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Eaton Corp plc (NYSE: ETN) exec exercises 658 options, delivers shares

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(Neutral)
Form Type
4

Rhea-AI Filing Summary

Michael Yelton, President – Americas Region, Electrical Sector of Eaton Corporation, exercised stock options for 658.0000 ordinary shares of Eaton Corp plc on 2026-08-06 at an exercise price of $151.7600 per share. These options were granted on February 22, 2022 and became exercisable 33%, 33% and 34% on the first, second and third anniversaries of the grant date. In connection with the exercise, 221.0000 ordinary shares were delivered or withheld at $451.5250 per share for payment of exercise price or tax liability. Following these transactions, he reported holding 1742.0000 stock options from this grant and 3120.0000 ordinary shares indirectly through the Eaton Savings Plan.

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Insider Yelton Michael
Role See Remarks below.
Type Security Shares Price Value
Exercise Stock Option F1 658 $0.00 $0.00
Exercise Ordinary Shares 658 $151.76 $100K
Exercise Price or Tax Liability Ordinary Shares 221 $451.525 $100K
holding Ordinary Shares F2 -- -- --
Holdings After Transaction: Stock Option — 1,742 shares (Direct); Ordinary Shares — 2,533 shares (Direct); Ordinary Shares — 3,120 shares (Indirect, by trustee of ESP)
Footnotes (2)
  1. F1. These stock options were granted on February 22, 2022 and became exercisable as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
  2. F2. These ordinary shares are held in the Eaton Savings Plan.
Options exercised 658.0000 shares Stock options converted into ordinary shares on 2026-08-06
Exercise price $151.7600 per share Exercise price of stock options granted on February 22, 2022
Shares delivered/withheld 221.0000 shares Ordinary shares delivered or withheld under code F on 2026-08-06
Option expiration 2032-02-22 Expiration date of the reported stock option grant
Options remaining 1742.0000 shares Stock options reported as owned following the derivative transaction
Indirect plan holdings 3120.0000 shares Ordinary shares held indirectly in the Eaton Savings Plan
Stock Option financial
"Security title reported as Stock Option for the derivative transaction"
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
Ordinary Shares financial
"Underlying security and acquired shares are described as Ordinary Shares"
Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.
Eaton Savings Plan financial
"Footnote explains these ordinary shares are held in the Eaton Savings Plan"
exercise price or tax liability financial
"Code F describes payment of exercise price or tax liability by delivering shares"

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FAQ

What stock option exercise did Michael Yelton report for Eaton (ETN)?

Michael Yelton exercised stock options for 658.0000 ordinary shares of Eaton Corp plc on 2026-08-06 at an exercise price of $151.7600 per share. The options were granted on February 22, 2022 and vest 33%, 33% and 34% over three years.

How many Eaton (ETN) shares were delivered or withheld for the option exercise?

In connection with the option exercise, 221.0000 ordinary shares were delivered or withheld at $451.5250 per share. The disclosure characterizes this as payment of exercise price or tax liability rather than a regular market sale or purchase.

What are the key terms of Michael Yelton’s Eaton (ETN) stock option grant?

The stock options were granted on February 22, 2022 with an exercise price of $151.7600 per share and expire on 2032-02-22. They became exercisable 33% on the first and second anniversaries and 34% on the third anniversary of the grant date.

What Eaton (ETN) holdings does Michael Yelton report after these transactions?

After these transactions, Michael Yelton reported holding 1742.0000 stock options from the February 22, 2022 grant and 3120.0000 ordinary shares held indirectly through the Eaton Savings Plan. The plan-held shares are reported as indirect ownership by a trustee.

Are Michael Yelton’s Eaton (ETN) transactions identified as under a Rule 10b5-1 plan?

The disclosure does not state that these transactions were made under a Rule 10b5-1 trading plan. The Rule 10b5-1 checkbox is unchecked, and the footnotes describing the option grant and plan holdings do not reference any pre-arranged trading arrangement.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Yelton Michael

(Last)(First)(Middle)
1000 EATON BOULEVARD

(Street)
CLEVELAND OHIO 44122

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Eaton Corp plc [ ETN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks below.
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares08/06/2026M658A$151.762,754D
Ordinary Shares08/06/2026F221D$451.5252,533D
Ordinary Shares3,120(2)Iby trustee of ESP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option$151.7608/06/2026M65802/22/2023(1)02/22/2032Ordinary Shares658$01,742D
Explanation of Responses:
1. These stock options were granted on February 22, 2022 and became exercisable as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
2. These ordinary shares are held in the Eaton Savings Plan.
Remarks:
President - Americas Region, Electrical Sector of Eaton Corporation, a subsidiary of the Issuer.
/s/ Heejin Jun, as Attorney-in-Fact08/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)