Eaton (ETN) officer adds 3,490 restricted stock units in amended Form 3

Rhea-AI Filing Summary

Eaton Corp plc officer Clark Dougherty Lucy filed an amended insider ownership report to include previously omitted equity awards. The amendment shows holdings of 3,490 restricted stock units, each representing a contingent right to receive one ordinary share of Eaton.

The footnotes state these restricted stock units were granted on February 3, 2025 and vest 33% on the first anniversary, 33% on the second, and 34% on the third anniversary of the grant date. The filing explains that these awards were inadvertently left out of the original Form 3.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Clark Dougherty Lucy

Role See Remarks below

Type	Security	Shares	Price	Value
holding	Restricted Stock Units	--	--	--

Holdings After Transaction: Restricted Stock Units — 3,490 shares (Direct)

Footnotes (1)

1. Awards were inadvertently omitted from the reporting person's original Form 3. These restricted stock units were granted on February 3, 2025 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. This field is not applicable.

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Clark Dougherty Lucy

(Last) (First) (Middle)

1000 EATON BLVD.

(Street)

CLEVELAND OH 44122

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
04/04/2025

3. Issuer Name and Ticker or Trading Symbol
Eaton Corp plc [ ETN ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks below

5. If Amendment, Date of Original Filed (Month/Day/Year)
04/04/2025

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units(1)	02/03/2026(2)	(3)	Ordinary Shares	3,490	$0.0	D

Explanation of Responses:

1. Awards were inadvertently omitted from the reporting person's original Form 3.

2. These restricted stock units were granted on February 3, 2025 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.

3. This field is not applicable.

Remarks:

Executive Vice President and Chief Legal Officer of Eaton Corporation, a subsidiary of the Issuer.

	/s/ Heejin Jun, as Attorney-in-Fact	02/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider ownership change is reported for ETN in this Form 3/A?

The amendment reports 3,490 restricted stock units held by an Eaton Corp plc officer. These awards were inadvertently omitted from the original Form 3 and are now correctly reflected as part of the insider’s reported equity holdings.

When do the reported Eaton (ETN) restricted stock units vest?

The restricted stock units vest over three years from February 3, 2025. They vest 33% on the first anniversary, 33% on the second anniversary, and the remaining 34% on the third anniversary of the original grant date.

What does each reported Eaton (ETN) restricted stock unit represent?

Each restricted stock unit represents a contingent right to receive one ordinary share of Eaton Corp plc. The units convert into shares as they vest over time according to the stated three-year vesting schedule.

Why did Eaton’s officer file an amended Form 3 for ETN?

The amended Form 3 was filed because certain awards were inadvertently omitted from the officer’s original ownership report. The amendment corrects this by adding the 3,490 restricted stock units granted on February 3, 2025.

How many Eaton (ETN) restricted stock units are reported after this amendment?

After the amendment, total holdings reported are 3,490 restricted stock units. This figure reflects the restricted stock units that were previously omitted from the original Form 3 and are now included in the insider’s reported position.