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Entergy Corp (ETR) SVP & General Counsel discloses common stock and option positions

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Entergy Corporation officer reports stock and option holdings. The company’s SVP, General Counsel & SEC, who is an officer of Entergy Corp (ETR), reports beneficial ownership of 6,520 shares of common stock held directly and 4,795 shares held indirectly through a 401(k) plan as of an event dated 12/01/2025.

The officer also holds employee stock options to buy 6,012 shares of common stock at $49.54 per share expiring on 01/25/2034, 5,140 shares at $54.24 per share expiring on 01/26/2033, and 3,077 shares at $82.79 per share expiring on 02/06/2035. These options were granted in 2023, 2024, and 2025 and become exercisable in three equal annual installments starting on the first anniversary of each grant date.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
FALSTAD DANIEL T.

(Last) (First) (Middle)
C/O ENTERGY LEGAL DEPARTMENT
639 LOYOLA AVENUE, 26TH FLOOR

(Street)
NEW ORLEANS LA 70113

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/01/2025
3. Issuer Name and Ticker or Trading Symbol
ENTERGY CORP /DE/ [ ETR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, GENERAL COUNSEL & SEC
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 6,520 D
Common Stock 4,795 I By 401(k) Plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) (1) 01/25/2034 Common Stock 6,012 $49.54 D
Employee Stock Option (Right to Buy) (2) 01/26/2033 Common Stock 5,140 $54.24 D
Employee Stock Option (Right to Buy) (3) 02/06/2035 Common Stock 3,077 $82.79 D
Explanation of Responses:
1. The options were granted to the reporting person on January 25, 2024 and become exercisable in three equal annual installments beginning on the first anniversary of the date of grant.
2. The options were granted to the reporting person on January 26, 2023 and become exercisable in three equal annual installments beginning on the first anniversary of the date of grant.
3. The options were granted to the reporting person on February 6, 2025 and become exercisable in three equal annual installments beginning on the first anniversary of the date of grant.
/s/ Daniel T. Falstad 12/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider position is reported in the Entergy Corp (ETR) Form 3 filing?

The filing reports an officer of Entergy Corp (ETR) who serves as SVP, General Counsel & SEC. The individual is a reporting person under insider ownership rules.

How many Entergy Corp (ETR) common shares does the officer own directly and indirectly?

The officer beneficially owns 6,520 shares of Entergy common stock directly and 4,795 shares indirectly through a 401(k) plan.

What stock options does the Entergy Corp (ETR) officer hold and at what exercise prices?

The officer holds employee stock options for 6,012 shares at $49.54 per share expiring on 01/25/2034, 5,140 shares at $54.24 per share expiring on 01/26/2033, and 3,077 shares at $82.79 per share expiring on 02/06/2035.

When do the Entergy Corp (ETR) stock options reported become exercisable?

The options granted on January 26, 2023, January 25, 2024, and February 6, 2025 each become exercisable in three equal annual installments beginning on the first anniversary of the respective grant date.

Is this Entergy Corp (ETR) insider ownership report filed for one or multiple reporting persons?

The document indicates that the Form is filed by one reporting person, not by a group or multiple insiders.

What is the event date for the insider holdings reported for Entergy Corp (ETR)?

The date of the event requiring this insider ownership statement is listed as 12/01/2025.

Entergy Corp

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United States
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