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Ethan Allen (ETD) CFO reports 239 shares withheld to cover tax obligations

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Ethan Allen Interiors Inc. senior vice president and CFO Matthew J. McNulty reported a Form 4 transaction involving company common stock. On August 10, 2026, 239 shares were withheld at vesting to cover required tax withholding, based on a fair market value of $23.51 per share. Following this tax-withholding disposition, McNulty directly holds 19,245 shares of Ethan Allen Interiors Inc. common stock.

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Insider McNulty Matthew J
Role SVP, CFO
Type Security Shares Price Value
Tax Withholding Common Stock F1 239 $23.51 $6K
Holdings After Transaction: Common Stock — 19,245 shares (Direct)
Footnotes (1)
  1. F1. Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 10, 2026.
Shares withheld for taxes 239 shares Common stock withheld at vesting on August 10, 2026 to cover tax withholding
Fair market value per share $23.51 per share Closing price on August 10, 2026 used to calculate shares withheld
Shares held after transaction 19,245 shares Direct ownership of Ethan Allen Interiors Inc. common stock following tax-withholding disposition
withheld at vesting financial
"Represents the number of shares withheld at vesting to cover required tax withholding."
tax withholding financial
"Represents the number of shares withheld at vesting to cover required tax withholding."
Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.
fair market value financial
"The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes"
The price a willing buyer and a willing seller would agree on for an asset or security when neither is under pressure and both have access to the same information. Think of it as the market’s neutral estimate of what something is worth, like the price two neighbors would settle on for a car after comparing similar listings. Investors care because fair market value guides buying and selling decisions, tax reporting, portfolio valuation, and how accurately company assets are reflected in financial statements.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did ETD CFO Matthew J. McNulty report?

Matthew J. McNulty reported that 239 shares of Ethan Allen Interiors Inc. common stock were withheld at vesting on August 10, 2026 to cover required tax withholding, rather than being sold in an open market transaction.

How many Ethan Allen (ETD) shares were involved in McNulty’s August 10, 2026 transaction?

The transaction involved 239 shares of Ethan Allen Interiors Inc. common stock. These shares were withheld to satisfy tax withholding obligations associated with vesting, using a fair market value equal to the August 10, 2026 closing price.

At what price were ETD shares valued for McNulty’s tax withholding event?

The shares were valued at a fair market value of $23.51 per share, equal to the closing price of Ethan Allen Interiors Inc. common stock reported on August 10, 2026, for purposes of calculating the number of shares withheld.

How many ETD shares does CFO Matthew J. McNulty hold after this Form 4 transaction?

After the tax-withholding disposition, Matthew J. McNulty directly holds 19,245 shares of Ethan Allen Interiors Inc. common stock. This figure reflects his post-transaction direct ownership as reported in the Form 4 filing.

Was McNulty’s ETD Form 4 transaction a discretionary share sale?

No. The Form 4 describes the event as shares withheld to cover required tax withholding upon vesting, not a discretionary sale. The shares were used to satisfy tax obligations at a value of $23.51 per share.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McNulty Matthew J

(Last)(First)(Middle)
25 LAKE AVENUE EXT.

(Street)
DANBURY CONNECTICUT 06811-5286

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ETHAN ALLEN INTERIORS INC [ ETD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP, CFO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/10/2026F239(1)D$23.5119,245D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 10, 2026.
/s/ Matthew J. McNulty08/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)