STOCK TITAN

Eaton Corp (ETN) COO Monesmith exercises 20K options, sells 18K shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Eaton Corp plc executive Heath B. Monesmith, President and Chief Operating Officer – Electrical Sector, reported multiple stock option exercises and related share movements on 2026-08-11. He exercised options covering 20,041 Ordinary Shares at exercise prices of $130.86, $151.76 and $171.31 per share. Following these exercises, he acquired corresponding Ordinary Shares and sold 18,036 Ordinary Shares at a weighted average price of $458.0408 per share, with individual sale prices ranging from $458.00 to $458.45. Additional 653 Ordinary Shares were delivered or withheld to pay the exercise price or tax liabilities. He also reports indirect ownership of 3,518 Ordinary Shares held in the Eaton Savings Plan.

Positive

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Negative

  • None.
Insider Monesmith Heath B.
Role See Remarks below.
Sold 18,036 shs ($8.26M)
Approx. gross sale proceeds $8.26M
Approx. exercise cost $2.66M
Type Security Shares Price Value
Exercise Stock Option F2 764 $0.00 $0.00
Exercise Stock Option F2 18,036 $0.00 $0.00
Exercise Stock Option F2 658 $0.00 $0.00
Exercise Stock Option F2 583 $0.00 $0.00
Exercise Ordinary Shares 764 $130.86 $100K
Exercise Price or Tax Liability Ordinary Shares 218 $458.155 $100K
Exercise Ordinary Shares 18,036 $130.86 $2.36M
Sale Ordinary Shares F1 18,036 $458.0408 $8.26M
Exercise Ordinary Shares 658 $151.76 $100K
Exercise Price or Tax Liability Ordinary Shares 217 $458.12 $99K
Exercise Ordinary Shares 583 $171.31 $100K
Exercise Price or Tax Liability Ordinary Shares 218 $458.11 $100K
holding Ordinary Shares F3 -- -- --
Holdings After Transaction: Stock Option — 23,259 shares (Direct); Ordinary Shares — 51,174 shares (Direct); Ordinary Shares — 3,518 shares (Indirect, by trustee of ESP)
Footnotes (3)
  1. F1. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $458.00 - $458.45. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  2. F2. These stock options became exercisable as follows: 33% on each of the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
  3. F3. These ordinary shares are held in the Eaton Savings Plan.
Shares sold 18,036 Ordinary Shares Sale on 2026-08-11 at weighted average price
Weighted average sale price $458.0408 per share Ordinary Shares sold in the $458.00–$458.45 range
Options exercised 20,041 shares Stock options exercised on 2026-08-11
Exercise prices $130.86, $151.76, $171.31 per share Strike prices on exercised stock options
Shares for exercise price or taxes 653 Ordinary Shares Code F dispositions related to option exercises
Indirect holdings after transactions 3,518 Ordinary Shares Held by trustee of Eaton Savings Plan
Stock Option financial
"These stock options became exercisable as follows: 33% on each"
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
exercise price financial
"Payment of exercise price or tax liability by delivering"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
weighted price financial
"Price reported constitutes the average weighted price of shares sold."
Eaton Savings Plan financial
"These ordinary shares are held in the Eaton Savings Plan."
Ordinary Shares financial
"These ordinary shares are held in the Eaton Savings Plan."
Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.

FAQ

What transactions did Eaton (ETN) executive Heath B. Monesmith report on this Form 4?

Heath B. Monesmith reported stock option exercises for 20,041 Ordinary Shares, the acquisition of those shares, the sale of 18,036 Ordinary Shares, and delivery/withholding of 653 shares for exercise price or tax obligations.

How many Eaton (ETN) shares did Heath B. Monesmith sell and at what price?

He sold 18,036 Ordinary Shares at a weighted average price of $458.0408 per share. The filing states the actual sale prices ranged between $458.00 and $458.45 per share.

What stock options did Heath B. Monesmith exercise in this Eaton (ETN) Form 4?

He exercised options for 20,041 Ordinary Shares with exercise prices of $130.86, $151.76 and $171.31 per share. The options became exercisable in three annual installments as described in the footnotes.

How many Eaton (ETN) shares were used to cover exercise price or taxes for Monesmith?

The Form 4 shows that 653 Ordinary Shares were delivered or withheld as payment of the exercise price or tax liability, in three separate code F transactions at prices around $458 per share.

What Eaton (ETN) shares does Heath B. Monesmith hold indirectly after these transactions?

He reports indirect ownership of 3,518 Ordinary Shares held "by trustee of ESP" in the Eaton Savings Plan, according to a holding entry footnote describing these plan-based holdings.

Is there any indication these Eaton (ETN) trades were under a Rule 10b5-1 plan?

The Form 4’s Rule 10b5-1 checkbox is not checked, and the footnotes do not reference any trading plan. The filing therefore does not state that these transactions were made under a Rule 10b5-1 plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Monesmith Heath B.

(Last)(First)(Middle)
1000 EATON BOULEVARD

(Street)
CLEVELAND OHIO 44122

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Eaton Corp plc [ ETN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See Remarks below.
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares08/11/2026M764A$130.8650,586D
Ordinary Shares08/11/2026F218D$458.15550,368D
Ordinary Shares08/11/2026M18,036A$130.8668,404D
Ordinary Shares08/11/2026S18,036D$458.0408(1)50,368D
Ordinary Shares08/11/2026M658A$151.7651,026D
Ordinary Shares08/11/2026F217D$458.1250,809D
Ordinary Shares08/11/2026M583A$171.3151,392D
Ordinary Shares08/11/2026F218D$458.1151,174D
Ordinary Shares3,518(3)Iby trustee of ESP
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option$130.8608/11/2026M76402/23/2022(2)02/23/2031Ordinary Shares764$018,036D
Stock Option$130.8608/11/2026M18,03602/23/2022(2)02/23/2031Ordinary Shares18,036$00D
Stock Option$151.7608/11/2026M65802/22/2023(2)02/22/2032Ordinary Shares658$010,842D
Stock Option$171.3108/11/2026M58302/22/2024(2)02/22/2033Ordinary Shares583$012,417D
Explanation of Responses:
1. Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $458.00 - $458.45. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
2. These stock options became exercisable as follows: 33% on each of the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
3. These ordinary shares are held in the Eaton Savings Plan.
Remarks:
President and Chief Operating Officer - Electrical Sector of Eaton Corporation, a subsidiary of the Issuer.
/s/ Heejin Jun, as Attorney-in-Fact08/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)