Ethan Allen CEO granted 16,223 restricted stock units
ETHAN ALLEN INTERIORS INC reported that Chairman, President & CEO Farooq Kathwari received an award of 16,223 restricted stock units on August 5, 2026 under the company’s Stock Incentive Plan.
Rhea-AI Filing Summary
ETHAN ALLEN INTERIORS INC reported that Chairman, President & CEO Farooq Kathwari received an award of 16,223 restricted stock units on August 5, 2026 under the company’s Stock Incentive Plan. These units vest in three equal annual installments starting August 5, 2027.
On August 6 and 7, 2026, 3,948 and 3,890 shares of common stock, respectively, were withheld at vesting to cover required tax withholding, based on closing prices of $23.51 and $23.71 per share. Kathwari also reports indirect common stock holdings through a spouse account, a 401(k) plan, and several 2020 family trusts.
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Insights
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Insider Trade Summary
9 transactions reported
Mixed
9 txns
Insider
KATHWARI M FAROOQ
Role
Chairman, President & CEO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Tax Withholding | Common Stock F3 | 3,890 | $23.71 | $92K |
| Tax Withholding | Common Stock F2 | 3,948 | $23.51 | $93K |
| Grant/Award | Common Stock F1 | 16,223 | $0.00 | $0.00 |
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| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
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Holdings After Transaction:
Common Stock — 1,491,613 shares (Direct);
Common Stock — 15,364 shares (Indirect, Shares held by spouse);
Common Stock — 8,549.49 shares (Indirect, Shares held in 401(k) plan);
Common Stock — 22,347 shares (Indirect, 2020 Trust FBO Kolhai Gibran Kathwari);
Common Stock — 22,347 shares (Indirect, 2020 Trust FBO Zavier Irfan Kathwari);
Common Stock — 22,342 shares (Indirect, 2020 Trust FBO Samantha Maxime Van Puyenbroeck-Kathwari);
Common Stock — 22,347 shares (Indirect, 2020 Trust FBO Gabriel Alexander Van Puyenbroeck-Kathwari)
Footnotes (3)
- F1. Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan; these restricted stock units vest ratably over three years, whereby one-third of the total number of units granted vest each year on the anniversary of the grant date, commencing on August 5, 2027.
- F2. Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 6, 2026.
- F3. Represents the number of shares withheld at vesting to cover required tax withholding. The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes of calculating the number of shares to be withheld, was the closing price of Ethan Allen Interiors Inc. common stock as reported on August 7, 2026.
Key Figures
Restricted stock units granted: 16,223 units
Shares withheld for taxes on Aug 6, 2026: 3,948 shares at $23.51 per share
Shares withheld for taxes on Aug 7, 2026: 3,890 shares at $23.71 per share
+3 more
6 metrics
Restricted stock units granted
16,223 units
Grant to CEO on August 5, 2026 under Stock Incentive Plan
Shares withheld for taxes on Aug 6, 2026
3,948 shares at $23.51 per share
Withheld at vesting to cover required tax withholding
Shares withheld for taxes on Aug 7, 2026
3,890 shares at $23.71 per share
Withheld at vesting to cover required tax withholding
Indirect holdings via spouse
15,364 shares
Common stock held by spouse, reported as of August 5, 2026
401(k) plan holdings
8,549.49 shares
Common stock held in a 401(k) plan, reported as of August 5, 2026
Each 2020 family trust holding
22,347; 22,347; 22,342; 22,347 shares
Common stock held in four separate 2020 family trusts
Key Terms
restricted stock units, Stock Incentive Plan, fair market value, tax withholding
4 terms
restricted stock units financial
"Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Stock Incentive Plan financial
"Grant of restricted stock units under the Ethan Allen Interiors Inc. Stock Incentive Plan"
A stock incentive plan is a company program that gives employees or directors pieces of ownership or the right to buy shares over time, similar to receiving a bonus paid in company stock instead of cash. Investors pay attention because these plans align staff incentives with long‑term company performance but can also dilute existing shareholders and affect reported profits when grants are expensed, so they influence both ownership percentages and financial results.
fair market value financial
"The fair market value of the Ethan Allen Interiors Inc. common stock, used for the purposes"
The price a willing buyer and a willing seller would agree on for an asset or security when neither is under pressure and both have access to the same information. Think of it as the market’s neutral estimate of what something is worth, like the price two neighbors would settle on for a car after comparing similar listings. Investors care because fair market value guides buying and selling decisions, tax reporting, portfolio valuation, and how accurately company assets are reflected in financial statements.
tax withholding financial
"Represents the number of shares withheld at vesting to cover required tax withholding."
Tax withholding is the practice of taking a portion of a payment—such as wages, dividends, or sale proceeds—before it reaches the recipient and sending that portion to the tax authority as an advance on the recipient’s eventual tax bill. For investors it matters because withholding reduces immediate cash received and affects after‑tax returns, estimated tax payments, and whether you may owe more or receive a refund when taxes are finally calculated, like having a small automatic savings set aside for your tax bill.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What equity award did ETHAN ALLEN INTERIORS INC (ETD) grant to CEO Farooq Kathwari?
Farooq Kathwari received an award of 16,223 restricted stock units of Ethan Allen Interiors Inc. common stock on August 5, 2026, under the company’s Stock Incentive Plan, providing time-based equity compensation tied to his continued service.
How do the new restricted stock units for ETD’s CEO vest?
The 16,223 restricted stock units vest ratably over three years. One-third of the units vest on each anniversary of the August 5, 2026 grant date, beginning August 5, 2027, aligning the CEO’s compensation with multi‑year company performance.
Were Farooq Kathwari’s August 6–7, 2026 ETD transactions market sales?
No. The August 6 and 7 entries are code F transactions, representing shares withheld to cover tax withholding at vesting. Footnotes clarify these are share withholdings for tax obligations, not open-market sales initiated by the CEO.
AI-generated analysis. How Rhea-AI works. Not financial advice.
