120,000 ETON shares proposed for sale by affiliate (ETON)

Rhea-AI Filing Summary

The Charles Schwab Corporation files a Form 144 notice proposing sale of 120,000 common shares for an aggregate amount of $3,888,000.00. Shares outstanding were 27,392,358 as of 05/28/2026, and the securities are listed on NASDAQ. The filing lists prior issuances and purchases dated 05/17/2017, 08/13/2019, 06/03/2021, and 08/21/2021.

Insights

Equity Capital Markets Analyst

Form 144 signals an affiliate plans to sell a block of common stock.

The filing shows a proposed sale of $3,888,000.00 tied to 120,000 common shares, which is documented as a Form 144 notice for NASDAQ-listed shares. The notice lists historical issuances and open-market purchases from 05/17/2017 through 08/21/2021 that relate to the holding history.

Cash-flow treatment and timing are not detailed in the excerpt; subsequent broker reports or Form 4s would clarify execution method and actual proceeds.

Securities Compliance Attorney

Form 144 primarily notifies the market of an affiliate resale, triggering Rule 144 procedures.

The notice includes the number of shares (120,000), aggregate value ($3,888,000.00), and an outstanding share count (27,392,358 as of 05/28/2026), which are the core data points relevant for Rule 144 resale calculations. It also lists the class label "Founder Shares" and several dated transactions as the issuer's history.

Key compliance items—holding period, restrictive legend removal, and broker-dealer selling methods—are not shown in the excerpt; those determine whether sales can proceed under Rule 144.

Key Figures

Shares proposed for sale: 120,000 shares Aggregate offering amount: $3,888,000.00 Shares outstanding: 27,392,358 shares +1 more

4 metrics

Shares proposed for sale 120,000 shares listed beside the security on the Form 144 excerpt

Aggregate offering amount $3,888,000.00 aggregate dollar amount shown on the Form 144 excerpt

Shares outstanding 27,392,358 shares reported as of 05/28/2026 in the excerpt

Exchange NASDAQ listing venue shown in the excerpt

Key Terms

Form 144, Founder Shares, Open Market Purchase

3 terms

Form 144 regulatory

"Shows a Form 144 notice proposing sale of common shares"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Founder Shares financial

"05/17/2017 | Founder Shares | Issuer"

Founder shares are the ownership stakes given to the people who start a company, often with extra voting power or protections compared with ordinary shares. For investors, they matter because founders’ control and incentives influence decisions about strategy, hiring, and whether the company sells or stays independent — like a family that keeps majority voting rights in a household decision. High founder ownership can mean stable leadership but also a risk that outside shareholders have less influence.

Open Market Purchase market

"08/13/2019 | Open Market Purchase | Issuer"

An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	The Charles Schwab Corporation 3000 Schwab Way Westlake TX 76262	120000	3888000.00	27392358	05/28/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/17/2017	Founder Shares	Issuer			200000	05/17/2017	Grant
Common	08/13/2019	Open Market Purchase	Issuer			5000	08/13/2019	Cash
Common	06/03/2021	Open Market Purchase	Issuer			5000	06/03/2021	Cash
Common	08/21/2021	Open Market Purchase	Issuer			10000	08/21/2021	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for ETON indicate?

It indicates a proposed sale of 120,000 common shares with an aggregate value of $3,888,000.00. The filing records the number of shares, aggregate dollar amount, and exchange listing (NASDAQ) as provided in the excerpt.

How many shares outstanding are reported in the filing?

The filing shows 27,392,358 shares outstanding as of 05/28/2026. That figure appears alongside the proposed sale details and serves as a contextual baseline in the excerpt.

Does this Form 144 show who is selling the shares?

The excerpt lists security types and dated transactions but does not name the selling holder. It records prior issuances and purchases by date without attributing them to a specific individual or entity.

Are the proceeds earmarked for the issuer in this Form 144?

The excerpt provides an aggregate value of $3,888,000.00 but does not state who receives proceeds. Cash-flow treatment or use of proceeds is not specified in the provided content.

What historical transactions are listed in the filing excerpt?

The excerpt lists dated entries: 05/17/2017 (Founder Shares), 08/13/2019, 06/03/2021, and 08/21/2021, described as grants or open-market purchases. These appear as the security history reported in the notice.