allen (ETD) shares does Amy Phillips hold after this transaction?

After the reported tax-withholding transaction, Amy Phillips directly holds 22,477 shares of Ethan Allen Interiors Inc common stock, as disclosed in the Form 4.

What was the price used to withhold Amy Phillips’ ETD shares for taxes?

The company used a $23.51 per share value, based on the August 10, 2026 closing price of Ethan Allen Interiors Inc common stock, to calculate the 417 shares withheld.

Was Amy Phillips’ ETD Form 4 transaction a market sale?

The transaction was coded F, indicating shares were delivered or withheld for tax liability, not an open-market sale, and was tied to a vesting-related tax withholding event.

Does Amy Phillips’ Form 4 for ETD involve derivative securities?

No derivative transactions were reported. The Form 4 lists only a non-derivative common stock entry where 417 shares were withheld or delivered for tax withholding purposes.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Phillips Amy

(Last)(First)(Middle)
25 LAKE AVENUE EXT.

(Street)
DANBURY CONNECTICUT 06811

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ETHAN ALLEN INTERIORS INC [ ETD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Retail Division
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/10/2026F417(1)D$23.5122,477D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 10, 2026.
/s/ Matthew J. McNulty as attorney-in-fact for Amy Phillips08/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)